Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CADIZ INCCDZI · Entity 5819 | Director | June 30, 2026 | July 02, 2026 |
| Seritage Growth PropertiesSRG · Entity 9015 | EVP, Chief Operating Officer | March 16, 2021 | March 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CADIZ INC
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,990 |
Reported balance
After 2026-06-30 transaction · row 1
1 source rowRow 1 · 2026-06-30 · Grant · Acquired 6,103 · Balance 30,990 F1: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.
Seritage Growth Properties
Report date March 16, 2021 · Filed March 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 26,381 |
Reported balance
After 2021-03-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-16 · Tax withholding · Disposed 390 · Balance 26,381 F1: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based Restricted Share Units ("RSUs"). F2: Includes 21,114 unvested RSUs, as of the date of this filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based Restricted Share Units ("RSUs").
F2: Includes 21,114 unvested RSUs, as of the date of this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2026 Filed Jul 2, 2026 22:21 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 6,103 | $4.10 | $25,022.30 |
DisclosureSEC source: 0001327762-26-000001 · primary_doc.xml · nonDerivative · entry 1 Lombard Kenneth T · CIK 0001327762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,990 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027. Read SEC document |
| June 30, 2025 Filed Jun 30, 2025 23:48 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 8,212 | $3.04 | $24,999.79 |
DisclosureSEC source: 0000923876-25-000008 · primary_doc.xml · nonDerivative · entry 1 Lombard Kenneth T · CIK 0001327762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,887 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2025, which shares will vest on January 31, 2026. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 16:53 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 8,174 | $3.06 | $24,999.36 |
DisclosureSEC source: 0001783184-24-000004 · primary_doc.xml · nonDerivative · entry 1 Lombard Kenneth T · CIK 0001327762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,675 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2024, which shares will vest on January 31, 2025. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 23:25 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 5,666 | $4.41 | $25,000.66 |
DisclosureSEC source: 0000727273-23-000005 · primary_doc.xml · nonDerivative · entry 1 Lombard Kenneth T · CIK 0001327762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,501 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2023, which shares will vest on January 31, 2024. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 15:43 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 2,835 | $2.21 | $6,251.18 |
DisclosureSEC source: 0001131058-22-000005 · primary_doc.xml · nonDerivative · entry 1 Lombard Kenneth T · CIK 0001327762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,835 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 3-month period ended June 30, 2022, which shares will vest on January 31, 2023. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 00:03 UTC | Seritage Growth Properties SRG · Entity 9015 | Tax withholdingClass A Common Shares | 390 | $23.16 | $9,032.40 |
DisclosureSEC source: 0000895345-21-000367 · form4.xml · nonDerivative · entry 1 Lombard Kenneth T · CIK 0001327762 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,381 F1 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based Restricted Share Units ("RSUs"). F2 · balance_after: Includes 21,114 unvested RSUs, as of the date of this filing. Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 02:41 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 11,002 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000280 · form4.xml · nonDerivative · entry 2 Lombard Kenneth T · CIK 0001327762 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,771 F2 · shares: Represents grants of Restricted Share Units awarded under the Seritage Growth Properties 2015 Share Plan on March 5, 2021 based on a per share grant date value of $21.47. Each of these awards will vest in substantially equal installments on the anniversaries of the date of grant in 2022, 2023 and 2024. F3 · balance_after: Includes 21,114 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 02:41 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 5,510 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000280 · form4.xml · nonDerivative · entry 1 Lombard Kenneth T · CIK 0001327762 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,769 F1 · shares: Represents Restricted Share Units earned under the terms of a retention performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on May 2, 2018 and covering the performance period January 1, 2018 to December 31, 2020. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These Restricted Share Units vest on May 2, 2021 and will be settled within 30 days thereafter. F3 · balance_after: Includes 21,114 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| May 13, 2020 Filed May 15, 2020 21:35 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 269 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000640 · form4.xml · nonDerivative · entry 1 Lombard Kenneth T · CIK 0001327762 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,259 F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to adjust the number of RSUs attributable to "Tranche 3" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award which vested or will vest in three substantially equal installments on May 2, 2019, May 2, 2020 and May 2, 2021; therefore two-thirds of the additional RSUs were considered vested as of the date of grant and one-third will vest on May 2, 2021. F2 · balance_after: Includes 7,034 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| March 02, 2020 Filed Mar 27, 2020 20:40 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 4,118 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000481 · form4.xml · nonDerivative · entry 1 Lombard Kenneth T · CIK 0001327762 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,990 F1 · shares: Represents a grant of Restricted Share Units awarded under the Seritage Growth Properties 2015 Share Plan on March 2, 2020 based on a per share grant date value of $33.44. This award will vest in substantially equal installments on the anniversaries of the date of grant in 2021, 2022 and 2023. F2 · balance_after: Includes 7,650 unvested Restricted Share Units, as of the date of this filing, after taking into account the transactions reported herein. Read SEC document |
| May 24, 2019 Filed May 29, 2019 20:48 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012316 · doc1.xml · nonDerivative · entry 1 Lombard Kenneth T · CIK 0001327762 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,870 F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to increase the number of RSUs attributable to "Tranche 2" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award, such that one-third were vested as of the date of grant and one-third will vest on each of May 2, 2020 and May 2, 2021. F2 · balance_after: Includes 4,590 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 23:46 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 3,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006758 · doc1.xml · nonDerivative · entry 1 Lombard Kenneth T · CIK 0001327762 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,851 F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 8, 2020, March 8, 2021 and March 8, 2022. F2 · balance_after: Includes 5,276 unvested Restricted Share Units, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| May 31, 2018 Filed Aug 3, 2018 21:01 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 2,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035423 · doc1.xml · nonDerivative · entry 1 Lombard Kenneth T · CIK 0001327762 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,672 F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of May 2, 2019, May 2, 2020 and May 2, 2021. F2 · balance_after: Includes 2,097 unvested Restricted Share Units, as of the date of this filing. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 18:33 UTC | Seritage Growth Properties SRG · Entity 9015 | PurchaseCLASS A common shares | 400 | $34.73 | $13,892.00 |
DisclosureSEC source: 0001140361-18-013004 · doc1.xml · nonDerivative · entry 2 Lombard Kenneth T · CIK 0001327762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575 Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 18:33 UTC | Seritage Growth Properties SRG · Entity 9015 | PurchaseCLASS A common shares | 175 | $34.73 | $6,077.75 |
DisclosureSEC source: 0001140361-18-013004 · doc1.xml · nonDerivative · entry 1 Lombard Kenneth T · CIK 0001327762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.