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CITIZENS FINANCIAL GROUP INC/RI

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1913
SEC CIK
0000759944
Parsed reports
842

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2018 Filed Mar 5, 2018 22:03 UTC
Baker Mary EllenHead of Business Services
GrantCommon Stock 5,685 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000028 · wf-form4_152028740029505.xml · nonDerivative · entry 1

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,053

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:03 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
Tax withholdingCommon Stock 3,291 $43.49 $143,125.59
Disclosure

SEC source: 0000759944-18-000027 · wf-form4_152028737502567.xml · nonDerivative · entry 2

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,628

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:03 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
GrantCommon Stock 14,587 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000027 · wf-form4_152028737502567.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,919

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:02 UTC
Woods John FChief Financial Officer
Tax withholdingCommon Stock 21,194 $43.49 $921,727.06
Disclosure

SEC source: 0000759944-18-000026 · wf-form4_152028735892416.xml · nonDerivative · entry 2

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,911

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:02 UTC
Woods John FChief Financial Officer
GrantCommon Stock 12,405 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000026 · wf-form4_152028735892416.xml · nonDerivative · entry 1

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,105

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:02 UTC
Black Randall JController
Tax withholdingCommon Stock 345 $43.49 $15,004.05
Disclosure

SEC source: 0000759944-18-000025 · wf-form4_152028733368935.xml · nonDerivative · entry 2

Black Randall J · CIK 0001313869 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,050

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:02 UTC
Black Randall JController
GrantCommon Stock 3,032 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000025 · wf-form4_152028733368935.xml · nonDerivative · entry 1

Black Randall J · CIK 0001313869 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,395

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:02 UTC
Gannon Stephen T.General Counsel
Tax withholdingCommon Stock 2,727 $43.49 $118,597.23
Disclosure

SEC source: 0000759944-18-000024 · wf-form4_152028730779218.xml · nonDerivative · entry 2

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,441.502

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:02 UTC
Gannon Stephen T.General Counsel
GrantCommon Stock 9,717 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000024 · wf-form4_152028730779218.xml · nonDerivative · entry 1

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,168.502

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:01 UTC
Conner Brad L.Vice Chair, Consumer Banking
Tax withholdingCommon Stock 2,109 $43.49 $91,720.41
Disclosure

SEC source: 0000759944-18-000023 · wf-form4_152028727875829.xml · nonDerivative · entry 2

Conner Brad L. · CIK 0001614164 · Vice Chair, Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,684.627

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:01 UTC
Conner Brad L.Vice Chair, Consumer Banking
GrantCommon Stock 10,682 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000023 · wf-form4_152028727875829.xml · nonDerivative · entry 1

Conner Brad L. · CIK 0001614164 · Vice Chair, Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,793.627

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:01 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 11,265 $43.49 $489,914.85
Disclosure

SEC source: 0000759944-18-000022 · wf-form4_152028725875980.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,010

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:01 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
GrantCommon Stock 34,518 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000022 · wf-form4_152028725875980.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,275

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 20:59 UTC GrantCommon Stock 2.018 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000013 · wf-form4_151881472826217.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,919.217

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 20:58 UTC GrantCommon Stock 2.018 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000012 · wf-form4_151881470928669.xml · nonDerivative · entry 1

DI IORIO ANTHONY M · CIK 0001026926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,419.217

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 20:58 UTC GrantCommon Stock 2.018 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000011 · wf-form4_151881469061198.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,919.217

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 20:58 UTC GrantCommon Stock 2.018 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000010 · wf-form4_151881466911612.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,790.217

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 20:57 UTC GrantCommon Stock 2.018 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000009 · wf-form4_151881464720315.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,919.217

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 20:57 UTC GrantCommon Stock 2.018 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000008 · wf-form4_151881462935287.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,919.217

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 20:57 UTC GrantCommon Stock 2.018 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000007 · wf-form4_151881460802794.xml · nonDerivative · entry 1

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,919.217

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 20:56 UTC GrantCommon Stock 2.018 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000006 · wf-form4_151881458812803.xml · nonDerivative · entry 1

Casady Mark S · CIK 0001405275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,119.217

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 20:56 UTC GrantCommon Stock 2.018 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000004 · wf-form4_151881454872957.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,962.217

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 20:56 UTC GrantCommon Stock 2.018 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000005 · wf-form4_151881456746902.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,919.217

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 20:55 UTC GrantCommon Stock 2.018 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000003 · wf-form4_151881452968496.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,919.217

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
January 19, 2018 Filed Jan 22, 2018 22:22 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 867 $45.76 $39,673.92
Disclosure

SEC source: 0000759944-18-000001 · wf-form4_151665970982216.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,509

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:06 UTC
Conner Brad L.Vice Chair, Consumer Banking
GiftCommon Stock 743 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000086 · wf-form4_151328200469555.xml · nonDerivative · entry 2

Conner Brad L. · CIK 0001614164 · Vice Chair, Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,057.627

Read SEC document
December 11, 2017 Filed Dec 14, 2017 20:06 UTC
Conner Brad L.Vice Chair, Consumer Banking
GiftCommon Stock 182 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000086 · wf-form4_151328200469555.xml · nonDerivative · entry 1

Conner Brad L. · CIK 0001614164 · Vice Chair, Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,800.627

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:37 UTC SaleCommon Stock 4,000 $40.31 $161,240.00
Disclosure

SEC source: 0000759944-17-000085 · wf-form4_151250982941165.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,917.199

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:47 UTC GrantCommon Stock 1.983 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000084 · wf-form4_151086885017517.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,917.199

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:47 UTC GrantCommon Stock 1.983 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000083 · wf-form4_151086883394737.xml · nonDerivative · entry 1

DI IORIO ANTHONY M · CIK 0001026926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,417.199

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:47 UTC GrantCommon Stock 1.983 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000082 · wf-form4_151086881782598.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,917.199

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:46 UTC GrantCommon Stock 1.983 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000081 · wf-form4_151086880079425.xml · nonDerivative · entry 1

Casady Mark S · CIK 0001405275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,117.199

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:46 UTC GrantCommon Stock 1.983 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000080 · wf-form4_151086878372585.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,917.199

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:46 UTC GrantCommon Stock 1.983 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000079 · wf-form4_151086876824846.xml · nonDerivative · entry 1

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,917.199

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:46 UTC GrantCommon Stock 1.983 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000078 · wf-form4_151086874972786.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,917.199

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:45 UTC GrantCommon Stock 1.983 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000077 · wf-form4_151086873352415.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,788.199

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:45 UTC GrantCommon Stock 1.983 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000076 · wf-form4_151086871759428.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,917.199

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:45 UTC GrantCommon Stock 1.983 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000075 · wf-form4_151086870118356.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,917.199

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:44 UTC GrantCommon Stock 1.983 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000074 · wf-form4_151086868381048.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,960.199

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 01, 2017 Filed Dec 19, 2017 21:37 UTC
GRIGGS MALCOLM DChief Risk Officer
GiftCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000087 · wf-form4_151371942187384.xml · nonDerivative · entry 2

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,376

Read SEC document
October 24, 2017 Filed Dec 19, 2017 21:37 UTC
GRIGGS MALCOLM DChief Risk Officer
GiftCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000087 · wf-form4_151371942187384.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,246

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:46 UTC GrantCommon Stock 2.216 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000069 · wf-form4_150308916382480.xml · nonDerivative · entry 1

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,915.216

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:46 UTC GrantCommon Stock 2.216 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000068 · wf-form4_150308914755360.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,958.216

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:45 UTC GrantCommon Stock 2.216 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000067 · wf-form4_150308913097604.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,915.216

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:45 UTC GrantCommon Stock 2.216 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000066 · wf-form4_150308911048987.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,915.216

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:45 UTC GrantCommon Stock 2.216 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000065 · wf-form4_150308908783969.xml · nonDerivative · entry 1

DI IORIO ANTHONY M · CIK 0001026926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,415.216

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:44 UTC GrantCommon Stock 2.216 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000064 · wf-form4_150308907080695.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,915.216

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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August 16, 2017 Filed Aug 18, 2017 20:44 UTC GrantCommon Stock 2.216 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000063 · wf-form4_150308905187244.xml · nonDerivative · entry 1

Casady Mark S · CIK 0001405275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,115.216

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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August 16, 2017 Filed Aug 18, 2017 20:44 UTC GrantCommon Stock 2.216 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000062 · wf-form4_150308903208954.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,915.216

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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August 16, 2017 Filed Aug 18, 2017 20:43 UTC GrantCommon Stock 2.216 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000061 · wf-form4_150308900914572.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,915.216

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.