Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CADIZ INCCDZI · Entity 5819 | Director · Chief Executive Officer | July 13, 2023 | July 17, 2023 |
| Limoneira COLMNR · Entity 6108 | Director | March 25, 2026 | March 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CADIZ INC
Report date July 13, 2023 · Filed July 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 123,881 |
Reported balance
After 2023-07-13 transaction · row 1
1 source rowRow 1 · 2023-07-13 · Purchase · Acquired 14,000 · Balance 123,881 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 85,000 |
Reported balance
Holding disclosure · report date 2023-07-13 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 85,000 F1: Previously reported. F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Cadiz Inc. common stock. F3: These RSUs will vest upon the Company's entering into final binding water supply arrangement for delivery of at least 9,500 acre-feet per year, subject to the Reporting Person's continuing employment as of such vesting event. F4: The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested |
Filing footnotes · ownership attribution and instrument terms
F1: Previously reported.
F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Cadiz Inc. common stock.
F3: These RSUs will vest upon the Company's entering into final binding water supply arrangement for delivery of at least 9,500 acre-feet per year, subject to the Reporting Person's continuing employment as of such vesting event.
F4: The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested
Limoneira CO
Report date March 25, 2026 · Filed March 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,762 |
Reported balance
After 2026-03-25 transaction · row 1
1 source rowRow 1 · 2026-03-25 · Grant · Acquired 6,315 · Balance 70,762 F1: Reflects the granting of a stock award pursuant to the Limoneira Company 2022 Omnibus Incentive Plan, as approved by the shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the granting of a stock award pursuant to the Limoneira Company 2022 Omnibus Incentive Plan, as approved by the shareholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2026 Filed Mar 26, 2026 20:08 UTC | Limoneira CO LMNR · Entity 6108 | GrantCommon Stock | 6,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-035196 · tm269919-6_4seq1.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,762 F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company 2022 Omnibus Incentive Plan, as approved by the shareholders. Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 21:01 UTC | Limoneira CO LMNR · Entity 6108 | PurchaseCommon Stock | 5,000 | $12.85 | $64,250.00 |
DisclosureSEC source: 0001104659-26-002450 · tm262679-1_4seq1.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,447 Read SEC document |
| April 09, 2025 Filed Apr 11, 2025 20:08 UTC | Limoneira CO LMNR · Entity 6108 | GrantCommon Stock | 5,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-034208 · tm2512095-6_4seq1.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,447 F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company 2022 Omnibus Incentive Plan, as approved by the shareholders. Read SEC document |
| March 26, 2024 Filed Mar 27, 2024 21:28 UTC | Limoneira CO LMNR · Entity 6108 | GrantCommon Stock | 4,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-039774 · tm249995-4_4seq1.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,357 F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company 2022 Omnibus Incentive Plan, as approved by the shareholders. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 12:46 UTC | CADIZ INC CDZI · Entity 5819 | PurchaseCommon Stock | 14,000 | $3.50 | $49,000.00 |
DisclosureSEC source: 0000727273-23-000012 · primary_doc.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,881 Read SEC document |
| March 22, 2023 Filed Mar 22, 2023 20:01 UTC | Limoneira CO LMNR · Entity 6108 | GrantCommon Stock | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-035583 · tm2310276-1_4seq1.xml · nonDerivative · entry 2 Slater Scott S · CIK 0001519037 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,944 F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company 2022 Omnibus Incentive Plan, as approved by the shareholders. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:01 UTC | Limoneira CO LMNR · Entity 6108 | PurchaseCommon Stock | 3,155 | $15.85 | $50,006.75 |
DisclosureSEC source: 0001104659-23-035583 · tm2310276-1_4seq1.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,694 Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:00 UTC | Limoneira CO LMNR · Entity 6108 | PurchaseCommon Stock | 3,187 | $15.69 | $50,004.03 |
DisclosureSEC source: 0001104659-23-033831 · tm239883-1_4seq1.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,539 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:08 UTC | CADIZ INC CDZI · Entity 5819 | Exercise / conversionRestricted Stock Units · Derivative | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001519037-23-000001 · primary_doc.xml · derivative · entry 2 Slater Scott S · CIK 0001519037 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each previously reported RSU represents a contingent right to receive one share of Cadiz Inc. common stock. F3 · derivative.exercise_date: 85,000 of these RSUs owned following the reported transaction will vest upon the Company's entering into final binding water supply agreements for delivery of at least 9,500 acre-feet per year, subject to the Reporting Person's continuing employment as of such vesting date. F3 · derivative.expiration_date: 85,000 of these RSUs owned following the reported transaction will vest upon the Company's entering into final binding water supply agreements for delivery of at least 9,500 acre-feet per year, subject to the Reporting Person's continuing employment as of such vesting date. F4 · balance_after: The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:08 UTC | CADIZ INC CDZI · Entity 5819 | Exercise / conversionCommon Stock | 40,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001519037-23-000001 · primary_doc.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of 85,000 previously reported restricted stock units ("RSUs") and the concurrent issuance of a net of 40,247 shares of common stock as a consequence of such vesting, after giving effect to tax withholding as permitted under the approved terms applicable to the grant of the RSUs. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 20:05 UTC | Limoneira CO LMNR · Entity 6108 | GrantCommon Stock | 8,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-037490 · tm2210355-9_4seq1.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,352 F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company 2022 Omnibus Incentive Plan, as approved by the shareholders. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 18:37 UTC | CADIZ INC CDZI · Entity 5819 | Exercise / conversionRestricted Stock Units · Derivative | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923876-21-000005 · primary_doc.xml · derivative · entry 2 Slater Scott S · CIK 0001519037 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 85,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each previously reported RSU represents a contingent right to receive one share of Cadiz Inc. common stock. F3 · derivative.exercise_date: 85,000 of these RSUs owned following the reported transaction will vest upon the Company's entering into final binding water supply agreements for delivery of at least 9,500 acre-feet per year; and 85,000 of these RSUs will vest on March 1, 2023, subject to the Reporting Person's continuing employment as of such vesting date. F3 · derivative.expiration_date: 85,000 of these RSUs owned following the reported transaction will vest upon the Company's entering into final binding water supply agreements for delivery of at least 9,500 acre-feet per year; and 85,000 of these RSUs will vest on March 1, 2023, subject to the Reporting Person's continuing employment as of such vesting date. F4 · balance_after: The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 18:37 UTC | CADIZ INC CDZI · Entity 5819 | Exercise / conversionCommon Stock | 40,247 | $0.00 | $0.00 |
DisclosureSEC source: 0000923876-21-000005 · primary_doc.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of 85,000 previously reported restricted stock units ("RSUs") and the concurrent issuance of a net of 40,247 shares of common stock as a consequence of such vesting, after giving effect to tax withholding as permitted under the approved terms applicable to the grant of the RSUs. Read SEC document |
| April 26, 2021 Filed Apr 29, 2021 00:41 UTC | CADIZ INC CDZI · Entity 5819 | GrantRestricted Stock Units · Derivative | 255,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923876-21-000003 · primary_doc.xml · derivative · entry 2 Slater Scott S · CIK 0001519037 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,000 Underlying: Common Stock · 255,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Cadiz Inc. common stock. F2 · derivative.exercise_date: 85,000 of these RSUs will vest upon obtaining a new senior secured loan in an amount sufficient to repay the Company's senior secured debt as well as obtaining funding to complete the purchase of the northern pipeline; 85,000 of these RSUs will vest upon the Company's entering into final binding water supply agreements for delivery of at least 9,500 acre-feet per year; and, 85,000 of these RSUs will vest on March 1, 2023, subject to the Reporting Person's continuing employment as of such vesting date. F2 · derivative.expiration_date: 85,000 of these RSUs will vest upon obtaining a new senior secured loan in an amount sufficient to repay the Company's senior secured debt as well as obtaining funding to complete the purchase of the northern pipeline; 85,000 of these RSUs will vest upon the Company's entering into final binding water supply agreements for delivery of at least 9,500 acre-feet per year; and, 85,000 of these RSUs will vest on March 1, 2023, subject to the Reporting Person's continuing employment as of such vesting date. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested. Read SEC document |
| January 26, 2021 Filed Jan 27, 2021 22:04 UTC | Limoneira CO LMNR · Entity 6108 | GrantCommon Stock | 5,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-008236 · tm214303d8_4seq1.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,063 F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan, as amended, as approved by the shareholders. Read SEC document |
| March 05, 2020 Filed Mar 10, 2020 01:00 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 20,387 | $9.81 | $199,996.47 |
DisclosureSEC source: 0001191901-20-000003 · primary_doc.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,387 Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 21:00 UTC | Limoneira CO LMNR · Entity 6108 | GrantCommon Stock | 4,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-008662 · tm206266d6_4.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,817 F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan, as amended, as approved by the shareholders. Read SEC document |
| January 22, 2019 Filed Apr 11, 2019 20:02 UTC | Limoneira CO LMNR · Entity 6108 | GrantCommon Stock | 3,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-019277 · tv518643_4.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,533 F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan, as amended, as approved by the shareholders. Read SEC document |
| January 23, 2018 Filed Feb 2, 2018 21:46 UTC | Limoneira CO LMNR · Entity 6108 | GrantCommon Stock | 3,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-005502 · tv484779_form4.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,718 F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan, as amended, as approved by the shareholders. Read SEC document |
| January 24, 2017 Filed Jan 27, 2017 23:19 UTC | Limoneira CO LMNR · Entity 6108 | GrantCommon Stock | 3,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-004413 · v457798_4.xml · nonDerivative · entry 1 Slater Scott S · CIK 0001519037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,645 F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.