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NYSE · USD

CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 10, 2020 Filed Jul 13, 2020 22:32 UTC SaleCommon Stock 15,000 $54.74 $821,082.00
Disclosure

SEC source: 0001068844-20-000002 · edgardoc.xml · nonDerivative · entry 1

NETTLES PATRICK H · CIK 0001068844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,701

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/09/2020.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.35 to $55.97. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 08, 2020 Filed Jul 9, 2020 16:27 UTC SaleCommon Stock 18,600 $56.22 $1,045,734.78
Disclosure

SEC source: 0001221168-20-000008 · edgardoc.xml · nonDerivative · entry 1

Claflin Bruce L. · CIK 0001403694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,788

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/08/2020.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $56.005 to $56.49. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 08, 2020 Filed Jul 9, 2020 16:10 UTC SaleCommon Stock 18,703 $56.22 $1,051,570.56
Disclosure

SEC source: 0001221168-20-000006 · edgardoc.xml · nonDerivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,457

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/08/2020.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $56.006 to $56.49. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 07, 2020 Filed Jul 8, 2020 16:33 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $56.34 $239,462.00
Disclosure

SEC source: 0001032553-20-000020 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,702

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $55.765 to $56.78. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 07, 2020 Filed Jul 9, 2020 00:01 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 5,000 $55.83 $279,132.50
Disclosure

SEC source: 0001699192-20-000012 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,241

F1 · price: Reflects the weighted average sales price with transactions in a range of sales from $55.72 to $56.04. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 06, 2020 Filed Jul 8, 2020 16:33 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $56.65 $240,767.60
Disclosure

SEC source: 0001032553-20-000020 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,952

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $55 to $57.485. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:26 UTC
AHMED HASSANDirector
GrantCommon Stock 3,075 $0.00 $0.00
Disclosure

SEC source: 0001135082-20-000003 · edgardoc.xml · nonDerivative · entry 1

AHMED HASSAN · CIK 0001135082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,075

F1 · shares: Restricted Stock Units (RSUs) vest in full on September 20, 2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 29, 2020 Filed Jun 30, 2020 18:37 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $53.69 $107,380.00
Disclosure

SEC source: 0001215181-20-000006 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,949

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:23 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $54.20 $230,359.35
Disclosure

SEC source: 0001699193-20-000010 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,202

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.04 to $54.36. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 23, 2020 Filed Jun 24, 2020 19:35 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 2,330 $54.93 $127,986.90
Disclosure

SEC source: 0001699193-20-000008 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,872

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 23, 2020 Filed Jun 24, 2020 19:26 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 1,981 $54.93 $108,816.33
Disclosure

SEC source: 0001699193-20-000006 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,834

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 22, 2020 Filed Jun 24, 2020 20:23 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $54.02 $229,588.40
Disclosure

SEC source: 0001699193-20-000010 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,452

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $53 to $54.28. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 19:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,851 $53.62 $152,870.62
Disclosure

SEC source: 0001177261-20-000052 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,702

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 19:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,582 $53.62 $138,446.84
Disclosure

SEC source: 0001177261-20-000052 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,553

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 19:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,625 $53.62 $140,752.50
Disclosure

SEC source: 0001177261-20-000052 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,135

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 19:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 3,754 $53.62 $201,289.48
Disclosure

SEC source: 0001177261-20-000052 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,760

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:59 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 468 $53.62 $25,094.16
Disclosure

SEC source: 0001177261-20-000050 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,194

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:59 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 418 $53.62 $22,413.16
Disclosure

SEC source: 0001177261-20-000050 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,662

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:59 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 453 $53.62 $24,289.86
Disclosure

SEC source: 0001177261-20-000050 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,080

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:59 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 598 $53.62 $32,064.76
Disclosure

SEC source: 0001177261-20-000050 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,533

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:55 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 141 $53.62 $7,560.42
Disclosure

SEC source: 0001177261-20-000046 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,171

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:55 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 89 $53.62 $4,772.18
Disclosure

SEC source: 0001177261-20-000046 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,312

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:55 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 97 $53.62 $5,201.14
Disclosure

SEC source: 0001177261-20-000046 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,401

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:55 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 150 $53.62 $8,043.00
Disclosure

SEC source: 0001177261-20-000046 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,498

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 170 $53.62 $9,115.40
Disclosure

SEC source: 0001177261-20-000048 · edgardoc.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,815

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 228 $53.62 $12,225.36
Disclosure

SEC source: 0001177261-20-000048 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,985

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 678 $53.62 $36,354.36
Disclosure

SEC source: 0001177261-20-000048 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,213

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 613 $53.62 $32,869.06
Disclosure

SEC source: 0001177261-20-000048 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,891

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 675 $53.62 $36,193.50
Disclosure

SEC source: 0001177261-20-000048 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,504

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:23 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 656 $53.62 $35,174.72
Disclosure

SEC source: 0001177261-20-000044 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,949

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:15 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 468 $53.62 $25,094.16
Disclosure

SEC source: 0001177261-20-000038 · edgardoc.xml · nonDerivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,081

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:15 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 307 $53.62 $16,461.34
Disclosure

SEC source: 0001177261-20-000038 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,549

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:15 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 324 $53.62 $17,372.88
Disclosure

SEC source: 0001177261-20-000038 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,856

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:15 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 498 $53.62 $26,702.76
Disclosure

SEC source: 0001177261-20-000038 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,180

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:20 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 442 $53.62 $23,700.04
Disclosure

SEC source: 0001177261-20-000040 · edgardoc.xml · nonDerivative · entry 5

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,202

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2020 Filed Jun 23, 2020 18:20 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 495 $53.62 $26,541.90
Disclosure

SEC source: 0001177261-20-000040 · edgardoc.xml · nonDerivative · entry 4

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,644

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:20 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 389 $53.62 $20,858.18
Disclosure

SEC source: 0001177261-20-000040 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,139

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:20 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 514 $53.62 $27,560.68
Disclosure

SEC source: 0001177261-20-000040 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,528

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:20 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 222 $53.62 $11,903.64
Disclosure

SEC source: 0001177261-20-000040 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,042

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:22 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 165 $53.62 $8,847.30
Disclosure

SEC source: 0001177261-20-000042 · edgardoc.xml · nonDerivative · entry 4

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,241

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:22 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 592 $53.62 $31,743.04
Disclosure

SEC source: 0001177261-20-000042 · edgardoc.xml · nonDerivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,406

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:22 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 375 $53.62 $20,107.50
Disclosure

SEC source: 0001177261-20-000042 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,998

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2020 Filed Jun 23, 2020 18:22 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 437 $53.62 $23,431.94
Disclosure

SEC source: 0001177261-20-000042 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,373

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 14:56 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 2,000 $51.81 $103,620.00
Disclosure

SEC source: 0001177261-20-000036 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,810

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 14:43 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $52.11 $104,220.00
Disclosure

SEC source: 0001177261-20-000034 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,605

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.39 to $52.58. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 14:37 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,500 $52.12 $130,301.25
Disclosure

SEC source: 0001177261-20-000032 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,131

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.39 to $52.59. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 14:30 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $52.12 $130,294.50
Disclosure

SEC source: 0001177261-20-000030 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,678

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.39 to $52.58. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 11, 2020 Filed Jun 12, 2020 20:07 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $53.12 $225,770.20
Disclosure

SEC source: 0001177269-20-000004 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,514

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.32 to $53.57. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:07 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $54.86 $233,144.80
Disclosure

SEC source: 0001177269-20-000004 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,764

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.44 to $55.26. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:04 UTC SaleCommon Stock 5,284 $54.96 $290,411.28
Disclosure

SEC source: 0001177269-20-000002 · edgardoc.xml · nonDerivative · entry 1

OBRIEN JUDITH M · CIK 0001177269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,342

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/13/2020.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.71 to $55.27. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.