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CBU

COMMUNITY FINANCIAL SYSTEM, INC.

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4178
SEC CIK
0000723188
Parsed reports
611

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2019 Filed Jun 21, 2019 17:22 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 254.2638 $63.91 $16,250.00
Disclosure

SEC source: 0001127602-19-022521 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657.9617

Underlying: Common Stock · 254.2638 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:20 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 234.7051 $63.91 $15,000.00
Disclosure

SEC source: 0001127602-19-022520 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,042.6474

Underlying: Common Stock · 234.7051 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
May 29, 2019 Filed Jun 3, 2019 21:31 UTC
TRYNISKI MARK EDirector · President & CEO
GiftCommon Stock 98,512 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-020527 · form4.xml · nonDerivative · entry 2

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 98,512

F1 · kind: Shares transferred to the reporting person's spouse for estate planning purposes.

Read SEC document
May 29, 2019 Filed Jun 3, 2019 21:31 UTC
TRYNISKI MARK EDirector · President & CEO
GiftCommon Stock 98,512 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-020527 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,608

F1 · kind: Shares transferred to the reporting person's spouse for estate planning purposes.

Read SEC document
May 24, 2019 Filed Jun 19, 2019 18:16 UTC GiftCommon Stock 618 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022207 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint with brother

Disclosed balance after: 2,585

Read SEC document
May 20, 2019 Filed May 22, 2019 11:47 UTC SaleCommon Stock 3,100 $64.83 $200,960.91
Disclosure

SEC source: 0001127602-19-019392 · form4.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,909

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.81 to $64.97, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

Read SEC document
May 06, 2019 Filed May 7, 2019 21:49 UTC
TRYNISKI MARK EDirector · President & CEO
Exercise / conversionStock Option · Derivative 14,357 $0.00 Strike: $27.36 $0.00
Disclosure

SEC source: 0001127602-19-017633 · form4.xml · derivative · entry 4

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,357 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested ratably on January 19, 2012, 2013, 2014, 2015, and 2016.

Read SEC document
May 06, 2019 Filed May 7, 2019 21:49 UTC
TRYNISKI MARK EDirector · President & CEO
Tax withholdingCommon Stock 8,734 $67.26 $587,448.84
Disclosure

SEC source: 0001127602-19-017633 · form4.xml · nonDerivative · entry 2

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,120

Read SEC document
May 06, 2019 Filed May 7, 2019 21:49 UTC
TRYNISKI MARK EDirector · President & CEO
Exercise / conversionCommon Stock 14,357 $27.36 $392,807.52
Disclosure

SEC source: 0001127602-19-017633 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 21:44 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 252.4827 $59.41 $15,000.00
Disclosure

SEC source: 0001127602-19-013136 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,807.9423

Underlying: Common Stock · 252.4827 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 18:55 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 260.8988 $59.41 $15,500.00
Disclosure

SEC source: 0001127602-19-012853 · form4.xml · derivative · entry 3

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338.9119

Underlying: Common Stock · 260.8988 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F4 · balance_after: Includes 9.8655 units of phantom stock acquired on January 10, 2019 under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 21:49 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 273.523 $59.41 $16,250.00
Disclosure

SEC source: 0001127602-19-013137 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403.6979

Underlying: Common Stock · 273.523 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 20, 2019 Filed Mar 20, 2019 21:12 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012457 · form4.xml · derivative · entry 4

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716.3182

Underlying: Common Stock · 576 shares

Expires not disclosed

F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · balance_after: Includes 13.1033 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
March 20, 2019 Filed Mar 20, 2019 21:52 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012461 · form4.xml · derivative · entry 4

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588.1448

Underlying: Common Stock · 576 shares

Expires not disclosed

F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · balance_after: Includes 20.4873 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program

Read SEC document
March 20, 2019 Filed Mar 20, 2019 21:52 UTC OtherCommon Stock 1,730 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012461 · form4.xml · nonDerivative · entry 2

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,663.9276

F1 · kind: Shares transferred to the reporting person's joint account with his wife.

Read SEC document
March 20, 2019 Filed Mar 20, 2019 21:52 UTC OtherCommon Stock 1,730 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012461 · form4.xml · nonDerivative · entry 1

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 0

F1 · kind: Shares transferred to the reporting person's joint account with his wife.

Read SEC document
March 20, 2019 Filed Mar 20, 2019 21:45 UTC
ACE BRIAN RDirector
GrantPhantom Stock (Deferred Stock Units) · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012460 · form4.xml · derivative · entry 3

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,652.2392

Underlying: Common Stock · 576 shares

Expires not disclosed

F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · balance_after: Includes 149.6277 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
March 20, 2019 Filed Mar 20, 2019 21:27 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012459 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198.0014

Underlying: Common Stock · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 11.0014 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
March 20, 2019 Filed Mar 20, 2019 20:50 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012451 · form4.xml · derivative · entry 4

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576

Underlying: Common Stock · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 20:10 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012655 · form4.xml · derivative · entry 1

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,655.2392

Underlying: Common Stock · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 188.2392 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 19:57 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
GrantStock Option · Derivative 5,147 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0001127602-19-012647 · form4.xml · derivative · entry 3

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,147

Underlying: Common Stock · 5,147 shares

Expires 2029-03-20

F2 · derivative.exercise_date: The option vests ratably on March 20, 2020, 2021, 2022, 2023, and 2024.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 19:57 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
GrantCommon Stock 1,242 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012647 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,964.9958

Read SEC document
March 20, 2019 Filed Mar 21, 2019 16:49 UTC
Getman George JExecutive VP & General Counsel
GrantStock Option · Derivative 6,190 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0001127602-19-012565 · form4.xml · derivative · entry 4

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,190

Underlying: Common Stock · 6,190 shares

Expires 2029-03-20

F2 · derivative.exercise_date: The option vests ratably on March 20, 2020, 2021, 2022, 2023, and 2024.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 16:49 UTC
Getman George JExecutive VP & General Counsel
GrantCommon Stock 1,494 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012565 · form4.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,842.0023

Read SEC document
March 20, 2019 Filed Mar 21, 2019 16:20 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
GrantStock Option · Derivative 13,177 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0001127602-19-012561 · form4.xml · derivative · entry 3

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,177

Underlying: Common Stock · 13,177 shares

Expires 2029-03-20

F2 · derivative.exercise_date: The option vests ratably on March 20, 2020, 2021, 2022, 2023, and 2024.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 16:20 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
GrantCommon Stock 3,180 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012561 · form4.xml · nonDerivative · entry 1

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,552.9966

Read SEC document
March 20, 2019 Filed Mar 21, 2019 16:11 UTC
TRYNISKI MARK EDirector · President & CEO
GrantStock Option · Derivative 19,765 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0001127602-19-012556 · form4.xml · derivative · entry 3

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,765

Underlying: Common Stock · 19,765 shares

Expires 2029-03-21

F2 · derivative.exercise_date: The option vests ratably on March 20, 2020, 2021, 2022, 2023, and 2024.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 16:11 UTC
TRYNISKI MARK EDirector · President & CEO
GrantCommon Stock 4,770 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012556 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,497

Read SEC document
March 20, 2019 Filed Mar 22, 2019 19:02 UTC GrantStock Option · Derivative 2,388 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0001127602-19-012857 · form4.xml · derivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,388

Underlying: Common Stock · 2,388 shares

Expires 2029-03-20

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:55 UTC GrantStock Option · Derivative 1,194 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0001127602-19-012853 · form4.xml · derivative · entry 2

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Underlying: Common Stock · 1,194 shares

Expires 2029-03-20

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:55 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 288 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012853 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911.0014

Underlying: Common Stock · 288 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 12.0014 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:36 UTC
Parente JohnDirector
GrantStock Option · Derivative 2,388 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0001127602-19-012836 · form4.xml · derivative · entry 1

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,388

Underlying: Common Stock · 2,388 shares

Expires 2029-03-20

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:29 UTC
Serbun Joseph FEVP, Chief Credit Officer
GrantStock Option · Derivative 3,569 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0001127602-19-012829 · form4.xml · derivative · entry 3

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,569

Underlying: Common Stock · 3,569 shares

Expires 2029-03-20

F2 · derivative.exercise_date: The option vests ratably on March 20, 2020, 2021, 2022, 2023, and 2024.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:29 UTC
Serbun Joseph FEVP, Chief Credit Officer
GrantCommon Stock 861 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012829 · form4.xml · nonDerivative · entry 1

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,114.7242

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March 20, 2019 Filed Mar 22, 2019 18:22 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012819 · form4.xml · derivative · entry 11

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,135.9681

Underlying: Common Stock · 576 shares

Expires not disclosed

F6 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F7 · balance_after: Includes 27.591 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

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March 18, 2019 Filed Mar 20, 2019 21:12 UTC SaleCommon Stock 6,725 $62.49 $420,212.30
Disclosure

SEC source: 0001127602-19-012457 · form4.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,009

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.06 to $62.70, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes an additional 4,065.2713 shares to correct the reporting person's holdings to reflect the current number of shares owned.

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March 18, 2019 Filed Mar 20, 2019 20:50 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 625.4973 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012451 · form4.xml · derivative · entry 3

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 625.4973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.underlying_shares: Includes 7.3048 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

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March 18, 2019 Filed Mar 20, 2019 20:50 UTC Exercise / conversionCommon Stock 625.4973 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012451 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,601.6849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2019 Filed Mar 4, 2019 21:35 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
Tax withholdingCommon Stock 763 $64.79 $49,434.77
Disclosure

SEC source: 0001127602-19-009436 · form4.xml · nonDerivative · entry 1

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,372.9966

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

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March 01, 2019 Filed Mar 4, 2019 21:40 UTC
Serbun Joseph FEVP, Chief Credit Officer
Tax withholdingCommon Stock 227 $64.79 $14,707.33
Disclosure

SEC source: 0001127602-19-009451 · form4.xml · nonDerivative · entry 1

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,253.7242

F1 · kind: Payment of tax liability associated with vesting of restricted stock awards.

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March 01, 2019 Filed Mar 4, 2019 21:39 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
Tax withholdingCommon Stock 157 $64.79 $10,172.03
Disclosure

SEC source: 0001127602-19-009445 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,722.9958

F1 · kind: Payment of tax liability associated with vesting of restricted stock awards.

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March 01, 2019 Filed Mar 4, 2019 21:37 UTC
Getman George JExecutive VP & General Counsel
Tax withholdingCommon Stock 615 $64.79 $39,845.85
Disclosure

SEC source: 0001127602-19-009439 · form4.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,348.0023

F1 · kind: Payment of tax liability associated with vesting of restricted stock awards.

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March 01, 2019 Filed Mar 4, 2019 21:33 UTC
TRYNISKI MARK EDirector · President & CEO
Tax withholdingCommon Stock 1,670 $64.79 $108,199.30
Disclosure

SEC source: 0001127602-19-009432 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,727

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

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February 07, 2019 Filed Feb 8, 2019 13:09 UTC
TRYNISKI MARK EDirector · President & CEO
SaleCommon Stock 100 $62.88 $6,288.00
Disclosure

SEC source: 0001127602-19-004687 · form4.xml · nonDerivative · entry 2

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,397

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February 07, 2019 Filed Feb 8, 2019 13:09 UTC
TRYNISKI MARK EDirector · President & CEO
SaleCommon Stock 11,269 $62.10 $699,788.00
Disclosure

SEC source: 0001127602-19-004687 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,497

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.76 to $62.75, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 08, 2019 Filed Jan 10, 2019 19:44 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
Tax withholdingCommon Stock 5,670.5634 $60.34 $342,161.80
Disclosure

SEC source: 0001127602-19-001752 · form4.xml · nonDerivative · entry 2

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,135.9966

F2 · shares: Payment of tax liability associated with the vesting of the three-year performance-based restricted stock awards.

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January 08, 2019 Filed Jan 10, 2019 19:44 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
GrantCommon Stock 11,887.56 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001752 · form4.xml · nonDerivative · entry 1

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,806.56

F1 · shares: On January 8, 2019, the Compensation Committee approved the vesting of the three-year performance-based restricted stock award, granted to the reporting person in 2016, based on achievement of predetermined performance criteria at the maximum level.

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January 08, 2019 Filed Jan 10, 2019 19:50 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
Tax withholdingCommon Stock 1,169.4542 $60.34 $70,564.87
Disclosure

SEC source: 0001127602-19-001755 · form4.xml · nonDerivative · entry 2

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,879.9958

F2 · shares: Payment of tax liability associated with vesting of the three-year performance-based restricted stock award.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 19:50 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
GrantCommon Stock 2,275.45 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001755 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,049.45

F1 · shares: On January 8, 2019, the Compensation Committee approved the vesting of the three-year performance-based restricted stock award, granted to the reporting person in 2016, based on achievement of predetermined performance criteria at the maximum level.

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January 08, 2019 Filed Jan 10, 2019 19:45 UTC
Serbun Joseph FEVP, Chief Credit Officer
Tax withholdingCommon Stock 1,306.2782 $60.34 $78,820.83
Disclosure

SEC source: 0001127602-19-001753 · form4.xml · nonDerivative · entry 2

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,480.7242

F2 · shares: Payment of tax liability associated with vesting of the three-year performance-based restricted stock award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.