Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CADIZ INCCDZI · Entity 5819 | Director | June 30, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CADIZ INC
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 199,174 |
Reported balance
After 2026-06-30 transaction · row 1
1 source rowRow 1 · 2026-06-30 · Grant · Acquired 6,103 · Balance 199,174 F1: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 70,759 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 70,759 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2026 Filed Jul 2, 2026 21:52 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 6,103 | $4.10 | $25,022.30 |
DisclosureSEC source: 0001299311-26-000001 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,174 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027. Read SEC document |
| June 30, 2025 Filed Jun 30, 2025 23:41 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 8,212 | $3.04 | $24,999.79 |
DisclosureSEC source: 0000923876-25-000007 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,071 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2025, which shares will vest on January 31, 2026. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 16:28 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 8,174 | $3.06 | $24,999.36 |
DisclosureSEC source: 0001783184-24-000002 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,859 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2024, which shares will vest on January 31, 2025. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 23:25 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 3,030 | $3.30 | $9,999.00 |
DisclosureSEC source: 0000923876-23-000006 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,685 F1 · balance_after: Includes 5,666 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2023, which shares will vest on January 31, 2024. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 23:19 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 5,666 | $4.41 | $25,000.66 |
DisclosureSEC source: 0000727273-23-000004 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,655 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2023, which shares will vest on January 31, 2024. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 19:56 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 4,699 | $3.99 | $18,749.01 |
DisclosureSEC source: 0000923876-23-000005 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,989 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning April 1, 2023. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 01:09 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 7,396 | $2.54 | $18,748.86 |
DisclosureSEC source: 0000923876-23-000001 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,290 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning January 1, 2023. F2 · balance_after: Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the12-month period ended June 30, 2022, which shares will vest on January 31, 2023. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 19:19 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 264 | $2.61 | $689.04 |
DisclosureSEC source: 0001782759-22-000002 · primary_doc.xml · nonDerivative · entry 2 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 70,759 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 19:19 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 7,905 | $2.57 | $20,315.85 |
DisclosureSEC source: 0001782759-22-000002 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 70,495 F1 · shares: This transaction was executed in multiple trades at prices ranging from $2.54 to $2.60. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 16:57 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 10,081 | $1.86 | $18,750.66 |
DisclosureSEC source: 0000923876-22-000017 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,894 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning October 1, 2022. F2 · balance_after: Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 13:40 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 11,339 | $2.21 | $25,002.50 |
DisclosureSEC source: 0000923876-22-000013 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,813 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:06 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 7,764 | $2.42 | $18,750.06 |
DisclosureSEC source: 0000923876-22-000011 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,474 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning July 1, 2022. Read SEC document |
| April 04, 2022 Filed Apr 5, 2022 21:33 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 5,385 | $2.22 | $11,954.70 |
DisclosureSEC source: 0001131058-22-000002 · primary_doc.xml · nonDerivative · entry 3 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,710 F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 21:33 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 27,590 | $2.12 | $58,490.80 |
DisclosureSEC source: 0001131058-22-000002 · primary_doc.xml · nonDerivative · entry 2 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 62,590 F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 21:33 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 44,410 | $2.12 | $94,149.20 |
DisclosureSEC source: 0001131058-22-000002 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,325 F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 15:37 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 1,899 | $13.16 | $24,995.21 |
DisclosureSEC source: 0001783184-21-000002 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,915 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2021, which shares will vest on January 31, 2022. Read SEC document |
| June 30, 2021 Filed Oct 25, 2021 20:57 UTC Amendment | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 1,899 | $13.16 | $24,995.21 |
DisclosureSEC source: 0000727273-21-000005 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,915 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2021, which shares will vest on January 31, 2022. F2 · balance_after: The Reporting Person is amending the Form 4 originally filed on July 1, 2021 solely for the purpose of correcting a typographical error in the number of shares shown as beneficially owned by the Reporting Person following the reported transaction. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 23:18 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 2,337 | $10.70 | $25,003.56 |
DisclosureSEC source: 0001783184-20-000005 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,016 F1 · shares: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2020, which shares will vest on January 31, 2021. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 00:31 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 1,914 | $10.45 | $19,996.52 |
DisclosureSEC source: 0001205303-19-000006 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,679 F1 · balance_after: Includes 1,914 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2019, which shares will vest on January 31, 2020. Read SEC document |
| June 30, 2018 Filed Jul 2, 2018 18:07 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 1,573 | $12.71 | $19,992.83 |
DisclosureSEC source: 0001205303-18-000006 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,765 F1 · balance_after: Includes 1,573 shares allocated to the Report Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2018, which shares will vest on January 31, 2019. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 17:56 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 1,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001331313-17-000003 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,192 F1 · balance_after: Includes 1,449 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2017, which shares will vest on January 31, 2018. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 20:27 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 610 | $12.30 | $7,503.00 |
DisclosureSEC source: 0000727273-17-000003 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,743 F1 · shares: These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning January 1, 2017. F2 · balance_after: Includes 3,473 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2016, which shares will vest on January 31, 2017. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 21:46 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 2,000 | $9.28 | $18,564.00 |
DisclosureSEC source: 0001238663-16-000001 · primary_doc.xml · nonDerivative · entry 2 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 35,000 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 21:46 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 3,000 | $9.03 | $27,099.00 |
DisclosureSEC source: 0001238663-16-000001 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 33,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.0255 to $9.05. The Reporting Person undertakes to provide Cadiz Inc., any security holders of Cadiz Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 22:25 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 14,500 | $8.95 | $129,746.00 |
DisclosureSEC source: 0001189957-16-000016 · primary_doc.xml · nonDerivative · entry 2 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 30,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.945 to $8.95. The Reporting Person undertakes to provide Cadiz Inc., any security holders of Cadiz Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:25 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 500 | $8.80 | $4,399.95 |
DisclosureSEC source: 0001189957-16-000016 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 15,500 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 19:39 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 1,006 | $7.46 | $7,502.25 |
DisclosureSEC source: 0000923876-16-000004 · primary_doc.xml · nonDerivative · entry 1 Hickox Winston H · CIK 0001299311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,133 F1 · shares: These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning October 1, 2016. F2 · balance_after: Includes 3,473 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2016, which shares will vest on January 31, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.