Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CMS ENERGY CORPCMS · Entity 3244 | Senior Vice President | January 29, 2025 | January 31, 2025 |
| CONSUMERS ENERGY COCMS.B · Entity 8805 | Senior Vice President | April 01, 2017 | April 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CMS ENERGY CORP
Report date January 29, 2025 · Filed January 31, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,068 |
Reported balance
After 2025-01-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-01-29 · Grant · Acquired 228 · Balance 59,068 F1: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2022 Restricted Stock Award ("Award") granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan ("PISP"). F2: The total holdings reflect an adjustment of 388 additional shares of Common Stock of CMS acquired as a result of dividend reinvestment pursuant to the terms of the Award, and an adjustment of 618 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the Award. |
| Common StockSEC Table I · non-derivative | Direct | 55,811 |
Reported balance
After 2025-01-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-01-29 · Tax withholding · Disposed 3,257 · Balance 55,811 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2022 Restricted Stock Award ("Award") granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan ("PISP").
F2: The total holdings reflect an adjustment of 388 additional shares of Common Stock of CMS acquired as a result of dividend reinvestment pursuant to the terms of the Award, and an adjustment of 618 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the Award.
CONSUMERS ENERGY CO
Report date April 01, 2017 · Filed April 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $4.50 Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2025 Filed Jan 31, 2025 19:25 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,257 | $65.77 | $214,212.89 |
DisclosureSEC source: 0000811156-25-000011 · wk-form4_1738351502.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,811 Read SEC document |
| January 29, 2025 Filed Jan 31, 2025 19:25 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 228 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-25-000011 · wk-form4_1738351502.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,068 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2022 Restricted Stock Award ("Award") granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan ("PISP"). F2 · balance_after: The total holdings reflect an adjustment of 388 additional shares of Common Stock of CMS acquired as a result of dividend reinvestment pursuant to the terms of the Award, and an adjustment of 618 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the Award. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 21:14 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,650 | $58.97 | $215,240.50 |
DisclosureSEC source: 0000811156-24-000080 · wk-form4_1711487647.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,834 Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 21:14 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 3,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-24-000080 · wk-form4_1711487647.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,484 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 107 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 275 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 25, 2024 Filed Jan 26, 2024 19:37 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 12,488 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-24-000035 · wk-form4_1706297855.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,414 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 20, 2024 Filed Jan 23, 2024 15:06 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 2,782 | $56.44 | $157,016.08 |
DisclosureSEC source: 0000811156-24-000012 · wk-form4_1706022403.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,926 Read SEC document |
| January 20, 2024 Filed Jan 23, 2024 15:06 UTC | CMS ENERGY CORP CMS · Entity 3244 | Disposition to issuerCommon Stock | 1,314 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-24-000012 · wk-form4_1706022403.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,708 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 142 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 444 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 16:16 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 7,500 | $60.26 | $451,959.75 |
DisclosureSEC source: 0001701746-23-000006 · wk-form4_1686672968.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,436 F1 · ownership.direct: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.26 to $60.2613, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · ownership.direct: The total holdings reflect an adjustment of 257 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan and other similar plans, and an adjustment of 212 additional Restricted Stock Units purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 17:58 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 2,969 | $57.96 | $172,083.24 |
DisclosureSEC source: 0000811156-23-000027 · wf-form4_167993991027696.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,467 Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 17:58 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,715 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-23-000027 · wf-form4_167993991027696.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,436 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 214 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 239 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 19:27 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 11,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001701746-23-000003 · wf-form4_167510681317349.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,268 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 19:58 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 2,795 | $63.92 | $178,656.40 |
DisclosureSEC source: 0000811156-23-000002 · wf-form4_167407189508910.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,217 Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 19:58 UTC | CMS ENERGY CORP CMS · Entity 3244 | Disposition to issuerCommon Stock | 343 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-23-000002 · wf-form4_167407189508910.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,012 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 465 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 510 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 19:46 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 2,620 | $66.20 | $173,444.00 |
DisclosureSEC source: 0000811156-22-000070 · wf-form4_164797840230937.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,380 Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 19:46 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 1,882 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-22-000070 · wf-form4_164797840230937.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,000 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 19:20 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 6,521 | $66.09 | $430,983.98 |
DisclosureSEC source: 0000811156-22-000050 · wf-form4_164745839857341.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,118 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.8264 to $66.1549, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · ownership.direct: The total holdings reflect an adjustment of 181 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 203 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 19:13 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 10,445 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-22-000033 · wf-form4_164365637113545.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,255 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 18:33 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,951 | $63.75 | $251,876.25 |
DisclosureSEC source: 0000811156-22-000013 · wf-form4_164261717549677.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,810 Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 18:33 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,231 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-22-000013 · wf-form4_164261717549677.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,761 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 334 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 340 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 16:28 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 7,991 | $62.80 | $501,814.82 |
DisclosureSEC source: 0000811156-21-000056 · wf-form4_162826729200231.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,856 F1 · ownership.direct: The total holdings reflect an adjustment of 192 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 164 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:02 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 2,564 | $58.35 | $149,609.40 |
DisclosureSEC source: 0000811156-21-000022 · wf-form4_161652975309321.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,491 Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:02 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,108 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-21-000022 · wf-form4_161652975309321.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,055 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 191 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 217 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 17:28 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 11,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000124 · form.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,539 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 17, 2021 Filed Jan 20, 2021 23:10 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,827 | $58.62 | $224,338.74 |
DisclosureSEC source: 0000811156-21-000004 · primary_doc.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,467 Read SEC document |
| January 17, 2021 Filed Jan 20, 2021 23:10 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,507 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-21-000004 · primary_doc.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,294 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 269 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 300 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 16:54 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 1,584 | $62.78 | $99,438.61 |
DisclosureSEC source: 0001701746-20-000002 · primary_doc.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,218 Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 20:41 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 792 | $63.07 | $49,950.41 |
DisclosureSEC source: 0001701746-20-000001 · primary_doc.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,802 F1 · ownership.direct: The total holdings reflect an adjustment of 166 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 156 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| May 14, 2020 Filed May 15, 2020 14:56 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 1,843 | $54.17 | $99,842.31 |
DisclosureSEC source: 0001246360-20-001206 · form.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,272 Read SEC document |
| May 14, 2020 Filed May 15, 2020 14:56 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 926 | $54.13 | $50,120.86 |
DisclosureSEC source: 0001246360-20-001206 · form.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,115 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 2,255 | $49.55 | $111,735.25 |
DisclosureSEC source: 0001246360-20-000976 · form.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,041 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 1,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000976 · form.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,296 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 141 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 174 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 18, 2020 Filed Jan 22, 2020 20:49 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,550 | $65.65 | $233,057.50 |
DisclosureSEC source: 0001246360-20-000256 · form.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,517 Read SEC document |
| January 18, 2020 Filed Jan 22, 2020 20:49 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 1,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000256 · form.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,067 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 16:49 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 9,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000234 · form.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,070 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. F2 · ownership.direct: The total holdings reflect an adjustment of 319 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 416 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:14 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 1,753 | $56.96 | $99,859.47 |
DisclosureSEC source: 0001246360-19-001567 · form.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,567 Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 19:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 1,469 | $55.22 | $81,118.18 |
DisclosureSEC source: 0001246360-19-001121 · form.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,320 Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 19:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 748 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-001121 · form.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,789 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain Performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 111 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 170 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 21:36 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 2,074 | $50.88 | $105,525.12 |
DisclosureSEC source: 0001246360-19-000260 · form.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,760 Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 21:36 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000260 · form.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,834 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 17:07 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 9,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000201 · form.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,514 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. F2 · ownership.direct: The total holdings reflect an adjustment of 269 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 412 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:00 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 622 | $43.81 | $27,249.82 |
DisclosureSEC source: 0001246360-18-001187 · form.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,940 Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:00 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 1,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001187 · form.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,562 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 89 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 165 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 21, 2018 Filed Jan 23, 2018 19:35 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 1,266 | $44.05 | $55,767.30 |
DisclosureSEC source: 0001246360-18-000261 · form.xml · nonDerivative · entry 2 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,285 Read SEC document |
| January 21, 2018 Filed Jan 23, 2018 19:35 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000261 · form.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,551 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 14:42 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 9,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000223 · form.xml · nonDerivative · entry 1 Hendrian Catherine A · CIK 0001701746 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,767 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. F2 · ownership.direct: The total holdings reflect an adjustment of 156 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 284 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.