Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CMS ENERGY CORPCMS · Entity 3244 | SVP and General Counsel | May 08, 2019 | May 09, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CMS ENERGY CORP
Report date May 08, 2019 · Filed May 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 121,211 |
Reported balance
After 2019-05-08 transaction · row 1
1 source rowRow 1 · 2019-05-08 · Sale · Disposed 6,203 · Balance 121,211 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2019 Filed May 9, 2019 16:28 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 6,203 | $54.63 | $338,846.32 |
DisclosureSEC source: 0001246360-19-001378 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,211 Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 19:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 4,895 | $55.22 | $270,301.90 |
DisclosureSEC source: 0001246360-19-001115 · form.xml · nonDerivative · entry 2 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,414 Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 19:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-001115 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,309 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain Performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 5 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 420 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 21:42 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 8,187 | $53.02 | $434,054.27 |
DisclosureSEC source: 0001246360-19-000584 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,389 Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 21:36 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 6,639 | $50.88 | $337,792.32 |
DisclosureSEC source: 0001246360-19-000259 · form.xml · nonDerivative · entry 2 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,576 Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 21:36 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 1,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000259 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,215 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 17:14 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 19,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000207 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,147 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. F2 · ownership.direct: The total holdings reflect an adjustment of 6 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1,152 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| May 07, 2018 Filed May 8, 2018 18:35 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 5,611 | $46.05 | $258,401.14 |
DisclosureSEC source: 0001246360-18-001478 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,203 Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:00 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 5,890 | $43.81 | $258,040.90 |
DisclosureSEC source: 0001246360-18-001188 · form.xml · nonDerivative · entry 2 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,814 Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:00 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 6,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001188 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,704 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 8 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 490 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 19:07 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 8,310 | $43.40 | $360,629.07 |
DisclosureSEC source: 0001246360-18-000778 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,810 Read SEC document |
| January 21, 2018 Filed Jan 23, 2018 19:42 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 7,165 | $44.05 | $315,618.25 |
DisclosureSEC source: 0001246360-18-000266 · form.xml · nonDerivative · entry 2 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,120 Read SEC document |
| January 21, 2018 Filed Jan 23, 2018 19:42 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 4,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000266 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,285 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 14:49 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 22,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000227 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,391 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. F2 · ownership.direct: The total holdings reflect an adjustment of 988 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| May 08, 2017 Filed May 9, 2017 17:00 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 10,246 | $45.49 | $466,048.53 |
DisclosureSEC source: 0001246360-17-001784 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,956 Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 18:35 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 4,917 | $45.01 | $221,314.17 |
DisclosureSEC source: 0001246360-17-001466 · form.xml · nonDerivative · entry 2 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,202 Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 18:35 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 3,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001466 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,119 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 6 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 404 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 22, 2017 Filed Jan 24, 2017 19:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 7,499 | $42.33 | $317,432.67 |
DisclosureSEC source: 0001246360-17-000270 · form.xml · nonDerivative · entry 2 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,844 Read SEC document |
| January 22, 2017 Filed Jan 24, 2017 19:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 5,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000270 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,343 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 19:28 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 23,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000236 · form.xml · nonDerivative · entry 1 Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,138 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. F2 · ownership.direct: The total holdings reflect an adjustment of 636 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.