CDZI

SEC source: 0000929638-23-002013 · form4.xml · nonDerivative · entry 5

Odey Asset Management LLP · CIK 0001512842 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · ownership.nature: Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

F5 · ownership.nature: Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.

SEC source: 0000929638-23-002013 · form4.xml · nonDerivative · entry 1

Odey Asset Management LLP · CIK 0001512842 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · ownership.nature: Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

F2 · ownership.nature: Shares held for the benefit of a pension trust for which the Reporting Person serves as investment adviser.

SEC source: 0000929638-23-002013 · form4.xml · nonDerivative · entry 6

Odey Asset Management LLP · CIK 0001512842 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,063,820

F1 · ownership.nature: Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

F6 · ownership.nature: Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.

SEC source: 0000929638-23-002013 · form4.xml · nonDerivative · entry 4

Odey Asset Management LLP · CIK 0001512842 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 338,623

F1 · ownership.nature: Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

F5 · ownership.nature: Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.

SEC source: 0000727273-23-000001 · primary_doc.xml · nonDerivative · entry 1

Kennedy Susan P · CIK 0001854939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,432

SEC source: 0001854939-23-000003 · primary_doc.xml · nonDerivative · entry 1

Kennedy Susan P · CIK 0001854939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,462

F1 · kind: This transaction involved a gift of securities by the Reporting Person to her brother and sister-in-law, neither of whom share the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares transferred by way of this gift.

SEC source: 0000923876-23-000005 · primary_doc.xml · nonDerivative · entry 1

Hickox Winston H · CIK 0001299311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,989

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning April 1, 2023.

SEC source: 0000923876-23-000004 · primary_doc.xml · nonDerivative · entry 1

BRACKPOOL KEITH · CIK 0000923876 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,933,701

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning April 1, 2023.

SEC source: 0000923876-23-000003 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,882

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning April 1, 2023.

SEC source: 0000923876-23-000002 · primary_doc.xml · derivative · entry 2

SPEER STANLEY E · CIK 0001191897 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each previously reported RSU represents a contingent right to receive one share of Cadiz Inc. common stock.

F1 · shares: Represents the vesting of 42,500 previously reported restricted stock units ("RSUs") and the concurrent issuance of net 20,124 shares of common stock as a consequence of such vesting, after giving effect to tax withholding as permitted under the approved terms applicable to the grant of the RSUs.

F3 · derivative.exercise_date: 42,500 of these RSUs owned following the reporting transaction will vest upon the Company's entering into final binding water supply agreements for delivery of at least 9,500 acre-feet per year, subject to the Reporting Person's continuing employment as of such vesting date.

F3 · derivative.expiration_date: 42,500 of these RSUs owned following the reporting transaction will vest upon the Company's entering into final binding water supply agreements for delivery of at least 9,500 acre-feet per year, subject to the Reporting Person's continuing employment as of such vesting date.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of the securities has vested.

SEC source: 0000923876-23-000002 · primary_doc.xml · nonDerivative · entry 1

SPEER STANLEY E · CIK 0001191897 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of 42,500 previously reported restricted stock units ("RSUs") and the concurrent issuance of net 20,124 shares of common stock as a consequence of such vesting, after giving effect to tax withholding as permitted under the approved terms applicable to the grant of the RSUs.

SEC source: 0001519037-23-000001 · primary_doc.xml · derivative · entry 2

Slater Scott S · CIK 0001519037 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each previously reported RSU represents a contingent right to receive one share of Cadiz Inc. common stock.

F3 · derivative.exercise_date: 85,000 of these RSUs owned following the reported transaction will vest upon the Company's entering into final binding water supply agreements for delivery of at least 9,500 acre-feet per year, subject to the Reporting Person's continuing employment as of such vesting date.

F3 · derivative.expiration_date: 85,000 of these RSUs owned following the reported transaction will vest upon the Company's entering into final binding water supply agreements for delivery of at least 9,500 acre-feet per year, subject to the Reporting Person's continuing employment as of such vesting date.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested.

SEC source: 0001519037-23-000001 · primary_doc.xml · nonDerivative · entry 1

Slater Scott S · CIK 0001519037 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of 85,000 previously reported restricted stock units ("RSUs") and the concurrent issuance of a net of 40,247 shares of common stock as a consequence of such vesting, after giving effect to tax withholding as permitted under the approved terms applicable to the grant of the RSUs.

SEC source: 0001213900-23-007113 · ownership.xml · nonDerivative · entry 1

Heerema International Group Services SA · CIK 0001893146 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · HHC $ Fund 2012

Disclosed balance after: 20,513,965

SEC source: 0000923876-23-000001 · primary_doc.xml · nonDerivative · entry 1

Hickox Winston H · CIK 0001299311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,290

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning January 1, 2023.

F2 · balance_after: Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0001854939-23-000002 · primary_doc.xml · nonDerivative · entry 1

BRACKPOOL KEITH · CIK 0000923876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,929,002

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning January 1, 2023.

F2 · balance_after: Includes 5,670 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 6-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0001854939-23-000001 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,183

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning January 1, 2023.

F2 · balance_after: Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0001783184-22-000001 · primary_doc.xml · nonDerivative · entry 1

Echaveste Maria · CIK 0001783184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,575

F1 · balance_after: Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0001131058-22-000012 · primary_doc.xml · nonDerivative · entry 1

COURTER STEPHEN E · CIK 0001131058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,437

F1 · balance_after: Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0001782759-22-000002 · primary_doc.xml · nonDerivative · entry 2

Hickox Winston H · CIK 0001299311 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 70,759

SEC source: 0001782759-22-000002 · primary_doc.xml · nonDerivative · entry 1

Hickox Winston H · CIK 0001299311 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 70,495

F1 · shares: This transaction was executed in multiple trades at prices ranging from $2.54 to $2.60. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001854939-22-000002 · primary_doc.xml · nonDerivative · entry 1

Kennedy Susan P · CIK 0001854939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,462

SEC source: 0001854939-23-000005 · primary_doc.xml · nonDerivative · entry 1

Kennedy Susan P · CIK 0001854939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,950

F1 · balance_after: On December 14, 2022, the Reporting Person mistakenly filed a Form 4 reporting a purchase of 15,512 shares of common stock. The actual number of shares purchased was 20,000. This amendment is being filed in order to correct the number of shares purchased and the amount of shares beneficially owned by the Reporting Person following such purchase.

SEC source: 0001854939-22-000001 · primary_doc.xml · nonDerivative · entry 1

Kennedy Susan P · CIK 0001854939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,950

F1 · shares: This transaction was executed in multiple trades at prices ranging from $2.19 to $2.22. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001782759-22-000001 · primary_doc.xml · nonDerivative · entry 1

Webb de Macias Carolyn D · CIK 0001782759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,975

SEC source: 0001213900-22-071108 · ownership.xml · nonDerivative · entry 1

Heerema International Group Services SA · CIK 0001893146 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · HHC $ Fund 2012

Disclosed balance after: 16,838,965

SEC source: 0000923876-22-000017 · primary_doc.xml · nonDerivative · entry 1

Hickox Winston H · CIK 0001299311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,894

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning October 1, 2022.

F2 · balance_after: Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0000923876-22-000015 · primary_doc.xml · nonDerivative · entry 1

BRACKPOOL KEITH · CIK 0000923876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,921,606

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning October 1, 2022.

F2 · balance_after: Includes 5,670 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 6-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0000923876-22-000016 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,787

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning October 1, 2022.

F2 · balance_after: Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0001131058-22-000006 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,706

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0001131058-22-000004 · primary_doc.xml · nonDerivative · entry 1

Webb de Macias Carolyn D · CIK 0001782759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,575

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0001131058-22-000005 · primary_doc.xml · nonDerivative · entry 1

Lombard Kenneth T · CIK 0001327762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,835

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 3-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0001131058-22-000003 · primary_doc.xml · nonDerivative · entry 1

COURTER STEPHEN E · CIK 0001131058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,437

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0000923876-22-000014 · primary_doc.xml · nonDerivative · entry 1

Echaveste Maria · CIK 0001783184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,575

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0000923876-22-000013 · primary_doc.xml · nonDerivative · entry 1

Hickox Winston H · CIK 0001299311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,813

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0000923876-22-000012 · primary_doc.xml · nonDerivative · entry 1

BRACKPOOL KEITH · CIK 0000923876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,911,525

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 6-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0000923876-22-000011 · primary_doc.xml · nonDerivative · entry 1

Hickox Winston H · CIK 0001299311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,474

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning July 1, 2022.

SEC source: 0000923876-22-000010 · primary_doc.xml · nonDerivative · entry 1

BRACKPOOL KEITH · CIK 0000923876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,905,855

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning July 1, 2022.

SEC source: 0000923876-22-000009 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,367

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning July 1, 2022.

SEC source: 0000923876-22-000008 · primary_doc.xml · nonDerivative · entry 2

BRACKPOOL KEITH · CIK 0000923876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,898,091

F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923876-22-000008 · primary_doc.xml · nonDerivative · entry 1

BRACKPOOL KEITH · CIK 0000923876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798,091

F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001131058-22-000002 · primary_doc.xml · nonDerivative · entry 3

Hickox Winston H · CIK 0001299311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,710

F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001131058-22-000001 · primary_doc.xml · nonDerivative · entry 2

COURTER STEPHEN E · CIK 0001131058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,098

F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923876-22-000007 · primary_doc.xml · nonDerivative · entry 1

BRACKPOOL KEITH · CIK 0000923876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698,091

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning April 1, 2022.

SEC source: 0001131058-22-000002 · primary_doc.xml · nonDerivative · entry 2

Hickox Winston H · CIK 0001299311 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 62,590

F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001131058-22-000002 · primary_doc.xml · nonDerivative · entry 1

Hickox Winston H · CIK 0001299311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,325

F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001131058-22-000001 · primary_doc.xml · nonDerivative · entry 1

COURTER STEPHEN E · CIK 0001131058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,698

SEC source: 0000923876-22-000006 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,603

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning April 1, 2022.

SEC source: 0001213900-22-014167 · ownership.xml · nonDerivative · entry 1

Heerema International Group Services SA · CIK 0001893146 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · HHC $ Fund 2012

Disclosed balance after: 15,055,630

SEC source: 0000923876-22-000005 · primary_doc.xml · nonDerivative · entry 1

BRACKPOOL KEITH · CIK 0000923876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,689,055

F1 · shares: These shares were issued under a Securities Purchase Agreement dated March 20, 2022, between the Issuer and certain purchasers including the Reporting Person in connection to a registered direct offering reported on the Issuer's Current Report on Form 8-K filed on March 21, 2022. The issuance of these shares has been approved by the Issuer's Board of Directors and the disinterested members of the Audit and Risk Committee of the Board.