organization · Reporting owner
Heerema International Group Services SA
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CADIZ INCCDZI · Entity 5819 | 10% owner | November 05, 2024 | November 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CADIZ INC
Report date November 05, 2024 · Filed November 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHHC $ Fund 2012 | 22,783,965 |
Reported balance
After 2024-11-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-11-05 · Purchase · Acquired 2,070,000 · Balance 22,783,965 |
| Common StockSEC Table I · non-derivative | IndirectHHC Fund 2012 | 2,911,335 |
Reported balance
Holding disclosure · report date 2024-11-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,911,335 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2024 Filed Nov 6, 2024 19:44 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 2,070,000 | $3.34 | $6,913,800.00 |
DisclosureSEC source: 0001213900-24-094934 · ownership.xml · nonDerivative · entry 1 Heerema International Group Services SA · CIK 0001893146 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · HHC $ Fund 2012 Disclosed balance after: 22,783,965 Read SEC document |
| March 06, 2024 Filed Mar 6, 2024 14:11 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseWarrants to Purchase Common Stock · Derivative | 1,000,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-24-020305 · ownership.xml · derivative · entry 4 Heerema International Group Services SA · CIK 0001893146 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · HHC $ Fund 2012 Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2027-06-30 F2 · price: In connection with the convertible loan, Cadiz issued 1,000,000 warrants to purchase common stock to an affiliate of the Reporting Person. Read SEC document |
| March 06, 2024 Filed Mar 6, 2024 14:11 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseConvertible Loan · Derivative | Not disclosed | Not disclosed Strike: $5.30 | $20,000,000.00 |
DisclosureSEC source: 0001213900-24-020305 · ownership.xml · derivative · entry 3 Heerema International Group Services SA · CIK 0001893146 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · HHC $ Fund 2012 Disclosed balance after: Not disclosed Underlying: Common Stock · 3,773,585 shares Expires 2027-06-30 F1 · price: Pursuant to an amendment to Credit Agreement, dated as of March 6, 2024, HHC $ Fund 2012, an affiliate of the Reporting Person, invested a sum of $20 million in the form of a convertible loan, the terms of which are set forth in the Issuer's Form 8-K, filed with the SEC on March 6, 2024. If the convertible loan is held to maturity, an aggregate of 5,119,067 shares of common stock are issuable upon conversion, calculated based on 7% PIK interest through maturity, payable quarterly in arrears, and assuming no event of default. F1 · derivative.underlying_shares: Pursuant to an amendment to Credit Agreement, dated as of March 6, 2024, HHC $ Fund 2012, an affiliate of the Reporting Person, invested a sum of $20 million in the form of a convertible loan, the terms of which are set forth in the Issuer's Form 8-K, filed with the SEC on March 6, 2024. If the convertible loan is held to maturity, an aggregate of 5,119,067 shares of common stock are issuable upon conversion, calculated based on 7% PIK interest through maturity, payable quarterly in arrears, and assuming no event of default. Read SEC document |
| July 06, 2023 Filed Jul 6, 2023 20:00 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 200,000 | $4.00 | $800,000.00 |
DisclosureSEC source: 0001213900-23-055154 · ownership.xml · nonDerivative · entry 1 Heerema International Group Services SA · CIK 0001893146 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · HHC $ Fund 2012 Disclosed balance after: 20,713,965 Read SEC document |
| February 02, 2023 Filed Feb 2, 2023 18:00 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 3,675,000 | $3.84 | $14,112,000.00 |
DisclosureSEC source: 0001213900-23-007113 · ownership.xml · nonDerivative · entry 1 Heerema International Group Services SA · CIK 0001893146 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · HHC $ Fund 2012 Disclosed balance after: 20,513,965 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 20:36 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 1,783,334 | $2.00 | $3,566,668.00 |
DisclosureSEC source: 0001213900-22-071108 · ownership.xml · nonDerivative · entry 1 Heerema International Group Services SA · CIK 0001893146 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · HHC $ Fund 2012 Disclosed balance after: 16,838,965 Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 20:00 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 2,857,142 | $1.75 | $4,999,998.50 |
DisclosureSEC source: 0001213900-22-014167 · ownership.xml · nonDerivative · entry 1 Heerema International Group Services SA · CIK 0001893146 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · HHC $ Fund 2012 Disclosed balance after: 15,055,630 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.