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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2019 Filed Jun 12, 2019 19:50 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $44.30 $106,313.52
Disclosure

SEC source: 0001032553-19-000025 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,133

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.04 to $44.65. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 11, 2019 Filed Jun 12, 2019 19:50 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $44.30 $106,324.08
Disclosure

SEC source: 0001032553-19-000025 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,533

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.04 to $44.66. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 11, 2019 Filed Jun 13, 2019 15:18 UTC SaleCommon Stock 3,000 $44.36 $133,080.00
Disclosure

SEC source: 0000936395-19-000027 · edgardoc.xml · nonDerivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,011

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/12/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 11, 2019 Filed Jun 13, 2019 14:51 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $44.36 $88,720.00
Disclosure

SEC source: 0000936395-19-000025 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,544

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 11, 2019 Filed Jun 13, 2019 14:19 UTC SaleCommon Stock 2,000 $44.36 $88,720.00
Disclosure

SEC source: 0000936395-19-000023 · edgardoc.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,675

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/5/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 10, 2019 Filed Jun 11, 2019 22:24 UTC SaleCommon Stock 4,230 $44.18 $186,881.40
Disclosure

SEC source: 0001177269-19-000002 · edgardoc.xml · nonDerivative · entry 1

OBRIEN JUDITH M · CIK 0001177269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,019

F1 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 10, 2019 Filed Jun 12, 2019 19:50 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $44.46 $106,696.08
Disclosure

SEC source: 0001032553-19-000025 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,933

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.03 to $45.25. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 10, 2019 Filed Jun 12, 2019 19:50 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $44.45 $106,683.12
Disclosure

SEC source: 0001032553-19-000025 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,333

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.035 to $45.24. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 28, 2019 Filed May 30, 2019 19:28 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $35.24 $70,480.00
Disclosure

SEC source: 0001215181-19-000024 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,544

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 24, 2019 Filed May 28, 2019 19:48 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $35.28 $84,667.92
Disclosure

SEC source: 0001032553-19-000023 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,733

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $35.155 to $35.395. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 24, 2019 Filed May 28, 2019 19:48 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $35.28 $84,661.44
Disclosure

SEC source: 0001032553-19-000023 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,133

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $35.155 to $35.395. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 23, 2019 Filed May 28, 2019 19:48 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $35.03 $84,079.92
Disclosure

SEC source: 0001032553-19-000023 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,533

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.795 to $35.33. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 23, 2019 Filed May 28, 2019 19:48 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $35.04 $84,088.80
Disclosure

SEC source: 0001032553-19-000023 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,933

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.795 to $35.335. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2019 Filed May 16, 2019 19:56 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $32.89 $65,780.00
Disclosure

SEC source: 0001177261-19-000012 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,543

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2019 Filed May 16, 2019 19:53 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $32.89 $32,890.00
Disclosure

SEC source: 0001177261-19-000010 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,895

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2019 Filed May 16, 2019 19:46 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $32.89 $82,225.00
Disclosure

SEC source: 0001177261-19-000008 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,669

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 14, 2019 Filed May 15, 2019 20:22 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $33.37 $80,094.48
Disclosure

SEC source: 0001285617-19-000016 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,333

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $33.11 to $33.53. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 14, 2019 Filed May 15, 2019 20:22 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $33.37 $80,083.92
Disclosure

SEC source: 0001285617-19-000016 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,733

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $33.15 to $33.53. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 14, 2019 Filed May 15, 2019 19:33 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $33.37 $66,740.00
Disclosure

SEC source: 0001285617-19-000014 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,544

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 13, 2019 Filed May 15, 2019 20:22 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $33.45 $80,280.24
Disclosure

SEC source: 0001285617-19-000016 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,133

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $33.13 to $34.05. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 13, 2019 Filed May 15, 2019 20:22 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $33.46 $80,304.00
Disclosure

SEC source: 0001285617-19-000016 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,533

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $33.12 to $34.05. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 13, 2019 Filed May 15, 2019 19:25 UTC SaleCommon Stock 7,000 $34.24 $239,680.00
Disclosure

SEC source: 0001285617-19-000012 · edgardoc.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,675

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/5/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 13, 2019 Filed May 15, 2019 19:22 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $34.24 $68,480.00
Disclosure

SEC source: 0001285617-19-000010 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,442

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 09, 2019 Filed May 13, 2019 17:03 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 9,652 $34.95 $337,315.20
Disclosure

SEC source: 0001275606-19-000004 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,221

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/9/2019.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.56 to $35.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 03, 2019 Filed May 6, 2019 20:42 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $38.65 $92,748.72
Disclosure

SEC source: 0001032553-19-000021 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,933

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.25 to $38.96. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 03, 2019 Filed May 6, 2019 20:42 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $38.66 $92,772.96
Disclosure

SEC source: 0001032553-19-000021 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,333

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.25 to $38.96. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 02, 2019 Filed May 6, 2019 20:42 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $38.78 $93,067.92
Disclosure

SEC source: 0001032553-19-000021 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,733

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.40 to $38.98. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 02, 2019 Filed May 6, 2019 20:42 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $38.77 $93,055.20
Disclosure

SEC source: 0001032553-19-000021 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,133

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.405 to $38.98. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 30, 2019 Filed May 2, 2019 19:30 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $38.63 $77,260.00
Disclosure

SEC source: 0001215181-19-000022 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,544

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 25, 2019 Filed Apr 26, 2019 15:46 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $39.13 $93,912.96
Disclosure

SEC source: 0001032553-19-000019 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,533

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.77 to $39.735. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 25, 2019 Filed Apr 26, 2019 15:46 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $39.11 $93,872.40
Disclosure

SEC source: 0001032553-19-000019 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,933

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.73 to $39.735. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 24, 2019 Filed Apr 26, 2019 15:46 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $40.15 $96,352.56
Disclosure

SEC source: 0001032553-19-000019 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,333

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.905 to $40.64. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 24, 2019 Filed Apr 26, 2019 15:46 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $40.15 $96,360.48
Disclosure

SEC source: 0001032553-19-000019 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,733

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.95 to $40.75. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 16, 2019 Filed Apr 17, 2019 17:20 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $38.65 $77,300.00
Disclosure

SEC source: 0001215181-19-000018 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,544

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2019 Filed Apr 17, 2019 17:24 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $38.79 $96,975.00
Disclosure

SEC source: 0001215181-19-000020 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,169

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2019 Filed Apr 17, 2019 15:06 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $38.79 $77,580.00
Disclosure

SEC source: 0001444157-19-000008 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,543

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 12, 2019 Filed Apr 15, 2019 20:12 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $37.40 $74,800.00
Disclosure

SEC source: 0001285617-19-000008 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,442

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 09, 2019 Filed Apr 10, 2019 20:22 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $37.26 $89,421.60
Disclosure

SEC source: 0001032553-19-000017 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,133

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.65 to $37.535. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 09, 2019 Filed Apr 10, 2019 20:22 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $37.26 $89,422.56
Disclosure

SEC source: 0001032553-19-000017 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,533

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.65 to $37.53. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 08, 2019 Filed Apr 10, 2019 20:22 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $37.16 $89,195.76
Disclosure

SEC source: 0001032553-19-000017 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,933

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.88 to $37.35. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 08, 2019 Filed Apr 10, 2019 20:22 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $37.16 $89,186.40
Disclosure

SEC source: 0001032553-19-000017 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,333

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.91 to $37.35. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 03, 2019 Filed Apr 4, 2019 17:52 UTC Tax withholdingCommon Stock 763 $38.12 $29,085.56
Disclosure

SEC source: 0001221168-19-000004 · edgardoc.xml · nonDerivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,011

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 4/3/2018. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 4/5/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 03, 2019 Filed Apr 4, 2019 18:00 UTC Tax withholdingCommon Stock 1,851 $38.12 $70,560.12
Disclosure

SEC source: 0001221168-19-000006 · edgardoc.xml · nonDerivative · entry 1

NETTLES PATRICK H · CIK 0001068844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,427

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 4/3/2018. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 4/5/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 02, 2019 Filed Apr 3, 2019 20:10 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $37.88 $75,760.00
Disclosure

SEC source: 0001215181-19-000016 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,544

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 28, 2019 Filed Apr 1, 2019 15:22 UTC GrantCommon Stock 5,284 $0.00 $0.00
Disclosure

SEC source: 0001403694-19-000006 · edgardoc.xml · nonDerivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,774

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 28, 2019 Filed Apr 1, 2019 16:16 UTC GrantCommon Stock 5,284 $0.00 $0.00
Disclosure

SEC source: 0001403694-19-000014 · edgardoc.xml · nonDerivative · entry 1

Olsen Joanne Beth · CIK 0001742169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,375

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 28, 2019 Filed Apr 1, 2019 15:54 UTC GrantCommon Stock 5,284 $0.00 $0.00
Disclosure

SEC source: 0001403694-19-000012 · edgardoc.xml · nonDerivative · entry 1

OBRIEN JUDITH M · CIK 0001177269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,249

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 28, 2019 Filed Apr 1, 2019 15:38 UTC GrantCommon Stock 5,284 $0.00 $0.00
Disclosure

SEC source: 0001403694-19-000010 · edgardoc.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,675

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 28, 2019 Filed Apr 1, 2019 15:27 UTC GrantCommon Stock 5,284 $0.00 $0.00
Disclosure

SEC source: 0001403694-19-000008 · edgardoc.xml · nonDerivative · entry 1

NETTLES PATRICK H · CIK 0001068844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,278

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 28, 2019 Filed Apr 1, 2019 15:09 UTC GrantCommon Stock 5,284 $0.00 $0.00
Disclosure

SEC source: 0001403694-19-000004 · edgardoc.xml · nonDerivative · entry 1

FITT LAWTON W · CIK 0001103725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,558

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.