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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2022 Filed Mar 22, 2022 21:30 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 344 $60.10 $20,674.40
Disclosure

SEC source: 0001444157-22-000008 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,814

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:43 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 458 $60.10 $27,525.80
Disclosure

SEC source: 0001699193-22-000001 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,096

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:43 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 453 $60.10 $27,225.30
Disclosure

SEC source: 0001699193-22-000001 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,554

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:43 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 409 $60.10 $24,580.90
Disclosure

SEC source: 0001699193-22-000001 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,007

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:43 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 373 $60.10 $22,417.30
Disclosure

SEC source: 0001699193-22-000001 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,416

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:39 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 470 $60.10 $28,247.00
Disclosure

SEC source: 0001215181-22-000004 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,548

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:39 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 558 $60.10 $33,535.80
Disclosure

SEC source: 0001215181-22-000004 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,018

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:36 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 266 $60.10 $15,986.60
Disclosure

SEC source: 0001699192-22-000009 · edgardoc.xml · nonDerivative · entry 4

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,273

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:36 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 366 $60.10 $21,996.60
Disclosure

SEC source: 0001699192-22-000009 · edgardoc.xml · nonDerivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,539

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:36 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 331 $60.10 $19,893.10
Disclosure

SEC source: 0001699192-22-000009 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,905

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:36 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 302 $60.10 $18,150.20
Disclosure

SEC source: 0001699192-22-000009 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,236

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:30 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 182 $60.10 $10,938.20
Disclosure

SEC source: 0001177261-22-000007 · edgardoc.xml · nonDerivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,600

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:30 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 306 $60.10 $18,390.60
Disclosure

SEC source: 0001177261-22-000007 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,782

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:30 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 324 $60.10 $19,472.40
Disclosure

SEC source: 0001177261-22-000007 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,088

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:30 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 252 $60.10 $15,145.20
Disclosure

SEC source: 0001177261-22-000007 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,412

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:33 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 241 $60.10 $14,484.10
Disclosure

SEC source: 0001275606-22-000002 · edgardoc.xml · nonDerivative · entry 4

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,740

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:33 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 359 $60.10 $21,575.90
Disclosure

SEC source: 0001275606-22-000002 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,981

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:33 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 389 $60.10 $23,378.90
Disclosure

SEC source: 0001275606-22-000002 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,340

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2022 Filed Mar 22, 2022 18:33 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 295 $60.10 $17,729.50
Disclosure

SEC source: 0001275606-22-000002 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,729

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 500 $55.00 $27,500.00
Disclosure

SEC source: 0001699192-22-000007 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,538

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 4,500 $54.11 $243,495.00
Disclosure

SEC source: 0001699192-22-000007 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,038

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 15, 2022 Filed Mar 17, 2022 19:50 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 3,500 $54.11 $189,385.00
Disclosure

SEC source: 0001444157-22-000006 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,158

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 15, 2022 Filed Mar 17, 2022 19:45 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,000 $54.11 $54,110.00
Disclosure

SEC source: 0001177265-22-000007 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,816

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 15, 2022 Filed Jan 19, 2023 22:48 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,000 $54.11 $108,220.00
Disclosure

SEC source: 0000899243-23-002203 · doc4.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,958

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 19:56 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,000 $64.42 $128,840.00
Disclosure

SEC source: 0001177261-22-000004 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,664

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 19:22 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 5,000 $64.42 $322,100.00
Disclosure

SEC source: 0001699192-22-000005 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,538

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 19:22 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 500 $65.00 $32,500.00
Disclosure

SEC source: 0001699192-22-000005 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,538

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 19:14 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 3,500 $64.42 $225,470.00
Disclosure

SEC source: 0001444157-22-000004 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,658

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:59 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,000 $64.42 $64,420.00
Disclosure

SEC source: 0001177265-22-000005 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,816

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/09/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 20:28 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 15,919 $66.31 $1,055,588.89
Disclosure

SEC source: 0001215181-22-000002 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,576

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:28 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 3,500 $70.63 $247,205.00
Disclosure

SEC source: 0001444157-22-000002 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,158

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:31 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,000 $70.63 $141,260.00
Disclosure

SEC source: 0001177261-22-000002 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,664

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:24 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 5,500 $70.63 $388,465.00
Disclosure

SEC source: 0001699192-22-000003 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,038

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:13 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,000 $71.81 $71,810.00
Disclosure

SEC source: 0001177265-22-000002 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,816

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 12, 2022 Filed Feb 1, 2023 01:47 UTC SaleCommon Stock 21,737 $74.31 $1,615,219.95
Disclosure

SEC source: 0000899243-23-003080 · doc4.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,732

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $73.88 to $74.77. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
December 22, 2021 Filed Dec 28, 2021 01:58 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 8,000 $75.75 $605,973.60
Disclosure

SEC source: 0001699192-21-000016 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,538

F1 · price: Reflects the weighted average sales price with transactions in a range of sales from $75.740000 to $75.771000. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 22, 2021 Filed Jan 19, 2022 19:42 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GiftCommon Stock 108,043 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002332 · doc4.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,495

F1 · balance_after: The reporting person contributed 108,043 shares of Ciena Corporation common stock to a trust, of which the reporting person's spouse is trustee. The beneficiary of the trust is the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the trust. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 21, 2021 Filed Dec 27, 2021 23:32 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 15,390 $74.37 $1,144,560.46
Disclosure

SEC source: 0001275606-21-000022 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,024

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/06/2021.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $73.89 to $75.18. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 21, 2021 Filed Dec 27, 2021 22:59 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 21,598 $74.37 $1,606,290.78
Disclosure

SEC source: 0001699193-21-000019 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,789

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/12/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 21, 2021 Filed Jan 19, 2022 19:25 UTC
NETTLES PATRICK HDirector · Executive Chairman
GiftCommon Stock 68,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001068844-22-000002 · edgardoc.xml · nonDerivative · entry 2

NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,742

F1 · price: These shares were given as a gift for which no consideration was received by the Reporting Person.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2021 Filed Dec 22, 2021 21:12 UTC
Yang MarySVP, Chief Strategy Officer
Tax withholdingCommon Stock 1,963 $74.48 $146,204.24
Disclosure

SEC source: 0001809044-21-000010 · edgardoc.xml · nonDerivative · entry 4

Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,619

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2021 Filed Dec 22, 2021 21:12 UTC
Yang MarySVP, Chief Strategy Officer
Tax withholdingCommon Stock 1,248 $74.48 $92,951.04
Disclosure

SEC source: 0001809044-21-000010 · edgardoc.xml · nonDerivative · entry 3

Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,582

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2021 Filed Dec 22, 2021 21:12 UTC
Yang MarySVP, Chief Strategy Officer
Tax withholdingCommon Stock 286 $74.48 $21,301.28
Disclosure

SEC source: 0001809044-21-000010 · edgardoc.xml · nonDerivative · entry 2

Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,830

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2021 Filed Dec 22, 2021 21:12 UTC
Yang MarySVP, Chief Strategy Officer
Tax withholdingCommon Stock 627 $74.48 $46,698.96
Disclosure

SEC source: 0001809044-21-000010 · edgardoc.xml · nonDerivative · entry 1

Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,116

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 5/1/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 5/5/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2021 Filed Dec 22, 2021 21:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 15,296 $74.48 $1,139,246.08
Disclosure

SEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 9

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,053

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2021 Filed Dec 22, 2021 21:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 9,866 $74.48 $734,819.68
Disclosure

SEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 8

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,349

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2021 Filed Dec 22, 2021 21:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 11,338 $74.48 $844,454.24
Disclosure

SEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 7

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,215

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2021 Filed Dec 22, 2021 21:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,125 $74.48 $158,270.00
Disclosure

SEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 6

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,553

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2021 Filed Dec 22, 2021 21:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 5,669 $74.48 $422,227.12
Disclosure

SEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 5

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,678

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2021 Filed Dec 22, 2021 21:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,582 $74.48 $192,307.36
Disclosure

SEC source: 0001032553-21-000049 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,347

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.