Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMUNITY FINANCIAL SYSTEM, INC.CBU · Entity 4178 | EVP & Chief Financial Officer | March 18, 2025 | March 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMUNITY FINANCIAL SYSTEM, INC.
Report date March 18, 2025 · Filed March 19, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,879.9958 |
Reported balance
After 2025-03-18 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-03-18 · Grant · Acquired 1,529 · Balance 15,879.9958 F1: This amendment is filed to correct the number of shares of restricted stock acquired. The correct number is 1,529 shares. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $58.10 · Expires 2035-03-18 | Direct | 5,647 |
Reported balance
After 2025-03-18 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2025-03-18 · Grant · Acquired 5,647 · Balance 5,647 F3: This amendment is filed to correct the number of stock options acquired. The correct number is 5,647 shares. F4: The option vests ratably on March 18, 2026, 2027, 2028, 2029, and 2030. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 11,027.1268 |
Reported balance
Holding disclosure · report date 2025-03-18 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 11,027.1268 F2: The number of shares reported herein acquired pursuant to Community Financial System, Inc.'s 401(k) Plan and are based on a current plan statement. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment is filed to correct the number of shares of restricted stock acquired. The correct number is 1,529 shares.
F2: The number of shares reported herein acquired pursuant to Community Financial System, Inc.'s 401(k) Plan and are based on a current plan statement.
F3: This amendment is filed to correct the number of stock options acquired. The correct number is 5,647 shares.
F4: The option vests ratably on March 18, 2026, 2027, 2028, 2029, and 2030.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2025 Filed Mar 19, 2025 21:47 UTC Amendment | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 5,647 | $0.00 Strike: $58.10 | $0.00 |
DisclosureSEC source: 0001127602-25-010036 · form4a.xml · derivative · entry 3 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,647 Underlying: Common Stock · 5,647 shares Expires 2035-03-18 F3 · shares: This amendment is filed to correct the number of stock options acquired. The correct number is 5,647 shares. F4 · derivative.exercise_date: The option vests ratably on March 18, 2026, 2027, 2028, 2029, and 2030. Read SEC document |
| March 18, 2025 Filed Mar 19, 2025 21:47 UTC Amendment | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-010036 · form4a.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,879.9958 F1 · shares: This amendment is filed to correct the number of shares of restricted stock acquired. The correct number is 1,529 shares. Read SEC document |
| March 18, 2025 Filed Mar 19, 2025 21:00 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 1,529 | $0.00 Strike: $58.10 | $0.00 |
DisclosureSEC source: 0001127602-25-009984 · form4.xml · derivative · entry 3 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,529 Underlying: Common Stock · 1,529 shares Expires 2035-03-18 F2 · derivative.exercise_date: The option vests ratably on March 18, 2026, 2027, 2028, 2029, and 2030. Read SEC document |
| March 18, 2025 Filed Mar 19, 2025 21:00 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 5,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-009984 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,997.9958 Read SEC document |
| March 12, 2025 Filed Mar 13, 2025 17:31 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 693.0287 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-009323 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,350.9958 F1 · kind: Payment of tax liability associated with vesting of performance stock award. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 17:37 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,922.0287 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-009003 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,044.0245 F1 · shares: On March 7, 2025, the Compensation Committee approved the vesting of the three-year performance-based restricted stock award, granted to the reporting person in 2022, based on achievement of predetermined performance criteria at the target level. The reporting person received 1,739 shares of common stock under the award and 183.0287 shares of common stock acquired under the dividend reinvestment feature of the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 18:05 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 798 | $63.29 | $50,505.42 |
DisclosureSEC source: 0001127602-25-007692 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,121.9958 F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 18:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 2,524 | $0.00 Strike: $51.64 | $0.00 |
DisclosureSEC source: 0001127602-24-028163 · form4.xml · derivative · entry 10 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,382 Underlying: Common Stock · 2,524 shares Expires 2030-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vests ratably on March 17, 2021, 2022, 2023, 2024, and 2025. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 18:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 1,559 | $0.00 Strike: $55.92 | $0.00 |
DisclosureSEC source: 0001127602-24-028163 · form4.xml · derivative · entry 9 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,559 shares Expires 2028-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested ratably on March 20, 2019, 2020, 2021, 2022 and 2023. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 18:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 1,503 | $0.00 Strike: $57.12 | $0.00 |
DisclosureSEC source: 0001127602-24-028163 · form4.xml · derivative · entry 8 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,503 shares Expires 2027-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested ratably on March 15, 2018, 2019, 2020, 2021 and 2022. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 18:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 2,061 | $0.00 Strike: $38.02 | $0.00 |
DisclosureSEC source: 0001127602-24-028163 · form4.xml · derivative · entry 7 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,061 shares Expires 2026-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested ratably on March 16, 2017, 2018, 2019, 2020 and 2021. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 18:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 6,174 | $71.45 | $441,132.30 |
DisclosureSEC source: 0001127602-24-028163 · form4.xml · nonDerivative · entry 5 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,919.9958 Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 18:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 2,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028163 · form4.xml · nonDerivative · entry 4 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,093.9958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 18:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028163 · form4.xml · nonDerivative · entry 3 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,569.9958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 18:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028163 · form4.xml · nonDerivative · entry 2 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,010.9958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 18:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 2,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028163 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,507.9958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2024 Filed May 2, 2024 17:04 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | OtherCommon Stock | 3,543.5003 | $43.22 | $153,150.08 |
DisclosureSEC source: 0001127602-24-013825 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Plan Disclosed balance after: 10,313.8542 F1 · ownership.nature: The number of shares reported herein acquired pursuant to Community Bank System, Inc.'s 401(k) Plan and are based on a current plan statement. Read SEC document |
| March 19, 2024 Filed Mar 20, 2024 15:06 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 6,929 | $0.00 Strike: $44.27 | $0.00 |
DisclosureSEC source: 0001127602-24-010738 · form4.xml · derivative · entry 3 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,929 Underlying: Common Stock · 6,929 shares Expires 2034-03-19 F2 · derivative.exercise_date: The option vests ratably on March 19, 2025, 2026, 2027, 2028, and 2029. Read SEC document |
| March 19, 2024 Filed Mar 20, 2024 15:06 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010738 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,446.9958 Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 19:21 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | OtherCommon Stock | 1,019.7145 | $44.13 | $45,000.00 |
DisclosureSEC source: 0001127602-23-024154 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Plan Disclosed balance after: 6,103.9608 Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 19:12 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | OtherCommon Stock | 1,008.6454 | $48.58 | $48,999.99 |
DisclosureSEC source: 0001127602-23-023051 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Plan Disclosed balance after: 5,084.2463 F1 · ownership.nature: The number of shares reported herein acquired pursuant to Community Bank System, Inc.'s 401(k) Plan and are based on a current plan statement. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 14:59 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | OtherCommon Stock | 1,330.5648 | $53.97 | $71,810.58 |
DisclosureSEC source: 0001127602-23-010394 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 3,934.049 Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 15:58 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 5,835 | $0.00 Strike: $54.06 | $0.00 |
DisclosureSEC source: 0001127602-23-010251 · form4.xml · derivative · entry 3 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,835 Underlying: Common Stock · 5,835 shares Expires 2033-03-14 F1 · derivative.exercise_date: The option vests ratably on March 14, 2024, 2025, 2026, 2027, and 2028. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 15:58 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010251 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,513.9958 Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 18:30 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 536 | $61.05 | $32,722.80 |
DisclosureSEC source: 0001127602-23-009548 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,913.9958 F1 · kind: Payment of tax liability associated with vesting of restricted stock awards. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 15:33 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 2,388 | $0.00 Strike: $35.36 | $0.00 |
DisclosureSEC source: 0001127602-22-026946 · form4.xml · derivative · entry 4 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,388 shares Expires 2025-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests ratably on March 18, 2016, 2017, 2018, 2019 and 2020. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 15:33 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 1,813 | $64.91 | $117,681.83 |
DisclosureSEC source: 0001127602-22-026946 · form4.xml · nonDerivative · entry 2 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,449.9958 Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 15:33 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 2,388 | $35.36 | $84,439.68 |
DisclosureSEC source: 0001127602-22-026946 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,262.9958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:10 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 3,494 | $0.00 Strike: $72.51 | $0.00 |
DisclosureSEC source: 0001127602-22-009498 · form4.xml · derivative · entry 3 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,494 Underlying: Common Stock · 3,494 shares Expires 2032-03-15 F2 · derivative.exercise_date: The option vested ratably on March 15, 2023, 2024, 2025, 2026, and 2027. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:10 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 869 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009498 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,874.9958 Read SEC document |
| March 15, 2022 Filed Mar 15, 2023 15:31 UTC Amendment | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 3,494 | $0.00 Strike: $71.78 | $0.00 |
DisclosureSEC source: 0001127602-23-010249 · form4a.xml · derivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,494 Underlying: Common Stock · 3,494 shares Expires 2032-03-15 F1 · derivative.exercise_price: This amendment is filed to correct the exercise price of the stock option which was originally reported as $72.51. The correct exercise price is $71.78 as set forth in this amendment. F2 · derivative.exercise_date: The option vested ratably on March 15, 2023, 2024, 2025, 2026, and 2027. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 22:29 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 432 | $72.94 | $31,510.08 |
DisclosureSEC source: 0001127602-22-008637 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,005.9958 F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards. Read SEC document |
| May 19, 2021 Filed May 21, 2021 23:00 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 1,796 | $0.00 Strike: $37.77 | $0.00 |
DisclosureSEC source: 0001127602-21-017813 · form4.xml · derivative · entry 4 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,796 shares Expires 2024-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested ratably on March 19, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 19, 2021 Filed May 21, 2021 23:00 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 1,279 | $79.33 | $101,463.07 |
DisclosureSEC source: 0001127602-21-017813 · form4.xml · nonDerivative · entry 2 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,437.9958 Read SEC document |
| May 19, 2021 Filed May 21, 2021 23:00 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,796 | $37.77 | $67,834.92 |
DisclosureSEC source: 0001127602-21-017813 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,716.9958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 22:07 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 4,981 | $0.00 Strike: $79.66 | $0.00 |
DisclosureSEC source: 0001127602-21-011153 · form4.xml · derivative · entry 3 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,981 Underlying: Common Stock · 4,981 shares Expires 2031-03-16 F2 · derivative.exercise_date: The option vests ratably on March 16, 2022, 2023, 2024, 2025, and 2026. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 22:07 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011153 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,920.9958 Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 22:02 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 357 | $71.19 | $25,414.83 |
DisclosureSEC source: 0001127602-21-009717 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,768.9958 F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 22:33 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 3,026 | $0.00 Strike: $29.79 | $0.00 |
DisclosureSEC source: 0001127602-21-008147 · form4.xml · derivative · entry 4 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,026 shares Expires 2023-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested ratably on March 19, 2014, 2015, 2016, 2017 and 2018. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 22:33 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 2,112 | $73.66 | $155,569.92 |
DisclosureSEC source: 0001127602-21-008147 · form4.xml · nonDerivative · entry 2 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,125.9958 Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 22:33 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,026 | $29.79 | $90,144.54 |
DisclosureSEC source: 0001127602-21-008147 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,237.9958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:51 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 6,906 | $0.00 Strike: $51.64 | $0.00 |
DisclosureSEC source: 0001127602-20-011486 · form4.xml · derivative · entry 3 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,906 Underlying: Common Stock · 6,906 shares Expires 2030-03-17 F2 · derivative.exercise_date: The option vests ratably on March 17, 2021, 2022, 2023, 2024, and 2025. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:51 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011486 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,211.9958 Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 19:13 UTC Amendment | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 205 | $60.81 | $12,466.05 |
DisclosureSEC source: 0001127602-20-009934 · form4a.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,759.9958 F1 · date: This amendment is filed to correct the transaction date which was incorrectly reported as March 3, 2020 due to an administrative error. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 20:37 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 205 | $60.81 | $12,466.05 |
DisclosureSEC source: 0001127602-20-009766 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,759.9958 F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 19:57 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 5,147 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-19-012647 · form4.xml · derivative · entry 3 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,147 Underlying: Common Stock · 5,147 shares Expires 2029-03-20 F2 · derivative.exercise_date: The option vests ratably on March 20, 2020, 2021, 2022, 2023, and 2024. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 19:57 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012647 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,964.9958 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:39 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 157 | $64.79 | $10,172.03 |
DisclosureSEC source: 0001127602-19-009445 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,722.9958 F1 · kind: Payment of tax liability associated with vesting of restricted stock awards. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 19:50 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 1,169.4542 | $60.34 | $70,564.87 |
DisclosureSEC source: 0001127602-19-001755 · form4.xml · nonDerivative · entry 2 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,879.9958 F2 · shares: Payment of tax liability associated with vesting of the three-year performance-based restricted stock award. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 19:50 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 2,275.45 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001755 · form4.xml · nonDerivative · entry 1 SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,049.45 F1 · shares: On January 8, 2019, the Compensation Committee approved the vesting of the three-year performance-based restricted stock award, granted to the reporting person in 2016, based on achievement of predetermined performance criteria at the maximum level. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.