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CUMMINS INC

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2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2022 Filed Feb 28, 2022 17:43 UTC
Clulow Christopher CVP - Controller
SaleCommon 285 $205.04 $58,436.88
Disclosure

SEC source: 0001225208-22-003523 · doc4.xml · nonDerivative · entry 2

Clulow Christopher C · CIK 0001699982 · VP - Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,431.359

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 17:43 UTC
Clulow Christopher CVP - Controller
Exercise / conversionCommon 370 $120.28 $44,503.60
Disclosure

SEC source: 0001225208-22-003523 · doc4.xml · nonDerivative · entry 1

Clulow Christopher C · CIK 0001699982 · VP - Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,716.359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 17:43 UTC
Smith Mark AndrewVP - Chief Financial Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 590 $0.00 Strike: $120.28 $0.00
Disclosure

SEC source: 0001225208-22-003522 · doc4.xml · derivative · entry 3

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 590 shares

Expires 2022-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 17:43 UTC
Smith Mark AndrewVP - Chief Financial Officer
SaleCommon 430 $205.10 $88,191.54
Disclosure

SEC source: 0001225208-22-003522 · doc4.xml · nonDerivative · entry 2

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,950

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 17:43 UTC
Smith Mark AndrewVP - Chief Financial Officer
Exercise / conversionCommon 590 $120.28 $70,965.20
Disclosure

SEC source: 0001225208-22-003522 · doc4.xml · nonDerivative · entry 1

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 17:43 UTC SaleCommon 263 $204.08 $53,673.04
Disclosure

SEC source: 0001225208-22-003520 · doc4.xml · nonDerivative · entry 1

HERMAN ALEXIS M · CIK 0001198691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,931.9234

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $203.91 - $204.35. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

F2 · balance_after: Includes 205.4058 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 17:43 UTC SaleCommon 1,000 $203.99 $203,993.70
Disclosure

SEC source: 0001225208-22-003521 · doc4.xml · nonDerivative · entry 1

ChangDiaz Franklin R · CIK 0001478314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,520

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:09 UTC
Cook Jill EChief Human Resources Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 4,410 $0.00 Strike: $120.28 $0.00
Disclosure

SEC source: 0001225208-22-003250 · doc4.xml · derivative · entry 4

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,410 shares

Expires 2022-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:09 UTC
Cook Jill EChief Human Resources Officer
SaleCommon 3,136 $206.04 $646,141.75
Disclosure

SEC source: 0001225208-22-003250 · doc4.xml · nonDerivative · entry 2

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,763

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:09 UTC
Cook Jill EChief Human Resources Officer
Exercise / conversionCommon 4,410 $120.28 $530,434.80
Disclosure

SEC source: 0001225208-22-003250 · doc4.xml · nonDerivative · entry 1

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 17:13 UTC
Kennedy Melina MVP-Product Compl.-Reg. Affairs
Exercise / conversionStock Option (Right-to-Buy) · Derivative 50 $0.00 Strike: $101.01 $0.00
Disclosure

SEC source: 0001225208-22-001985 · doc4.xml · derivative · entry 7

Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 50 shares

Expires 2022-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 17:13 UTC
Kennedy Melina MVP-Product Compl.-Reg. Affairs
Exercise / conversionStock Option (Right-to-Buy) · Derivative 50 $0.00 Strike: $97.20 $0.00
Disclosure

SEC source: 0001225208-22-001985 · doc4.xml · derivative · entry 6

Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 50 shares

Expires 2022-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 17:13 UTC
Kennedy Melina MVP-Product Compl.-Reg. Affairs
Exercise / conversionStock Option (Right-to-Buy) · Derivative 50 $0.00 Strike: $102.97 $0.00
Disclosure

SEC source: 0001225208-22-001985 · doc4.xml · derivative · entry 5

Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 50 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 17:13 UTC
Kennedy Melina MVP-Product Compl.-Reg. Affairs
SaleCommon 97 $221.81 $21,515.66
Disclosure

SEC source: 0001225208-22-001985 · doc4.xml · nonDerivative · entry 4

Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232.987

F1 · balance_after: Includes 0.649 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 17:13 UTC
Kennedy Melina MVP-Product Compl.-Reg. Affairs
Exercise / conversionCommon 50 $97.20 $4,860.00
Disclosure

SEC source: 0001225208-22-001985 · doc4.xml · nonDerivative · entry 3

Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329.987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 17:13 UTC
Kennedy Melina MVP-Product Compl.-Reg. Affairs
Exercise / conversionCommon 50 $101.01 $5,050.50
Disclosure

SEC source: 0001225208-22-001985 · doc4.xml · nonDerivative · entry 2

Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,279.987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 17:13 UTC
Kennedy Melina MVP-Product Compl.-Reg. Affairs
Exercise / conversionCommon 50 $102.97 $5,148.50
Disclosure

SEC source: 0001225208-22-001985 · doc4.xml · nonDerivative · entry 1

Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229.987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Jan 5, 2022 16:12 UTC
Satterthwaite TonyVice Chairman
GrantCommon 4,408 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000369 · doc5.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,517

F1 · shares: Earned performance-based restricted stock units that vest 3/1/2022.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 20:28 UTC
Satterthwaite TonyVice Chairman
Exercise / conversionStock Option (Right-to-Buy) · Derivative 9,190 $0.00 Strike: $120.28 $0.00
Disclosure

SEC source: 0001225208-21-014081 · doc4.xml · derivative · entry 5

Satterthwaite Tony · CIK 0001438353 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 9,190 shares

Expires 2022-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 20:28 UTC
Satterthwaite TonyVice Chairman
SaleCommon 6,527 $226.53 $1,478,572.41
Disclosure

SEC source: 0001225208-21-014081 · doc4.xml · nonDerivative · entry 3

Satterthwaite Tony · CIK 0001438353 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,109

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $226.06 - $227.05. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 20:28 UTC
Satterthwaite TonyVice Chairman
SaleCommon 2,663 $227.18 $604,968.36
Disclosure

SEC source: 0001225208-21-014081 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,636

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $227.07 - $227.54. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 20:28 UTC
Satterthwaite TonyVice Chairman
Exercise / conversionCommon 9,190 $120.28 $1,105,373.20
Disclosure

SEC source: 0001225208-21-014081 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 22, 2021 20:23 UTC SaleCommon 1,000 $233.81 $233,810.00
Disclosure

SEC source: 0001225208-21-014034 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,499

Read SEC document
November 16, 2021 Filed Nov 17, 2021 20:18 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionStock Option (Right-to-Buy) · Derivative 9,700 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001225208-21-013919 · doc4.xml · derivative · entry 11

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 9,700 shares

Expires 2026-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 20:18 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,860 $0.00 Strike: $111.84 $0.00
Disclosure

SEC source: 0001225208-21-013919 · doc4.xml · derivative · entry 10

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,860 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 20:18 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,210 $0.00 Strike: $120.28 $0.00
Disclosure

SEC source: 0001225208-21-013919 · doc4.xml · derivative · entry 9

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,210 shares

Expires 2022-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 20:18 UTC
Padmanabhan SrikanthPresident - Engine Busines
SaleCommon 9,568 $235.96 $2,257,706.42
Disclosure

SEC source: 0001225208-21-013919 · doc4.xml · nonDerivative · entry 6

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,140

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $235.525 - $236.4731 The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 20:18 UTC
Padmanabhan SrikanthPresident - Engine Busines
SaleCommon 5,202 $236.95 $1,232,631.59
Disclosure

SEC source: 0001225208-21-013919 · doc4.xml · nonDerivative · entry 5

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,708

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $236.57 - $237.41. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 20:18 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionCommon 2,210 $120.28 $265,818.80
Disclosure

SEC source: 0001225208-21-013919 · doc4.xml · nonDerivative · entry 4

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 20:18 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionCommon 2,860 $111.84 $319,862.40
Disclosure

SEC source: 0001225208-21-013919 · doc4.xml · nonDerivative · entry 3

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 20:18 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionCommon 9,700 $109.09 $1,058,173.00
Disclosure

SEC source: 0001225208-21-013919 · doc4.xml · nonDerivative · entry 2

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:45 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 3,390 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001225208-21-013847 · doc4.xml · derivative · entry 14

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,390 shares

Expires 2026-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:45 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,960 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-21-013847 · doc4.xml · derivative · entry 13

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,960 shares

Expires 2028-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:45 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,810 $0.00 Strike: $149.72 $0.00
Disclosure

SEC source: 0001225208-21-013847 · doc4.xml · derivative · entry 12

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,810 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:45 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,340 $0.00 Strike: $136.82 $0.00
Disclosure

SEC source: 0001225208-21-013847 · doc4.xml · derivative · entry 11

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,340 shares

Expires 2025-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:45 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 560 $0.00 Strike: $149.34 $0.00
Disclosure

SEC source: 0001225208-21-013847 · doc4.xml · derivative · entry 10

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 560 shares

Expires 2024-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:45 UTC
Fier Walter JVP - Chief Technical Officer
SaleCommon 5,343 $235.53 $1,258,418.62
Disclosure

SEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 8

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,403.692

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $235.0000 - $235.9500. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:45 UTC
Fier Walter JVP - Chief Technical Officer
SaleCommon 1,982 $236.20 $468,155.73
Disclosure

SEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 7

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,746.692

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $236.0100 - $236.3500. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:45 UTC
Fier Walter JVP - Chief Technical Officer
SaleCommon 35 $234.69 $8,214.15
Disclosure

SEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 6

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,728.692

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:45 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionCommon 560 $149.34 $83,630.40
Disclosure

SEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 5

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,763.692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:45 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionCommon 1,340 $136.82 $183,338.80
Disclosure

SEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 4

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,203.692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:45 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionCommon 1,960 $160.10 $313,796.00
Disclosure

SEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 3

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,863.692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 11, 2021 Filed Nov 12, 2021 21:45 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionCommon 2,810 $149.72 $420,713.20
Disclosure

SEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 2

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,903.692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 11, 2021 Filed Nov 12, 2021 21:45 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionCommon 3,390 $109.09 $369,815.10
Disclosure

SEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 1

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,093.692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 11, 2021 Filed Nov 12, 2021 19:32 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 40 $237.95 $9,518.00
Disclosure

SEC source: 0001225208-21-013827 · doc4.xml · nonDerivative · entry 8

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,186

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November 10, 2021 Filed Nov 12, 2021 19:33 UTC SaleCommon 2,100 $237.56 $498,873.48
Disclosure

SEC source: 0001225208-21-013828 · doc4.xml · nonDerivative · entry 1

ChangDiaz Franklin R · CIK 0001478314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,520

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $237.5104 - $237.6300. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

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November 10, 2021 Filed Nov 12, 2021 19:32 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 8,040 $0.00 Strike: $136.82 $0.00
Disclosure

SEC source: 0001225208-21-013827 · doc4.xml · derivative · entry 12

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 8,040 shares

Expires 2025-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2021 Filed Nov 12, 2021 19:32 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 5,700 $0.00 Strike: $149.34 $0.00
Disclosure

SEC source: 0001225208-21-013827 · doc4.xml · derivative · entry 11

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,700 shares

Expires 2024-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:32 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 6,680 $0.00 Strike: $111.84 $0.00
Disclosure

SEC source: 0001225208-21-013827 · doc4.xml · derivative · entry 10

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 6,680 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:32 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 4,410 $0.00 Strike: $120.28 $0.00
Disclosure

SEC source: 0001225208-21-013827 · doc4.xml · derivative · entry 9

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,410 shares

Expires 2022-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.