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CBU

COMMUNITY FINANCIAL SYSTEM, INC.

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4178
SEC CIK
0000723188
Parsed reports
611

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2020 Filed Jun 9, 2020 19:03 UTC SaleCommon Stock 2,000 $65.12 $130,232.00
Disclosure

SEC source: 0001127602-20-019203 · form4.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,909

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.09 to $65.17, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 04, 2020 Filed Jun 5, 2020 15:17 UTC SaleCommon Stock 3,000 $60.85 $182,536.80
Disclosure

SEC source: 0001127602-20-018965 · form4.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,909

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.8317 to $60.89, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 29, 2020 Filed Apr 29, 2020 20:52 UTC SaleCommon Stock 3,000 $67.07 $201,217.20
Disclosure

SEC source: 0001127602-20-014677 · form4.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,909

Read SEC document
April 27, 2020 Filed Apr 28, 2020 13:52 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
Exercise / conversionStock Option · Derivative 5,044 $0.00 Strike: $28.78 $0.00
Disclosure

SEC source: 0001127602-20-014589 · form4.xml · derivative · entry 7

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,044 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested ratably on March 21, 2013, 2014, 2015, 2016 and 2017.

Read SEC document
April 27, 2020 Filed Apr 28, 2020 13:52 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
SaleCommon Stock 5,044 $60.67 $306,040.16
Disclosure

SEC source: 0001127602-20-014589 · form4.xml · nonDerivative · entry 4

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,675.9966

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.45 to $60.925, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 27, 2020 Filed Apr 28, 2020 13:52 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
Exercise / conversionCommon Stock 5,044 $28.78 $145,166.32
Disclosure

SEC source: 0001127602-20-014589 · form4.xml · nonDerivative · entry 3

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,719.9966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 13:52 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
Exercise / conversionStock Option · Derivative 4,459 $0.00 Strike: $28.78 $0.00
Disclosure

SEC source: 0001127602-20-014589 · form4.xml · derivative · entry 6

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,044

Underlying: Common Stock · 4,459 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested ratably on March 21, 2013, 2014, 2015, 2016 and 2017.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 13:52 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
SaleCommon Stock 4,459 $60.38 $269,217.92
Disclosure

SEC source: 0001127602-20-014589 · form4.xml · nonDerivative · entry 2

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,675.9966

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.35 to $60.44, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 13:52 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
Exercise / conversionCommon Stock 4,459 $28.78 $128,330.02
Disclosure

SEC source: 0001127602-20-014589 · form4.xml · nonDerivative · entry 1

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,134.9966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 17:56 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 590.3372 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013796 · form4.xml · derivative · entry 3

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667.0835

Underlying: Common Stock · 590.3372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 17:56 UTC Exercise / conversionCommon Stock 590.3372 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013796 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,301.9244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On April 15, 2020, the reporting person's deferred stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
March 26, 2020 Filed Mar 26, 2020 21:18 UTC PurchaseCommon Stock 675 $54.20 $36,588.31
Disclosure

SEC source: 0001127602-20-012009 · form4.xml · nonDerivative · entry 1

MacPherson Kerrie D. · CIK 0001794595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043

Read SEC document
March 19, 2020 Filed Mar 19, 2020 18:20 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 298.5075 $60.30 $18,000.00
Disclosure

SEC source: 0001127602-20-011414 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381.4631

Underlying: Common Stock · 298.5075 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 18:16 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 290.2156 $60.30 $17,500.00
Disclosure

SEC source: 0001127602-20-011411 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,908.2962

Underlying: Common Stock · 290.2156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 18:14 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 331.675 $60.30 $20,000.00
Disclosure

SEC source: 0001127602-20-011409 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,544.4518

Underlying: Common Stock · 331.675 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 01:58 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011378 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890.9846

Underlying: Common Stock · 667 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 7.0641 units of phantom stock acquired as dividend equivalents on January 10, 2020 under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 01:31 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011376 · form4.xml · derivative · entry 1

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,629.4168

Underlying: Common Stock · 667 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 01:42 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011377 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,446.748

Underlying: Common Stock · 667 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 16.0430 units of phantom stock acquired on January 10, 2020 as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 01:22 UTC GrantStock Option · Derivative 3,171 $0.00 Strike: $51.64 $0.00
Disclosure

SEC source: 0001127602-20-011373 · form4.xml · derivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,171

Underlying: Common Stock · 3,171 shares

Expires 2030-03-17

Read SEC document
March 17, 2020 Filed Mar 19, 2020 01:07 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011365 · form4.xml · derivative · entry 3

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088.83

Underlying: Common Stock · 667 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · balance_after: Includes 34.44 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:49 UTC
Parente JohnDirector
GrantStock Option · Derivative 3,171 $0.00 Strike: $51.64 $0.00
Disclosure

SEC source: 0001127602-20-011352 · form4.xml · derivative · entry 2

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,171

Underlying: Common Stock · 3,171 shares

Expires 2030-03-17

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:23 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011342 · form4.xml · derivative · entry 6

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289.9858

Underlying: Common Stock · 667 shares

Expires not disclosed

F6 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:12 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011340 · form4.xml · derivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257.4207

Underlying: Common Stock · 667 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 3.3858 units of phantom stock acquired on January 10, 2020 as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 23:57 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011339 · form4.xml · derivative · entry 1

MacPherson Kerrie D. · CIK 0001794595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:28 UTC
TRYNISKI MARK EDirector · President & CEO
GrantStock Option · Derivative 26,248 $0.00 Strike: $51.64 $0.00
Disclosure

SEC source: 0001127602-20-011509 · form4.xml · derivative · entry 4

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,248

Underlying: Common Stock · 26,248 shares

Expires 2030-03-17

F3 · derivative.exercise_date: The option vests ratably on March 17, 2021, 2022, 2023, 2024, and 2025.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:28 UTC
TRYNISKI MARK EDirector · President & CEO
GrantCommon Stock 5,520 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011509 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,913

F1 · balance_after: Includes an additional 11,269 shares to update the number of shares reported to reflect current ownership.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:05 UTC
Serbun Joseph FEVP, Chief Banking Officer
GrantStock Option · Derivative 4,972 $0.00 Strike: $51.64 $0.00
Disclosure

SEC source: 0001127602-20-011496 · form4.xml · derivative · entry 3

Serbun Joseph F · CIK 0001741822 · EVP, Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,972

Underlying: Common Stock · 4,972 shares

Expires 2030-03-17

F3 · derivative.exercise_date: The option vests ratably on March 17, 2021, 2022, 2023, 2024, and 2025.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:05 UTC
Serbun Joseph FEVP, Chief Banking Officer
GrantCommon Stock 1,046 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011496 · form4.xml · nonDerivative · entry 1

Serbun Joseph F · CIK 0001741822 · EVP, Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,252.7242

F1 · balance_after: Includes 335 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:51 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
GrantStock Option · Derivative 6,906 $0.00 Strike: $51.64 $0.00
Disclosure

SEC source: 0001127602-20-011486 · form4.xml · derivative · entry 3

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,906

Underlying: Common Stock · 6,906 shares

Expires 2030-03-17

F2 · derivative.exercise_date: The option vests ratably on March 17, 2021, 2022, 2023, 2024, and 2025.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:51 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
GrantCommon Stock 1,452 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011486 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,211.9958

Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:34 UTC
Getman George JExecutive VP & General Counsel
GrantStock Option · Derivative 8,220 $0.00 Strike: $51.64 $0.00
Disclosure

SEC source: 0001127602-20-011465 · form4.xml · derivative · entry 4

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,220

Underlying: Common Stock · 8,220 shares

Expires 2030-03-17

F2 · derivative.exercise_date: The option vests ratably on March 17, 2021, 2022, 2023, 2024, and 2025.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:34 UTC
Getman George JExecutive VP & General Counsel
GrantCommon Stock 1,729 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011465 · form4.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,921.0023

Read SEC document
March 17, 2020 Filed Mar 19, 2020 18:53 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011436 · form4.xml · derivative · entry 11

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302.1517

Underlying: Common Stock · 667 shares

Expires not disclosed

F6 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

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March 17, 2020 Filed Mar 19, 2020 18:07 UTC
ACE BRIAN RDirector
GrantPhantom Stock (Deferred Stock Units) · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011404 · form4.xml · derivative · entry 3

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,405.826

Underlying: Common Stock · 667 shares

Expires not disclosed

F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · balance_after: Includes 21.5956 units of phantom stock acquired on January 10, 2020 as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

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March 16, 2020 Filed Mar 19, 2020 00:23 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 1,031.1078 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011342 · form4.xml · derivative · entry 5

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082.9556

Underlying: Common Stock · 1,031.1078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F8 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F8 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F9 · balance_after: Includes 9.9531 units of phantom stock acquired on January 10, 2020 under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:23 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 307.0985 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011342 · form4.xml · derivative · entry 4

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622.9858

Underlying: Common Stock · 307.0985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F7 · balance_after: Includes 5.3712 units of phantom stock acquired on January 10, 2029 as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:23 UTC Exercise / conversionCommon Stock 1,031.1078 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011342 · form4.xml · nonDerivative · entry 2

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,960.3663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:23 UTC Exercise / conversionCommon Stock 307.0985 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011342 · form4.xml · nonDerivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,929.2585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 16, 2020, the reporting person's deferred stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

F2 · balance_after: Includes an additional 785.056 shares to update the number of shares reported.

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March 05, 2020 Filed Mar 9, 2020 19:16 UTC Amendment
Serbun Joseph FEVP, Chief Credit Officer
Tax withholdingCommon Stock 243 $60.81 $14,776.83
Disclosure

SEC source: 0001127602-20-009936 · form4a.xml · nonDerivative · entry 1

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,871.7242

F1 · date: This amendment is filed to correct the transaction date which was incorrectly reported as March 3, 2020 due to an administrative error.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 19:15 UTC Amendment
Getman George JExecutive VP & General Counsel
Tax withholdingCommon Stock 610 $60.81 $37,094.10
Disclosure

SEC source: 0001127602-20-009935 · form4a.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,192.0023

F1 · date: This amendment is filed to correct the transaction date which was incorrectly reported as March 3, 2020 due to an administrative error.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 19:13 UTC Amendment
SUTARIS JOSEPH EEVP & Chief Financial Officer
Tax withholdingCommon Stock 205 $60.81 $12,466.05
Disclosure

SEC source: 0001127602-20-009934 · form4a.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,759.9958

F1 · date: This amendment is filed to correct the transaction date which was incorrectly reported as March 3, 2020 due to an administrative error.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 19:10 UTC Amendment
TRYNISKI MARK EDirector · President & CEO
Tax withholdingCommon Stock 1,809 $60.81 $110,005.29
Disclosure

SEC source: 0001127602-20-009932 · form4a.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,124

F1 · date: This amendment is filed to correct the transaction date which was incorrectly reported as March 3, 2020 due to an administrative error.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 19:11 UTC Amendment
Kingsley Scott AllenEVP, Chief Operating Officer
Tax withholdingCommon Stock 863 $60.81 $52,479.03
Disclosure

SEC source: 0001127602-20-009933 · form4a.xml · nonDerivative · entry 1

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,675.9966

F1 · date: This amendment is filed to correct the transaction date which was incorrectly reported as March 3, 2020 due to an administrative error.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 20:32 UTC
TRYNISKI MARK EDirector · President & CEO
Tax withholdingCommon Stock 1,809 $60.81 $110,005.29
Disclosure

SEC source: 0001127602-20-009760 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,124

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 20:39 UTC
Serbun Joseph FEVP, Chief Credit Officer
Tax withholdingCommon Stock 243 $60.81 $14,776.83
Disclosure

SEC source: 0001127602-20-009768 · form4.xml · nonDerivative · entry 1

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,871.7242

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 20:37 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
Tax withholdingCommon Stock 205 $60.81 $12,466.05
Disclosure

SEC source: 0001127602-20-009766 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,759.9958

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 20:36 UTC
Getman George JExecutive VP & General Counsel
Tax withholdingCommon Stock 610 $60.81 $37,094.10
Disclosure

SEC source: 0001127602-20-009764 · form4.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,192.0023

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 20:34 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
Tax withholdingCommon Stock 863 $60.81 $52,479.03
Disclosure

SEC source: 0001127602-20-009762 · form4.xml · nonDerivative · entry 1

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,675.9966

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 20:23 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 1,779.4092 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-001905 · form4.xml · derivative · entry 4

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,962.4168

Underlying: Common Stock · 1,779.4092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · price: On January 15, 2020, the reporting person's deferred stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

F5 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F5 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · balance_after: Includes 86.5868 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 20:23 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 2,697.3839 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-001905 · form4.xml · derivative · entry 3

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,136.8973

Underlying: Common Stock · 2,697.3839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · price: On January 15, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

F3 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F4 · balance_after: Includes 236.7072 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.