Grant Geoffrey T

SEC source: 0000923876-23-000003 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,882

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning April 1, 2023.

SEC source: 0001854939-23-000001 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,183

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning January 1, 2023.

F2 · balance_after: Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0000923876-22-000016 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,787

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning October 1, 2022.

F2 · balance_after: Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0001131058-22-000006 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,706

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.

SEC source: 0000923876-22-000009 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,367

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning July 1, 2022.

SEC source: 0000923876-22-000006 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,603

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning April 1, 2022.

SEC source: 0000923876-22-000004 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,567

F1 · shares: These shares were issued under a Securities Purchase Agreement dated March 20, 2022, between the Issuer and certain purchasers including the Reporting Person in connection to a registered direct offering reported on the Issuer's Current Report on Form 8-K filed on March 21, 2022. The issuance of these shares has been approved by the Issuer's Board of Directors and the disinterested members of the Audit and Risk Committee of the Board.

SEC source: 0000923876-22-000001 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,853

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning January 1, 2022.

F2 · balance_after: Includes 1,899 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2021, which shares will vest on January 31, 2022.

SEC source: 0000923876-21-000014 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,206

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.19 to $4.34. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 1,899 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2021, which shares will vest on January 31, 2022.

SEC source: 0000923876-21-000010 · primary_doc.xml · nonDerivative · entry 2

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,206

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.15 to $4.56. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923876-21-000010 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,117

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.90 to $4.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923876-21-000008 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,206

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning October 1, 2021.

F2 · balance_after: Includes 1,899 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2021, which shares will vest on January 31, 2022.

SEC source: 0000923876-21-000007 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,510

F1 · balance_after: Includes 1,899 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2021, which shares will vest on January 31, 2022.

SEC source: 0001131058-21-000001 · primary_doc.xml · nonDerivative · entry 2

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,510

F3 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning July 1, 2021.

SEC source: 0001131058-21-000001 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,175

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2021, which shares will vest on January 31, 2022.

SEC source: 0001854939-21-000002 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,276

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning April 1, 2021.

SEC source: 0001408441-21-000003 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,979

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning January 1, 2021.

F2 · balance_after: Includes 2,337 shares allocated to the Reporting Person under the 2019 Equity Incentive plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2020, which shares will vest on January 31, 2021.

SEC source: 0001189957-20-000006 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,791

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered as a director of the Issuer for the 3-month period beginning October 1, 2020.

F2 · balance_after: Includes 2,337 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2020, which shares will vest on January 31, 2021.

SEC source: 0001783184-20-000006 · primary_doc.xml · nonDerivative · entry 2

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,537

F2 · shares: These shares were allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered as a director of the Issuer for the 3-month period beginning July 1, 2020.

SEC source: 0001783184-20-000006 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,313

F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2020, which shares will vest on January 31, 2021.

SEC source: 0000727273-20-000016 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,976

F1 · shares: These shares were allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered as a director of the Issuer for the 3-month period beginning April 1, 2020.

SEC source: 0000727273-20-000013 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,891

SEC source: 0000727273-20-000012 · primary_doc.xml · nonDerivative · entry 3

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,697

SEC source: 0000727273-20-000012 · primary_doc.xml · nonDerivative · entry 2

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,773

SEC source: 0000727273-20-000012 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,786

SEC source: 0001189957-20-000001 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,891

F1 · shares: These shares were allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning January 1, 2020.

F2 · balance_after: Includes 1,914 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2019, which shares will vest on January 31, 2020.

SEC source: 0001408441-19-000002 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,758

F1 · shares: These shares were allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning October 1, 2019.

F2 · balance_after: Includes 1,914 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2019, which shares will vest on January 31, 2020.

SEC source: 0001189957-19-000011 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,741

F1 · shares: These shares were allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as director of the Issuer for the 3-month period beginning July 1, 2019.

F2 · balance_after: Includes 1,914 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as director of the Issuer for the 12-month period ended June 30, 2019, which shares will vest on January 31, 2020.

SEC source: 0001205303-19-000002 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,655

F2 · balance_after: Includes 1,914 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2019, which shares will vest on January 31, 2020.

SEC source: 0001189957-19-000005 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,741

F1 · shares: These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning April 1, 2019.

SEC source: 0001189957-19-000001 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,958

F1 · shares: These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning January 1, 2019.

F2 · balance_after: Includes 1,573 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2018, which shares vest on January 31, 2019.

SEC source: 0000923876-18-000004 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,230

F1 · shares: These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning October 1, 2018.

F2 · balance_after: Includes 1,573 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2018, which shares vest on January 31, 2019.

SEC source: 0001189957-18-000005 · primary_doc.xml · nonDerivative · entry 2

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,554

F1 · shares: These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning July 1, 2018.

F2 · balance_after: Includes 1,573 shares allocated to the Report Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2018, which shares will vest on January 31, 2019.

SEC source: 0001189957-18-000005 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,980

SEC source: 0001408441-18-000003 · primary_doc.xml · nonDerivative · entry 2

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,407

F1 · shares: These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning April 1, 2018.

SEC source: 0001408441-18-000003 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,843

SEC source: 0001189957-18-000002 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,843

F1 · shares: These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning January 1, 2018.

F2 · balance_after: Includes 1,449 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2017, which shares will vest on January 31, 2018.

SEC source: 0001189957-17-000007 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,315

F1 · shares: These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for serviced rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning October 1, 2017.

F2 · balance_after: Includes 1,449 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2017, which shares will vest on January 31, 2018.

SEC source: 0001189957-17-000004 · primary_doc.xml · nonDerivative · entry 2

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,728

F1 · shares: These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning July 1, 2017.

F2 · balance_after: Includes 1,449 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2017, which shares will vest on January 31, 2018.

SEC source: 0001189957-17-000004 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,169

SEC source: 0001238663-17-000001 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,720

F1 · shares: These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning April 1, 2017.

SEC source: 0000727273-17-000001 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,234

F1 · shares: These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning January 1, 2017.

F2 · balance_after: Includes 3,473 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2016, which shares will vest on January 31, 2017.

SEC source: 0000923876-16-000005 · primary_doc.xml · nonDerivative · entry 1

Grant Geoffrey T · CIK 0001387874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,624

F1 · shares: These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning October 1, 2016.

F2 · balance_after: Includes 3,473 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2016, which shares will vest on January 31, 2017.