Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2012 Filed Apr 3, 2012 17:59 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 29 | $106.27 | $3,081.83 |
DisclosureSEC source: 0000018230-12-000189 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,505 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 870 shares in dividend reinvestment. Read SEC document |
| March 30, 2012 Filed Apr 3, 2012 17:59 UTC |
FIFE EUGENE VDirector
|
GrantCommon | 130 | $106.27 | $13,815.10 |
DisclosureSEC source: 0000018230-12-000190 · edgar.xml · nonDerivative · entry 1 FIFE EUGENE V · CIK 0001029606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,370 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| March 30, 2012 Filed Apr 3, 2012 21:08 UTC |
Copeland Jananne A.Controller/Chief Acctg Officer
|
GrantPhantom Stock Units · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000192 · edgar.xml · derivative · entry 2 Copeland Jananne A. · CIK 0001415606 · Controller/Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,344 Underlying: Common · 21 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service. F2 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes 21 units acquired under Tax-Conditioned Plans. Read SEC document |
| March 30, 2012 Filed Apr 3, 2012 21:17 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000194 · edgar.xml · derivative · entry 2 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,555 Underlying: Common · 37 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes 918 units acquired under Tax-Conditioned Plans. Read SEC document |
| March 30, 2012 Filed Apr 3, 2012 21:19 UTC |
OBERHELMAN DOUGLAS RDirector · CEO & Chairman of the Board
|
GrantPhantom Stock Units · Derivative | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000196 · edgar.xml · derivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,452 Underlying: Common · 95 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes 5529 units acquired under Tax-Conditioned Plans. Read SEC document |
| March 07, 2012 Filed Mar 9, 2012 15:46 UTC |
POWELL CHARLES DDirector
|
Tax withholdingCommon | 118 | $107.47 | $12,681.46 |
DisclosureSEC source: 0000018230-12-000163 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,476 F1 · balance_after: Included in this amount are 870 shares in dividend reinvestment. Read SEC document |
| March 07, 2012 Filed Mar 9, 2012 15:47 UTC |
WHITE MILES DDirector
|
Tax withholdingCommon | 392 | $107.47 | $42,128.24 |
DisclosureSEC source: 0000018230-12-000165 · edgar.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,497 Read SEC document |
| March 07, 2012 Filed Mar 9, 2012 15:49 UTC |
GALLARDO JUANDirector
|
Tax withholdingCommon | 294 | $107.47 | $31,596.18 |
DisclosureSEC source: 0000018230-12-000167 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,475 Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 19:26 UTC |
Muilenburg Dennis ADirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000119 · edgar.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909 F1 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 19:28 UTC |
Smith Joshua IDirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000121 · edgar.xml · nonDerivative · entry 1 Smith Joshua I · CIK 0001173565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,480 F2 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. F1 · balance_after: This amount includes 203 shares in dividend reinvestment. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 19:30 UTC |
GREENE JESSE J JRDirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000123 · edgar.xml · nonDerivative · entry 1 GREENE JESSE J JR · CIK 0001111353 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,889 F1 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 19:33 UTC |
WHITE MILES DDirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000125 · edgar.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,889 F3 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 19:41 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000127 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,594 F1 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. F2 · balance_after: Included in this amount are 870 shares in dividend reinvestment. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 19:45 UTC |
OSBORN WILLIAM ADirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000129 · edgar.xml · nonDerivative · entry 1 OSBORN WILLIAM A · CIK 0001171797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,635 F2 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. F1 · balance_after: This amount includes 225 shares in dividend reinvestment. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 19:49 UTC |
SCHWAB SUSAN CDirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000131 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,667 F3 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 19:52 UTC |
RUST EDWARD B JRDirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000133 · edgar.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,428 F3 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 19:55 UTC |
CALHOUN DAVID LDirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000135 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,109 F3 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 19:57 UTC |
DICKINSON DANIEL MDirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000137 · edgar.xml · nonDerivative · entry 1 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,315 F3 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 20:50 UTC |
FIFE EUGENE VDirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000140 · edgar.xml · nonDerivative · entry 1 FIFE EUGENE V · CIK 0001029606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,240 F1 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 20:54 UTC |
GALLARDO JUANDirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000142 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,769 F3 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 20:57 UTC |
MAGOWAN PETER ADirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000143 · edgar.xml · nonDerivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,481 F4 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. F1 · balance_after: This amount includes 164 shares in dividend reinvestment. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 20:59 UTC |
GOODE DAVID RDirector
|
GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000145 · edgar.xml · nonDerivative · entry 1 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,933 F3 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 21:32 UTC |
Copeland Jananne A.Controller/Chief Acctg Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 5,777 | $0.00 Strike: $110.09 | $0.00 |
DisclosureSEC source: 0000018230-12-000147 · edgar.xml · derivative · entry 3 Copeland Jananne A. · CIK 0001415606 · Controller/Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,777 Underlying: Common · 5,777 shares Expires 2022-03-05 Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 21:34 UTC |
BUDA JAMES BSr. VP & Chief Legal Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 44,258 | $0.00 Strike: $110.09 | $0.00 |
DisclosureSEC source: 0000018230-12-000149 · edgar.xml · derivative · entry 3 BUDA JAMES B · CIK 0001171771 · Sr. VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,258 Underlying: Common · 44,258 shares Expires 2022-03-05 Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 21:36 UTC |
RAPP EDWARD JCFO & Group President
|
GrantEmployee Stock Option (right to buy) · Derivative | 60,515 | $0.00 Strike: $110.09 | $0.00 |
DisclosureSEC source: 0000018230-12-000151 · edgar.xml · derivative · entry 3 RAPP EDWARD J · CIK 0001171780 · CFO & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,515 Underlying: Common · 60,515 shares Expires 2022-03-05 Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 21:38 UTC |
LAVIN RICHARD PGroup President
|
GrantEmployee Stock Option (right to buy) · Derivative | 58,424 | $0.00 Strike: $110.09 | $0.00 |
DisclosureSEC source: 0000018230-12-000153 · edgar.xml · derivative · entry 4 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,424 Underlying: Common · 58,424 shares Expires 2022-03-05 Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 21:40 UTC |
LEVENICK STUART LGroup President
|
GrantEmployee Stock Options (right to buy) · Derivative | 58,424 | $0.00 Strike: $110.09 | $0.00 |
DisclosureSEC source: 0000018230-12-000155 · edgar.xml · derivative · entry 3 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,424 Underlying: Common · 58,424 shares Expires 2022-03-05 Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 21:42 UTC |
WUNNING STEVEN HGroup President
|
GrantEmployee Stock Option (right to buy) · Derivative | 60,515 | $0.00 Strike: $110.09 | $0.00 |
DisclosureSEC source: 0000018230-12-000157 · edgar.xml · derivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,515 Underlying: Common · 60,515 shares Expires 2022-03-05 Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 21:45 UTC |
VITTECOQ GERARD RGroup President
|
GrantEmployee Stock Option (right to buy) · Derivative | 60,515 | $0.00 Strike: $110.09 | $0.00 |
DisclosureSEC source: 0000018230-12-000159 · edgar.xml · derivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,515 Underlying: Common · 60,515 shares Expires 2022-03-05 Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 21:48 UTC |
OBERHELMAN DOUGLAS RDirector · CEO & Chairman of the Board
|
GrantEmployee Stock Option (right to buy) · Derivative | 275,000 | $0.00 Strike: $110.09 | $0.00 |
DisclosureSEC source: 0000018230-12-000161 · edgar.xml · derivative · entry 3 OBERHELMAN DOUGLAS R · CIK 0001171770 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common · 275,000 shares Expires 2022-03-05 Read SEC document |
| March 02, 2012 Filed Mar 5, 2012 20:17 UTC |
BUDA JAMES BSr. VP & Chief Legal Officer
|
GrantPhantom Stock Units · Derivative | 862 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000099 · edgar.xml · derivative · entry 2 BUDA JAMES B · CIK 0001171771 · Sr. VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,623 Underlying: Common · 862 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F4 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
| March 02, 2012 Filed Mar 5, 2012 20:19 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 1,454 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000101 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,563 Underlying: Common · 1,454 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F4 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:10 UTC |
Copeland Jananne A.Controller/Chief Acctg Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000105 · edgar.xml · derivative · entry 4 Copeland Jananne A. · CIK 0001415606 · Controller/Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 728 shares Expires 2012-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. F2 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:10 UTC |
Copeland Jananne A.Controller/Chief Acctg Officer
|
Tax withholdingCommon | 229 | $112.87 | $25,847.23 |
DisclosureSEC source: 0000018230-12-000105 · edgar.xml · nonDerivative · entry 2 Copeland Jananne A. · CIK 0001415606 · Controller/Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,822 F4 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock units. F3 · balance_after: This amount includes 3596 shares in 401K. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:10 UTC |
Copeland Jananne A.Controller/Chief Acctg Officer
|
Exercise / conversionCommon | 728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000105 · edgar.xml · nonDerivative · entry 1 Copeland Jananne A. · CIK 0001415606 · Controller/Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units granted to the reporting person on March 2, 2009. F2 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. F3 · balance_after: This amount includes 3596 shares in 401K. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:06 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionRestricted Stock Units · Derivative | 6,561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000103 · edgar.xml · derivative · entry 4 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,561 shares Expires 2012-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. F2 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:06 UTC |
WUNNING STEVEN HGroup President
|
Tax withholdingCommon | 2,720 | $112.87 | $307,006.40 |
DisclosureSEC source: 0000018230-12-000103 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,213 F5 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock units. F3 · balance_after: This amount includes 25152 shares in 401K. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:06 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionCommon | 6,561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000103 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units granted to the reporting person on March 2, 2009. F2 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. F3 · balance_after: This amount includes 25152 shares in 401K. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:14 UTC |
OBERHELMAN DOUGLAS RDirector · CEO & Chairman of the Board
|
Exercise / conversionRestricted Stock Units · Derivative | 7,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000107 · edgar.xml · derivative · entry 4 OBERHELMAN DOUGLAS R · CIK 0001171770 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,335 shares Expires 2012-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. F2 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:14 UTC |
OBERHELMAN DOUGLAS RDirector · CEO & Chairman of the Board
|
Tax withholdingCommon | 3,041 | $112.87 | $343,237.67 |
DisclosureSEC source: 0000018230-12-000107 · edgar.xml · nonDerivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,759 F4 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock units. F3 · balance_after: This amount includes 29114 shares in 401K and 8963 shares in dividend reinvestment and 8 shares resulting from a calculation adjustment. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:14 UTC |
OBERHELMAN DOUGLAS RDirector · CEO & Chairman of the Board
|
Exercise / conversionCommon | 7,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000107 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units granted to the reporting person on March 2, 2009. F2 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. F3 · balance_after: This amount includes 29114 shares in 401K and 8963 shares in dividend reinvestment and 8 shares resulting from a calculation adjustment. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:21 UTC |
RAPP EDWARD JCFO & Group President
|
Exercise / conversionRestricted Stock Units · Derivative | 6,561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000109 · edgar.xml · derivative · entry 4 RAPP EDWARD J · CIK 0001171780 · CFO & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,561 shares Expires 2012-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. F2 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:21 UTC |
RAPP EDWARD JCFO & Group President
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Tax withholdingCommon | 2,720 | $112.87 | $307,006.40 |
DisclosureSEC source: 0000018230-12-000109 · edgar.xml · nonDerivative · entry 2 RAPP EDWARD J · CIK 0001171780 · CFO & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,134 F5 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock units. F3 · balance_after: This amount includes 2283 shares in 401(k). F4 · balance_after: Includes 11,672 shares previously owned indirectly through Caterpillar's 401(k) plan. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:21 UTC |
RAPP EDWARD JCFO & Group President
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Exercise / conversionCommon | 6,561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000109 · edgar.xml · nonDerivative · entry 1 RAPP EDWARD J · CIK 0001171780 · CFO & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units granted to the reporting person on March 2, 2009. F2 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. F3 · balance_after: This amount includes 2283 shares in 401(k). F4 · balance_after: Includes 11,672 shares previously owned indirectly through Caterpillar's 401(k) plan. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:26 UTC |
LEVENICK STUART LGroup President
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Exercise / conversionRestricted Stock Units · Derivative | 6,561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000113 · edgar.xml · derivative · entry 4 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,561 shares Expires 2012-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. F3 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:26 UTC |
LEVENICK STUART LGroup President
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Tax withholdingCommon | 2,720 | $112.87 | $307,006.40 |
DisclosureSEC source: 0000018230-12-000113 · edgar.xml · nonDerivative · entry 2 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,978 F4 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock units. F1 · balance_after: Includes 19 shares acquired under Caterpillar 401(k) plan Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:26 UTC |
LEVENICK STUART LGroup President
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Exercise / conversionCommon | 6,561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000113 · edgar.xml · nonDerivative · entry 1 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the vesting of restricted stock units granted to the reporting person on March 2, 2009. F3 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. F1 · balance_after: Includes 19 shares acquired under Caterpillar 401(k) plan Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:24 UTC |
LAVIN RICHARD PGroup President
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Exercise / conversionRestricted Stock Units · Derivative | 6,561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000111 · edgar.xml · derivative · entry 5 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,561 shares Expires 2012-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. F2 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:24 UTC |
LAVIN RICHARD PGroup President
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Tax withholdingCommon | 2,720 | $112.87 | $307,006.40 |
DisclosureSEC source: 0000018230-12-000111 · edgar.xml · nonDerivative · entry 2 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,969 F5 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock units. F3 · balance_after: This amount includes 355 shares in dividend reinvestment. F4 · balance_after: Includes 14197 shares previously owned indirectly through Caterpillar's 401(k) plan. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:24 UTC |
LAVIN RICHARD PGroup President
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Exercise / conversionCommon | 6,561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000111 · edgar.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units granted to the reporting person on March 2, 2009. F2 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 2, 2012, the reporting person's restricted stock units were setted for an equal number of shares of Caterpillar Inc. common stock. F3 · balance_after: This amount includes 355 shares in dividend reinvestment. F4 · balance_after: Includes 14197 shares previously owned indirectly through Caterpillar's 401(k) plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.