Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOEING COBA · Entity 2862 | Director · Chairman, President & CEO | March 01, 2019 | March 05, 2019 |
| CATERPILLAR INCCAT · Entity 2808 | Director | March 04, 2019 | March 06, 2019 |
| New Vista Acquisition CorpNVSA · Entity 142588 | Director · CEO, Chairman · 10% owner | February 16, 2021 | February 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOEING CO
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 136,894.87 |
Reported balance
After 2019-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-01 · Tax withholding · Disposed 140.18 · Balance 136,894.87 F1: Shares withheld for payment of taxes on vesting of restricted stock units and performance-based restricted stock units; not an open market transaction. F2: Includes adjustments for dividends accrued. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 1,251.62 |
Reported balance
Holding disclosure · report date 2019-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,251.62 F3: Ownership in the issuer's 401(k) plan is represented by units in the issuer's common stock fund in the plan rather than shares of common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 20 |
Reported balance
Holding disclosure · report date 2019-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20 |
| Common StockSEC Table I · non-derivative | IndirectCareer Shares | 5,023.96 |
Reported balance
Holding disclosure · report date 2019-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,023.96 F2: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for payment of taxes on vesting of restricted stock units and performance-based restricted stock units; not an open market transaction.
F2: Includes adjustments for dividends accrued.
F3: Ownership in the issuer's 401(k) plan is represented by units in the issuer's common stock fund in the plan rather than shares of common stock.
CATERPILLAR INC
Report date March 04, 2019 · Filed March 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,966 |
Reported balance
After 2019-03-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-04 · Grant · Acquired 1,084 · Balance 12,966 F1: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes adjustments for dividends accrued.
New Vista Acquisition Corp
Report date February 16, 2021 · Filed February 16, 2021
Jointly reported with New Vista Acquisition Sponsor LLC, Bartok Touw Kirsten, Nelson Travis
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-16 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252622) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares of the issuer, par value $0.0001 per share, will automatically convert into Class A ordinary shares of the issuer, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date. F2: New Vista Acquisition Sponsor LLC ("Sponsor") is the record holder of the Class B ordinary shares reported herein, which include 750,000 Class B ordinary shares that are subject to forfeiture to the extent that the underwriter of the issuer's public offering does not exercise its over-allotment option. Dennis A. Muilenburg, Kirsten Bartok Touw and Travis S. Nelson are the managing members of Sponsor. As a result of the foregoing, each of Mr. Muilenburg, Ms. Bartok Touw and Mr. Nelson may be deemed to beneficially own shares held by Sponsor. Each of Mr. Muilenburg, Ms. Bartok Touw and Mr. Nelson disclaims beneficial ownership of the shares held by Sponsor, except to the extent of such person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252622) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares of the issuer, par value $0.0001 per share, will automatically convert into Class A ordinary shares of the issuer, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date.
F2: New Vista Acquisition Sponsor LLC ("Sponsor") is the record holder of the Class B ordinary shares reported herein, which include 750,000 Class B ordinary shares that are subject to forfeiture to the extent that the underwriter of the issuer's public offering does not exercise its over-allotment option. Dennis A. Muilenburg, Kirsten Bartok Touw and Travis S. Nelson are the managing members of Sponsor. As a result of the foregoing, each of Mr. Muilenburg, Ms. Bartok Touw and Mr. Nelson may be deemed to beneficially own shares held by Sponsor. Each of Mr. Muilenburg, Ms. Bartok Touw and Mr. Nelson disclaims beneficial ownership of the shares held by Sponsor, except to the extent of such person's pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2019 Filed Mar 6, 2019 23:01 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-19-000103 · wf-form4_155191329748400.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,966 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:10 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 140.18 | $443.10 | $62,113.76 |
DisclosureSEC source: 0001225208-19-004670 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,894.87 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units and performance-based restricted stock units; not an open market transaction. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:20 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 8,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003876 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,595.23 F1 · shares: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on February 25, 2022. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:39 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 12,242.92 | $421.81 | $5,164,186.09 |
DisclosureSEC source: 0001225208-19-003808 · doc4.xml · nonDerivative · entry 3 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,134.23 F3 · shares: Shares withheld for payment of taxes on vesting of PBRSUs; not an open market transaction. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:39 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 27,635.92 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003808 · doc4.xml · nonDerivative · entry 2 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,377.15 F2 · shares: Represents shares earned in respect of performance-based restricted stock units (PBRSUs) awarded on February 22, 2016. The number of shares earned was determined based on the Company's total shareholder return over the three-year performance period relative to a group of peer companies. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 02:39 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 10,159.12 | $421.81 | $4,285,218.41 |
DisclosureSEC source: 0001225208-19-003808 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,741.23 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 22:15 UTC | BOEING CO BA · Entity 2862 | GiftCommon Stock | 7,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001879 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,900.35 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 20:47 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 8,997.65 | $332.82 | $2,994,597.87 |
DisclosureSEC source: 0001225208-18-011472 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,004.88 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:04 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 993 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-18-000091 · wf-form4_152046746182966.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,858 Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:41 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 56.28 | $340.70 | $19,174.60 |
DisclosureSEC source: 0001225208-18-005455 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,665.19 F1 · shares: Shares withheld for payment of taxes on dividends earned in respect of vesting of restricted stock units and performance-based restricted stock units; not an open market transaction. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 26, 2018 Filed Mar 1, 2018 00:48 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 6,708.88 | $355.92 | $2,387,824.57 |
DisclosureSEC source: 0001225208-18-004789 · doc4.xml · nonDerivative · entry 3 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,421.13 F3 · shares: Shares withheld for payment of taxes on vesting of performance-based restricted stock units; not an open market transaction. Read SEC document |
| February 26, 2018 Filed Mar 1, 2018 00:48 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 10,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004789 · doc4.xml · nonDerivative · entry 2 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,130.01 F2 · shares: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on February 26, 2021. Read SEC document |
| February 26, 2018 Filed Mar 1, 2018 00:48 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 15,142.88 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004789 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,980.01 F1 · shares: Represents shares earned in respect of performance-based restricted stock units (PBRSUs) awarded on February 23, 2015. The number of shares earned was determined based on the Company's total shareholder return over the three-year performance period relative to a group of peer companies. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:53 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 3,415.01 | $355.92 | $1,215,470.36 |
DisclosureSEC source: 0001225208-18-004474 · doc4.xml · nonDerivative · entry 2 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,837.13 F2 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. Read SEC document |
| February 07, 2018 Filed Feb 28, 2018 00:53 UTC | BOEING CO BA · Entity 2862 | GiftCommon Stock | 5,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004474 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,252.14 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:43 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 56,838 | $0.00 Strike: $75.40 | $0.00 |
DisclosureSEC source: 0001225208-17-013192 · doc4.xml · derivative · entry 8 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,838 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option was fully vested on February 27, 2015. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:43 UTC | BOEING CO BA · Entity 2862 | SaleCommon Stock | 31,468 | $243.97 | $7,677,247.96 |
DisclosureSEC source: 0001225208-17-013192 · doc4.xml · nonDerivative · entry 4 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,281.36 F3 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $243.53 to $244.52 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:43 UTC | BOEING CO BA · Entity 2862 | SaleCommon Stock | 25,370 | $242.82 | $6,160,343.40 |
DisclosureSEC source: 0001225208-17-013192 · doc4.xml · nonDerivative · entry 3 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,749.36 F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $242.53 to $243.51 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:43 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionCommon Stock | 56,838 | $75.40 | $4,285,301.01 |
DisclosureSEC source: 0001225208-17-013192 · doc4.xml · nonDerivative · entry 2 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,119.36 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 02, 2017 Filed Aug 2, 2017 21:43 UTC | BOEING CO BA · Entity 2862 | GiftCommon Stock | 10,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013192 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,777.96 Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:32 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,307 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-17-000060 · edgar.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,865 Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 00:22 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 81.39 | $182.52 | $14,854.90 |
DisclosureSEC source: 0001225208-17-005805 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,812.96 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units and performance-based restricted stock units; not an open market transaction. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:29 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 5,598.73 | $177.45 | $993,494.64 |
DisclosureSEC source: 0001225208-17-005128 · doc4.xml · nonDerivative · entry 3 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,343.63 F3 · shares: Shares withheld for payment of taxes on vesting of PBRSUs; not an open market transaction. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:29 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 12,249.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005128 · doc4.xml · nonDerivative · entry 2 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,942.36 F2 · shares: Represents shares earned in respect of performance-based restricted stock units (PBRSUs) awarded on February 24, 2014. The number of shares earned was determined based on the Company's total shareholder return over the three-year performance period relative to a group of peer companies. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:29 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 16,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005128 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,692.63 F1 · shares: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on February 27, 2020. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 00:53 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 3,882.55 | $177.45 | $688,958.50 |
DisclosureSEC source: 0001225208-17-005008 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,535.63 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 23:01 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 30,291.83 | $156.09 | $4,728,100.29 |
DisclosureSEC source: 0001225208-16-043650 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,418.18 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 23:02 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,100 | $0.00 Strike: $83.93 | $0.00 |
DisclosureSEC source: 0001225208-16-041168 · doc4.xml · derivative · entry 8 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,100 shares Expires 2018-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was fully vested on February 25, 2011. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 23:02 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,924 | $0.00 Strike: $71.44 | $0.00 |
DisclosureSEC source: 0001225208-16-041168 · doc4.xml · derivative · entry 7 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,924 shares Expires 2021-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was fully vested on February 22, 2014. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 23:02 UTC | BOEING CO BA · Entity 2862 | SaleCommon Stock | 51,024 | $142.03 | $7,246,887.70 |
DisclosureSEC source: 0001225208-16-041168 · doc4.xml · nonDerivative · entry 3 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,802.71 F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $141.85 to $142.18 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 23:02 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionCommon Stock | 10,100 | $83.93 | $847,693.00 |
DisclosureSEC source: 0001225208-16-041168 · doc4.xml · nonDerivative · entry 2 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,826.71 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 23:02 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionCommon Stock | 40,924 | $71.44 | $2,923,405.94 |
DisclosureSEC source: 0001225208-16-041168 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,726.71 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| July 29, 2016 Filed Aug 2, 2016 22:01 UTC | CATERPILLAR INC CAT · Entity 2808 | PurchaseCommon Stock | 1,930 | $82.75 | $159,707.50 |
DisclosureSEC source: 0000018230-16-000622 · edgar.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,558 Read SEC document |
| May 09, 2016 Filed May 9, 2016 21:41 UTC | CATERPILLAR INC CAT · Entity 2808 | PurchaseCommon Stock | 1,128 | $71.01 | $80,099.28 |
DisclosureSEC source: 0000018230-16-000529 · edgar.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,628 F1 · price: The purchase price reported in Column 4 is a weighted average purchase price. The corresponding shares were purchased in multiple transactions at prices ranging from $71.01 to $71.02, inclusive. The reporting person undertakes to provide to Caterpillar Inc., any security holder of Caterpillar Inc., or the staff of Securities and Exchange Commission, upon request, full information . Read SEC document |
| May 03, 2016 Filed May 5, 2016 20:49 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,700 | $0.00 Strike: $89.65 | $0.00 |
DisclosureSEC source: 0001225208-16-032697 · doc4.xml · derivative · entry 7 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,700 shares Expires 2017-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was fully vested on February 26, 2010. Read SEC document |
| May 03, 2016 Filed May 5, 2016 20:49 UTC | BOEING CO BA · Entity 2862 | GiftCommon Stock | 7,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-032697 · doc4.xml · nonDerivative · entry 3 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,693.72 Read SEC document |
| May 03, 2016 Filed May 5, 2016 20:49 UTC | BOEING CO BA · Entity 2862 | SaleCommon Stock | 8,700 | $132.06 | $1,148,913.30 |
DisclosureSEC source: 0001225208-16-032697 · doc4.xml · nonDerivative · entry 2 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,100.72 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $131.91 to $132.35 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 03, 2016 Filed May 5, 2016 20:49 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionCommon Stock | 8,700 | $89.65 | $779,911.50 |
DisclosureSEC source: 0001225208-16-032697 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,800.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2016 Filed Mar 9, 2016 21:11 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,672 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-16-000456 · edgar.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Read SEC document |
| March 04, 2016 Filed Mar 8, 2016 23:29 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 66.68 | $121.04 | $8,070.95 |
DisclosureSEC source: 0001225208-16-029454 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,100.72 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 25, 2016 Filed Feb 29, 2016 23:47 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 6,142.48 | $116.69 | $716,765.99 |
DisclosureSEC source: 0001225208-16-028597 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,110.27 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. Read SEC document |
| February 22, 2016 Filed Feb 24, 2016 21:15 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 22,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-027899 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,252.75 F1 · shares: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on February 22, 2019. Read SEC document |
| August 07, 2015 Filed Feb 10, 2016 21:46 UTC | BOEING CO BA · Entity 2862 | GiftCommon Stock | 8,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026000 · doc5.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,124.75 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| July 01, 2015 Filed Jul 1, 2015 20:21 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 18,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-014671 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,804.99 F1 · shares: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on July 1, 2018. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 22:01 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 38.9 | $153.92 | $5,987.49 |
DisclosureSEC source: 0001225208-15-007484 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Vice Chair, President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,471.76 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:08 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,506 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-15-000109 · edgar.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,828 Read SEC document |
| February 27, 2015 Filed Mar 3, 2015 22:17 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 6,480.09 | $151.17 | $979,595.21 |
DisclosureSEC source: 0001225208-15-006632 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Vice Chair, President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,910.48 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. Read SEC document |
| February 23, 2015 Filed Feb 25, 2015 21:35 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 8,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-005774 · doc4.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Vice Chair, President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,390.57 F1 · shares: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on February 23, 2018. Read SEC document |
| February 02, 2015 Filed Feb 4, 2015 23:08 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,800 | $0.00 Strike: $74.45 | $0.00 |
DisclosureSEC source: 0001225208-15-003009 · doc4.xml · derivative · entry 10 Muilenburg Dennis A · CIK 0001471763 · Vice Chair, President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,800 shares Expires 2016-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2015 Filed Feb 4, 2015 23:08 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 17,198 | $0.00 Strike: $63.83 | $0.00 |
DisclosureSEC source: 0001225208-15-003009 · doc4.xml · derivative · entry 9 Muilenburg Dennis A · CIK 0001471763 · Vice Chair, President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,198 shares Expires 2020-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents an option grant for the purchase of 34,395 shares vesting over a period of three years from the date of grant (February 22, 2010), 34% on February 22, 2011, 33% on February 22, 2012 and 33% on February 22, 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.