Soto Myrna

SEC source: 0001631411-26-000004 · wk-form4_1780351440.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,442

F1 · shares: Reflects the grant of Restricted Stock Units that convert into Common Stock, par value $0.000025 per share, of the Issuer, on a one-for-one basis. The Restricted Stock Units will vest 100% on the earlier of the 12-month anniversary of the date of grant and the trading day preceding the date of the Company's 2027 Annual Meeting of the Stockholders, subject to the director's continued service. The Restricted Stock Units are also subject to accelerated vesting upon certain events.

F2 · balance_after: The total securities beneficially owned includes shares of unvested restricted stock units.

SEC source: 0001631411-26-000002 · wk-form4_1778538772.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,023

F1 · shares: Grant of 2,411 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 1,052 additional shares of Common Stock of CMS acquired as a result of dividend reinvestment or equivalents pursuant to the Restricted Stock awards granted in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0001193125-26-218477 · ownership.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,533.388

SEC source: 0001193125-26-139916 · ownership.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,756

Underlying: Common Stock Par Value $0.01 per share · 110 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director

SEC source: 0001193125-26-002006 · ownership.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,646

Underlying: Common Stock Par Value $0.01 per share · 119 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001193125-25-229569 · ownership.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,527

Underlying: Common Stock Par Value $0.01 per share · 119 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director

SEC source: 0000950170-25-093762 · ownership.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,408

Underlying: Common Stock Par Value $0.01 per share · 123 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000937098-25-000106 · wk-form4_1748470874.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,707

F1 · shares: Reflects the grant of Restricted Stock Units that convert into Common Stock, par value $0.000025 per share, of the Issuer, on a one-for-one basis. The Restricted Stock Units will vest 100% on the earlier of the 12-month anniversary of the date of grant and the trading day preceding the date of the Company's 2026 Annual Meeting of the Stockholders, subject to the director's continued service. The Restricted Stock Units are also subject to accelerated vesting upon certain events.

F2 · balance_after: The total securities beneficially owned includes shares of unvested restricted stock units.

SEC source: 0000950170-25-069284 · ownership.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,639.307

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2020 Omnibus Incentive Plan. The award vests on May 8, 2026.

SEC source: 0000811156-25-000064 · wk-form4_1746543440.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,560

F1 · shares: Grant of 2,401 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 398 additional shares of Common Stock of CMS acquired as a result of dividend reinvestment pursuant to prior Restricted Stock Awards ("Award"), and an adjustment of 623 additional Restricted Stock Units purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the Award.

SEC source: 0000950170-25-050118 · ownership.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,285

Underlying: Common Stock Par Value $0.01 per share · 149 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000950170-25-000899 · ownership.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,136

Underlying: Common Stock Par Value $0.01 per share · 147 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001498710-24-000231 · wk-form4_1733261210.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,804

F1 · price: This transaction was executed in multiple trades in prices ranging from $0.56 to 0.57 , inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units.

SEC source: 0000950170-24-112160 · ownership.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,989

Underlying: Common Stock Par Value $0.01 per share · 127 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000950170-24-081188 · ownership.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,862

Underlying: Common Stock Par Value $0.01 per share · 135 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000937098-24-000125 · wk-form4_1717022704.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,058

F1 · shares: Reflects the grant of Restricted Stock Units that convert into Common Stock, par value $0.000025 per share, of the Issuer, on a one-for-one basis. The Restricted Stock Units will vest 100% on the earlier of the 12-month anniversary of the date of grant and the trading day preceding the date of the Company's 2025 Annual Meeting of the Stockholders, subject to the director's continued service. The Restricted Stock Units are also subject to accelerated vesting upon certain events.

F2 · balance_after: The total securities beneficially owned includes shares of unvested restricted stock units.

SEC source: 0000950170-24-058349 · ownership.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,727

Underlying: Common Stock Par Value $0.01 per share · 1,392 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000811156-24-000095 · wk-form4_1715024188.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,138

F1 · shares: Grant of 2,843 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 436 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 587 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000950170-24-040825 · ownership.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,335

Underlying: Common Stock Par Value $0.01 per share · 125 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001498710-24-000069 · wk-form4_1706303933.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,374

F1 · kind: Grant of restricted stock units, vesting 100% on January 24, 2025.

F2 · balance_after: Includes restricted stock units.

SEC source: 0000950170-24-001564 · ownership.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,210

Underlying: Common Stock Par Value $0.01 per share · 131 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-23-051969 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,079

Underlying: Common Stock Par Value $0.01 per share · 153 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-23-041463 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,926

Underlying: Common Stock Par Value $0.01 per share · 151 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-23-029346 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,775

Underlying: Common Stock Par Value $0.01 per share · 2,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000811156-23-000055 · wf-form4_168357909089844.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,272

F1 · shares: Grant of 2,582 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 355 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 400 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0001209191-23-023201 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,475

Underlying: Common Stock Par Value $0.01 per share · 139 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000937098-23-000080 · wf-form4_167995213137340.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,058

F1 · shares: Reflects the grant of Restricted Stock Units that convert into Common Stock, par value $0.000025 per share, of the Issuer, on a one-for-one basis. The Restricted Stock Units will vest 100% on the date of the Company's 2024 Annual Meeting of the Stockholders, subject to the director's continued service. The Restricted Stock Units are also subject to accelerated vesting upon certain events.

SEC source: 0001498710-23-000057 · wf-form4_167528918210383.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,473

F1 · kind: Grant of restricted stock units, vesting 100% on January 30, 2024.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-23-001609 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,336

Underlying: Common Stock Par Value $0.01 per share · 122 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-22-052867 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,214

Underlying: Common Stock Par Value $0.01 per share · 108 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-22-041146 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,106

Underlying: Common Stock Par Value $0.01 per share · 101 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-22-029058 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,005

Underlying: Common Stock Par Value $0.01 per share · 1,616 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000811156-22-000098 · wf-form4_165220516689500.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,935

F1 · shares: Grant of 2,362 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 335 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 312 additional Restricted Stock Units purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0001209191-22-022844 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,389

Underlying: Common Stock Par Value $0.01 per share · 85 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000937098-22-000099 · wf-form4_164850765280682.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,251

F1 · shares: Reflects the grant of Restricted Stock Units that convert into Common Stock, par value $0.000025 per share, of the Issuer, on a one-for-one basis. The Restricted Stock Units will vest 100% on the date of the Company's 2023 Annual Meeting of the Stockholders, subject to the director's continued service. The Restricted Stock Unit are also subject to accelerated vesting upon certain events.

SEC source: 0001498710-22-000041 · wf-form4_164254100260970.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,385

F1 · shares: Grant of restricted stock units, vesting 100% on January 13, 2023.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-001538 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,304

Underlying: Common Stock Par Value $0.01 per share · 68 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-21-059314 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,236

Underlying: Common Stock Par Value $0.01 per share · 71 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-21-045318 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,165

Underlying: Common Stock Par Value $0.01 per share · 72 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000937098-21-000164 · wf-form4_162258191861728.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,152

F1 · shares: Reflects the grant of Restricted Stock Units ("RSUs") that convert into Common Stock, par value $0.000025 per share, of the Issuer, on a one-for-one basis. The RSUs will vest 100% on the date of the Company's 2022 Annual Meeting of the Stockholders, subject to the director's continued service. The RSUs are also subject to accelerated vesting upon certain events.

SEC source: 0000811156-21-000047 · wf-form4_162067460442353.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,926

F1 · shares: Grant of 2,345 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 326 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 242 additional Restricted Stock Units purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0001209191-21-031173 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,093

Underlying: Common Stock Par Value $0.01 per share · 2,531 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-21-025050 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

Underlying: Common Stock Par Value $0.01 per share · 54 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-21-003772 · doc4.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,323

F1 · shares: Grant of restricted stock units, vesting 100% on January 13, 2022.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001498710-21-000067 · wf-form4a_161739384092486.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,339

F1 · kind: Grant of restricted stock units, vesting 100% on January 13, 2022.

F2 · balance_after: This Form 4, as originally filed, incorrectly reported the amount of securities beneficially owned (Table I, Column 5). This Form 4/A correctly reports the total amount of securities beneficially owned following the transaction originally reported on January 15, 2021. No other changes have been made to the original Form 4.

F3 · balance_after: Includes restricted stock units.

SEC source: 0001209191-21-000867 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,508

Underlying: Common Stock Par Value $0.01 per share · 69 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-053450 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,439

Underlying: Common Stock Par Value $0.01 per share · 104 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-041024 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,335

Underlying: Common Stock Par Value $0.01 per share · 103 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-028816 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,232

Underlying: Common Stock Par Value $0.01 per share · 5,668 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001246360-20-001115 · form.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,013

F1 · shares: Grant of 2,681 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 290 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 148 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.