Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABBOTT LABORATORIESABT · Entity 2314 | Director · EXECUTIVE CHAIRMAN | November 10, 2021 | December 08, 2021 |
| CATERPILLAR INCCAT · Entity 2808 | Director | March 01, 2022 | March 02, 2022 |
| MCDONALDS CORPMCD · Entity 2849 | Director | December 31, 2025 | January 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABBOTT LABORATORIES
Report date November 10, 2021 · Filed December 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares without par valueSEC Table I · non-derivative | Direct | 3,092,852 |
Ending reported balance
After 2021-11-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-11-10 · Gift · Disposed 693 · Balance 3,103,252 Row 2 · 2021-11-12 · Gift · Disposed 10,400 · Balance 3,092,852 |
| Common shares without par valueSEC Table I · non-derivative | IndirectProfit Sharing Trust | 35,789 |
Reported balance
Holding disclosure · report date 2021-11-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 35,789 F1: Balance in the Abbott Laboratories Stock Retirement Trust as of December 6, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of December 6, 2021.
CATERPILLAR INC
Report date March 01, 2022 · Filed March 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,382 |
Reported balance
After 2022-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-01 · Tax withholding · Disposed 293 · Balance 8,382 F1: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes adjustments for dividends accrued.
MCDONALDS CORP
Report date December 31, 2025 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 23,286.12 |
Reported balance
After 2025-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-12-31 · Grant · Acquired 670.75 · Balance 23,286.12 F1: Each share of phantom stock is the economic equivalent of one share of McDonald's Corporation common stock and shall be settled in cash, pursuant to the Board of Directors' Deferred Compensation Plan (the "Plan"). F2: Acquisition of phantom stock pursuant to the Plan in a transaction exempt under Rule 16b-3(d)(1). Amount represents deferred compensation. F3: Payment of phantom stock will occur following the Director's retirement date or other termination from the Board. F4: Includes shares acquired through dividend reinvestment. |
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2025-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of McDonald's Corporation common stock and shall be settled in cash, pursuant to the Board of Directors' Deferred Compensation Plan (the "Plan").
F2: Acquisition of phantom stock pursuant to the Plan in a transaction exempt under Rule 16b-3(d)(1). Amount represents deferred compensation.
F3: Payment of phantom stock will occur following the Director's retirement date or other termination from the Board.
F4: Includes shares acquired through dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2025 Filed Jan 5, 2026 16:52 UTC | MCDONALDS CORP MCD · Entity 2849 | GrantPhantom Stock · Derivative | 670.75 | $305.63 | $205,001.32 |
DisclosureSEC source: 0000063908-26-000018 · form4.xml · derivative · entry 2 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,286.12 Underlying: Common Stock · 670.75 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of McDonald's Corporation common stock and shall be settled in cash, pursuant to the Board of Directors' Deferred Compensation Plan (the "Plan"). F2 · kind: Acquisition of phantom stock pursuant to the Plan in a transaction exempt under Rule 16b-3(d)(1). Amount represents deferred compensation. F3 · derivative.exercise_date: Payment of phantom stock will occur following the Director's retirement date or other termination from the Board. F3 · derivative.expiration_date: Payment of phantom stock will occur following the Director's retirement date or other termination from the Board. F4 · balance_after: Includes shares acquired through dividend reinvestment. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 23:02 UTC | MCDONALDS CORP MCD · Entity 2849 | GrantPhantom Stock · Derivative | 700.47 | $289.89 | $203,059.25 |
DisclosureSEC source: 0001567619-25-000024 · form4.xml · derivative · entry 2 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,094.6 Underlying: Common Stock · 700.47 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of McDonald's Corporation common stock and shall be settled in cash, pursuant to the Directors' Deferred Compensation Plan (the "Plan"). F2 · kind: Acquisition of phantom stock pursuant to the Plan in transaction exempt under Rule 16b-3(d)(1). Amount represents deferred compensation. F3 · derivative.exercise_date: Payment of phantom stock will occur following the Director's retirement date or other termination from the Board. F3 · derivative.expiration_date: Payment of phantom stock will occur following the Director's retirement date or other termination from the Board. F4 · balance_after: Includes shares acquired through dividend reinvestment. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 21:25 UTC | MCDONALDS CORP MCD · Entity 2849 | GrantPhantom Stock · Derivative | 674.51 | $296.51 | $199,998.96 |
DisclosureSEC source: 0000063908-24-000020 · form4.xml · derivative · entry 2 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,881.89 Underlying: Common Stock · 674.51 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of McDonald's Corporation common stock and shall be settled in cash, pursuant to the Directors' Deferred Compensation Plan (the "Plan"). F2 · kind: Acquisition of phantom stock pursuant to the Plan in transaction exempt under Rule 16b-3(d)(1). Amount represents deferred compensation. F3 · derivative.exercise_date: Payment of phantom stock will occur following the Director's retirement date or other termination from the Board. F3 · derivative.expiration_date: Payment of phantom stock will occur following the Director's retirement date or other termination from the Board. F4 · balance_after: Includes shares acquired through dividend reinvestment. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 20:06 UTC | MCDONALDS CORP MCD · Entity 2849 | GrantPhantom Stock · Derivative | 726.49 | $263.53 | $191,451.91 |
DisclosureSEC source: 0001567619-23-000190 · doc1.xml · derivative · entry 2 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,765.32 Underlying: Common Stock · 726.49 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of McDonald's Corporation common stock and shall be settled in cash, pursuant to the Directors' Deferred Compensation Plan (the "Plan"). F2 · kind: Acquisition of phantom stock pursuant to the Plan in transaction exempt under Rule 16b-3(d)(1). Amount represents deferred compensation. F3 · derivative.exercise_date: Payment of phantom stock will occur following the Director's retirement date or other termination from the Board. F3 · derivative.expiration_date: Payment of phantom stock will occur following the Director's retirement date or other termination from the Board. F4 · balance_after: Includes shares acquired through dividend reinvestment. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 17:58 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 293 | $184.43 | $54,037.99 |
DisclosureSEC source: 0000018230-22-000058 · wf-form4_164624387332454.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,382 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 17:35 UTC | MCDONALDS CORP MCD · Entity 2849 | GrantPhantom Stock · Derivative | 690.12 | $268.07 | $185,000.47 |
DisclosureSEC source: 0001567619-22-000168 · doc1.xml · derivative · entry 2 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,612.69 Underlying: Common Stock · 690.12 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of McDonald's Corporation common stock and shall be settled in cash, pursuant to the Directors' Deferred Compensation Plan (the "Plan"). F2 · kind: Acquisition of phantom stock pursuant to the Plan in transaction exempt under Rule 16b-3(d)(1). Amount represents deferred compensation. F3 · derivative.exercise_date: Payment of phantom stock will be deferred until at least April of the year following the Director's retirement date or other termination from the Board. F3 · derivative.expiration_date: Payment of phantom stock will be deferred until at least April of the year following the Director's retirement date or other termination from the Board. F4 · balance_after: Includes shares acquired through dividend reinvestment. Read SEC document |
| November 12, 2021 Filed Dec 8, 2021 22:36 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GiftCommon shares without par value | 10,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-005789 · form4-12082021_021228.xml · nonDerivative · entry 2 WHITE MILES D · CIK 0001239129 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,092,852 Read SEC document |
| November 10, 2021 Filed Dec 8, 2021 22:36 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GiftCommon shares without par value | 693 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-005789 · form4-12082021_021228.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,103,252 Read SEC document |
| August 06, 2021 Filed Aug 13, 2021 21:15 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GiftCommon shares without par value | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-003917 · form4-08132021_020829.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,103,945 Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 19:51 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 507 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-21-000103 · wf-form4_161480104816301.xml · nonDerivative · entry 2 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,661 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:51 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 683 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-21-000103 · wf-form4_161480104816301.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,168 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:08 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | Tax withholdingCommon shares without par value | 43,292 | $121.58 | $5,263,441.36 |
DisclosureSEC source: 0001415889-21-001217 · form4-03022021_050320.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,105,195 Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 00:20 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GrantOption (right to buy) · Derivative | 227,272 | $0.00 Strike: $124.04 | $0.00 |
DisclosureSEC source: 0001415889-21-000904 · form4-02232021_040231.xml · derivative · entry 4 WHITE MILES D · CIK 0001239129 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,272 Underlying: Common Shares · 227,272 shares Expires 2031-02-18 F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 75,757 on February 19, 2022, 75,757 on February 19, 2023, and 75,758 on February 19, 2024. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 00:20 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GrantCommon shares without par value | 44,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-000904 · form4-02232021_040231.xml · nonDerivative · entry 2 WHITE MILES D · CIK 0001239129 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,148,487 F1 · shares: These shares represent a performance-based restricted stock award under the Abbott Laboratories 2017 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The award includes the right to have shares withheld for tax purposes. Read SEC document |
| February 16, 2021 Filed Feb 24, 2021 00:20 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GiftCommon shares without par value | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-000904 · form4-02232021_040231.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,104,147 Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:26 UTC | MCDONALDS CORP MCD · Entity 2849 | GrantPhantom Stock · Derivative | 862.15 | $214.58 | $185,000.15 |
DisclosureSEC source: 0001567619-21-000177 · doc1.xml · derivative · entry 2 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,535.74 Underlying: Common Stock · 862.15 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of McDonald's Corporation common stock and shall be settled in cash, pursuant to the Directors' Deferred Compensation Plan (the "Plan"). F2 · kind: Acquisition of phantom stock pursuant to the Plan in transaction exempt under Rule 16b-3(d)(1). Amount represents deferred compensation. F3 · derivative.exercise_date: Payment of phantom stock may be deferred until the earlier of (a) April of the year following the Director's retirement date or other termination from the Board; or (b) a specific future date pursuant to an election. F3 · derivative.expiration_date: Payment of phantom stock may be deferred until the earlier of (a) April of the year following the Director's retirement date or other termination from the Board; or (b) a specific future date pursuant to an election. F4 · balance_after: Includes shares acquired through dividend reinvestment. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:47 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 242 | $180.43 | $43,664.06 |
DisclosureSEC source: 0000018230-21-000009 · wf-form4_160980042068140.xml · derivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,368 Underlying: Common Stock · 242 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 07, 2020 Filed Dec 19, 2020 00:07 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GiftCommon shares without par value | 1,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002991 · form4-12182020_041241.xml · nonDerivative · entry 3 WHITE MILES D · CIK 0001239129 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,106,147 Read SEC document |
| December 04, 2020 Filed Dec 19, 2020 00:07 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GiftCommon shares without par value | 64,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002991 · form4-12182020_041241.xml · nonDerivative · entry 2 WHITE MILES D · CIK 0001239129 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,107,991 Read SEC document |
| December 03, 2020 Filed Dec 19, 2020 00:07 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GiftCommon shares without par value | 7,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002991 · form4-12182020_041241.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,172,969 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 00:10 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 293 | $149.34 | $43,756.62 |
DisclosureSEC source: 0000018230-20-000259 · wf-form4_160159742308168.xml · derivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,054 Underlying: Common Stock · 293 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 22:18 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 349 | $125.54 | $43,813.46 |
DisclosureSEC source: 0000018230-20-000201 · wf-form4_159364186512480.xml · derivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,673 Underlying: Common Stock · 349 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 04, 2020 Filed Jun 12, 2020 21:06 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GiftCommon shares without par value | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007292 · edgar.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,180,943 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 16:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 385 | $113.59 | $43,732.15 |
DisclosureSEC source: 0000018230-20-000135 · wf-form4_158584652305427.xml · derivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,224 Underlying: Common Stock · 385 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Adjusted to correct company's inadvertent clerical error. Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 20:00 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 469 | $125.88 | $59,037.72 |
DisclosureSEC source: 0000018230-20-000108 · wf-form4_158343840491672.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,453 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:37 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-20-000104 · wf-form4_158327862234166.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,922 F1 · balance_after: Includes adjustments for dividends accrued and to correct company's inadvertent clerical error. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:26 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | Tax withholdingCommon shares without par value | 46,827 | $79.19 | $3,708,230.13 |
DisclosureSEC source: 0001179110-20-002917 · edgar.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,182,043 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:12 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GrantOption (right to buy) · Derivative | 416,956 | $0.00 Strike: $87.72 | $0.00 |
DisclosureSEC source: 0001179110-20-002262 · edgar.xml · derivative · entry 3 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,956 Underlying: Common shares · 416,956 shares Expires 2030-02-20 F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 138,985 on February 21, 2021, 138,985 on February 21, 2022, and 138,986 on February 21, 2023. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:12 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GrantCommon shares without par value | 68,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002262 · edgar.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,228,870 F1 · shares: These shares represent performance-based restricted stock awards under the Abbott Laboratories 2017 Incentive Stock Program. The awards have a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 18:42 UTC | MCDONALDS CORP MCD · Entity 2849 | GrantPhantom Stock · Derivative | 908.74 | $197.61 | $179,576.11 |
DisclosureSEC source: 0001567619-20-000234 · doc1.xml · derivative · entry 2 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,237.22 Underlying: Common Stock · 908.74 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of McDonald's Corporation common stock and shall be settled in cash, pursuant to the Directors' Deferred Compensation Plan (the "Plan"). F2 · kind: Acquisition of phantom stock pursuant to the Plan in transaction exempt under Rule 16b-3(d)(1). Amount represents deferred compensation. F3 · derivative.exercise_date: Payment of phantom stock may be deferred until the earlier of (a) April of the year following the Director's retirement date or other termination from the Board; or (b) a specific future date pursuant to an election. F3 · derivative.expiration_date: Payment of phantom stock may be deferred until the earlier of (a) April of the year following the Director's retirement date or other termination from the Board; or (b) a specific future date pursuant to an election. F4 · balance_after: Includes shares acquired through dividend reinvestment. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 22:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 297 | $147.51 | $43,810.47 |
DisclosureSEC source: 0000018230-20-000012 · wf-form4_157800570573452.xml · derivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,758 Underlying: Common Stock · 297 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 23, 2019 Filed Dec 30, 2019 23:40 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GiftCommon shares without par value | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-013194 · edgar.xml · nonDerivative · entry 3 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,160,471 Read SEC document |
| December 13, 2019 Filed Dec 30, 2019 23:40 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GiftCommon shares without par value | 12,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-013194 · edgar.xml · nonDerivative · entry 2 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,160,769 Read SEC document |
| December 12, 2019 Filed Dec 30, 2019 23:40 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GiftCommon shares without par value | 507 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-013194 · edgar.xml · nonDerivative · entry 6 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 0 F2 · balance_after: The reporting person disclaims beneficial ownership of all securities held by his wife. Read SEC document |
| December 12, 2019 Filed Dec 30, 2019 23:40 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GiftCommon shares without par value | 507 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-013194 · edgar.xml · nonDerivative · entry 5 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 507 F2 · balance_after: The reporting person disclaims beneficial ownership of all securities held by his wife. Read SEC document |
| December 12, 2019 Filed Dec 30, 2019 23:40 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GiftCommon shares without par value | 1,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-013194 · edgar.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,173,151 Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 18:58 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 346 | $126.49 | $43,765.54 |
DisclosureSEC source: 0000018230-19-000260 · wf-form4_157004265886053.xml · derivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,386 Underlying: Common Stock · 346 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 15:17 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 320 | $136.64 | $43,724.80 |
DisclosureSEC source: 0000018230-19-000203 · wf-form4_156208062415653.xml · derivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,952 Underlying: Common Stock · 320 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 15:30 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 315 | $134.95 | $42,509.25 |
DisclosureSEC source: 0000018230-19-000134 · wf-form4_155421903711954.xml · derivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,565 Underlying: Common Stock · 315 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:29 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | Exercise / conversionOption (right to buy) · Derivative | 294,700 | $0.00 Strike: $22.39 | $0.00 |
DisclosureSEC source: 0001179110-19-004117 · edgar.xml · derivative · entry 32 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares · 294,700 shares Expires 2021-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:29 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | Exercise / conversionOption (right to buy) · Derivative | 295,000 | $0.00 Strike: $26.19 | $0.00 |
DisclosureSEC source: 0001179110-19-004117 · edgar.xml · derivative · entry 31 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares · 295,000 shares Expires 2020-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:29 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | SaleCommon shares without par value | 4,700 | $78.19 | $367,493.00 |
DisclosureSEC source: 0001179110-19-004117 · edgar.xml · nonDerivative · entry 30 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688,126 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:29 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | SaleCommon shares without par value | 100 | $78.87 | $7,886.75 |
DisclosureSEC source: 0001179110-19-004117 · edgar.xml · nonDerivative · entry 29 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,692,826 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:29 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | SaleCommon shares without par value | 100 | $79.72 | $7,972.00 |
DisclosureSEC source: 0001179110-19-004117 · edgar.xml · nonDerivative · entry 28 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,692,926 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:29 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | SaleCommon shares without par value | 100 | $78.78 | $7,877.75 |
DisclosureSEC source: 0001179110-19-004117 · edgar.xml · nonDerivative · entry 27 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,693,026 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:29 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | SaleCommon shares without par value | 3,008 | $79.20 | $238,233.60 |
DisclosureSEC source: 0001179110-19-004117 · edgar.xml · nonDerivative · entry 26 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,693,126 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:29 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | SaleCommon shares without par value | 7,092 | $78.90 | $559,558.80 |
DisclosureSEC source: 0001179110-19-004117 · edgar.xml · nonDerivative · entry 25 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,696,134 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:29 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | SaleCommon shares without par value | 2,649 | $78.90 | $208,992.86 |
DisclosureSEC source: 0001179110-19-004117 · edgar.xml · nonDerivative · entry 24 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,703,226 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:29 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | SaleCommon shares without par value | 812 | $79.11 | $64,237.32 |
DisclosureSEC source: 0001179110-19-004117 · edgar.xml · nonDerivative · entry 23 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,705,875 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:29 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | SaleCommon shares without par value | 1,960 | $78.64 | $154,134.40 |
DisclosureSEC source: 0001179110-19-004117 · edgar.xml · nonDerivative · entry 22 WHITE MILES D · CIK 0001239129 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,706,687 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.