Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2018 Filed Oct 16, 2018 20:16 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
GrantOption · Derivative | 30,000 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001387131-18-005468 · frichtel-form4_101318.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-10-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| October 13, 2018 Filed Oct 16, 2018 20:09 UTC |
Andrews Brian P.Chief Financial Officer
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001387131-18-005462 · andrews-form4_101318.xml · derivative · entry 1 Andrews Brian P. · CIK 0001714847 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-10-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| October 01, 2018 Filed Oct 4, 2018 18:43 UTC |
Wendt Brett MEVP and General Counsel
|
GrantOption · Derivative | 300,000 | $0.00 Strike: $3.82 | $0.00 |
DisclosureSEC source: 0001387131-18-005287 · wendt-form4_100118.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2023-10-01 F1 · derivative.exercise_date: One-third (1/3) of the shares of common stock subject to the Option vests on each anniversary of the grant date. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:22 UTC |
Levin DuncanDirector
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001387131-18-004927 · levin-form4_092018.xml · derivative · entry 1 Levin Duncan · CIK 0001690950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-09-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:31 UTC |
Frichtel Robert LawrenceDirector · CEO
|
GrantOption · Derivative | 30,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001387131-18-004937 · frichtel-form4_092018.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-09-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:29 UTC |
Boockvar PeterDirector
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001387131-18-004935 · boockvar-form4_092018.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-09-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:28 UTC |
Green Mark D.Director
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001387131-18-004933 · green-form4_092018.xml · derivative · entry 1 Green Mark D. · CIK 0001696699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-09-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:24 UTC |
Hodas JoeChief Operating Officer
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001387131-18-004929 · hodas-form4_092018.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-09-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:26 UTC |
FEINSOD MICHAELDirector · 10% owner
|
GrantOption · Derivative | 50,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001387131-18-004931 · feinsod-form4_092018.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-09-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:20 UTC |
Andrews Brian P.Chief Financial Officer
|
GrantOption · Derivative | 30,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001387131-18-004925 · andrews-form4_092018.xml · derivative · entry 1 Andrews Brian P. · CIK 0001714847 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-09-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 18:18 UTC |
Whitson ShellyChief Administrative Officer
|
Exercise / conversionOptions · Derivative | 25,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001387131-18-002967 · whitson-form4_062818.xml · derivative · entry 2 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2021-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Options vested over a one year period. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 18:18 UTC |
Whitson ShellyChief Administrative Officer
|
Exercise / conversionCommon Stock | 25,000 | $2.10 | $52,500.00 |
DisclosureSEC source: 0001387131-18-002967 · whitson-form4_062818.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 19:55 UTC |
Levin DuncanDirector
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001387131-18-002919 · levin-form4_062718.xml · derivative · entry 1 Levin Duncan · CIK 0001690950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-06-27 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 19:52 UTC |
Whitson ShellyChief Administrative Officer
|
GrantOption · Derivative | 5,000 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001387131-18-002917 · whitson-form4_062718.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2023-06-27 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 20:02 UTC |
FEINSOD MICHAELDirector · 10% owner
|
GrantOption · Derivative | 50,000 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001387131-18-002925 · feinsod-form4_062718.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-06-27 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 20:00 UTC |
Frichtel Robert LawrenceDirector · CEO
|
GrantOption · Derivative | 30,000 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001387131-18-002923 · frichtel-form4_062718.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-06-27 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 19:57 UTC |
Hodas JoeChief Operating Officer
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001387131-18-002921 · hodas-form4_062718.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-06-27 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 19:51 UTC |
Green Mark D.Director
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001387131-18-002915 · green-form4_062718.xml · derivative · entry 1 Green Mark D. · CIK 0001696699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-06-27 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 19:47 UTC |
Boockvar PeterDirector
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001387131-18-002913 · boockvar-form4_062718.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-06-27 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 19:46 UTC |
Andrews Brian P.Chief Financial Officer
|
GrantOption · Derivative | 30,000 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001387131-18-002911 · ownership.xml · derivative · entry 1 Andrews Brian P. · CIK 0001714847 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-06-27 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 16:19 UTC |
Whitson ShellyChief Administrative Officer
|
SaleCommon Stock | 38,051 | $3.80 | $144,650.88 |
DisclosureSEC source: 0001387131-18-002653 · whitson-form4_060818.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.78 to $3.8256. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:57 UTC |
Boockvar PeterDirector
|
SaleCommon Stock | 3,600 | $3.51 | $12,650.40 |
DisclosureSEC source: 0001387131-18-002504 · boockvar-form4_053118.xml · nonDerivative · entry 3 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: This transaction was executed in multiple trades at prices ranging from $3.47 to $3.535. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:57 UTC |
Boockvar PeterDirector
|
SaleCommon Stock | 17,600 | $3.38 | $59,528.48 |
DisclosureSEC source: 0001387131-18-002504 · boockvar-form4_053118.xml · nonDerivative · entry 2 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 F2 · price: This transaction was executed in multiple trades at prices ranging from $3.35 to $3.43. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:53 UTC |
Whitson ShellyChief Administrative Officer
|
PurchaseCommon Stock | 38,051 | $0.75 | $28,538.25 |
DisclosureSEC source: 0001387131-18-002502 · whitson-form4_053118.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,051 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:57 UTC |
Boockvar PeterDirector
|
SaleCommon Stock | 10,800 | $3.52 | $37,999.80 |
DisclosureSEC source: 0001387131-18-002504 · boockvar-form4_053118.xml · nonDerivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,200 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.50 to $3.56. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 06:09 UTC Amendment |
Whitson ShellyChief Administrative Officer
|
Exercise / conversionOption · Derivative | 38,051 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001387131-18-002529 · whitson-form4a_053118.xml · derivative · entry 2 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,949 Underlying: Common Stock · 361,949 shares Expires 2021-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 50% of the Options vested on March 7, 2017 and 50% on September 7, 2017. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 06:09 UTC Amendment |
Whitson ShellyChief Administrative Officer
|
Exercise / conversionCommon Stock | 38,051 | $0.76 | $28,728.51 |
DisclosureSEC source: 0001387131-18-002529 · whitson-form4a_053118.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2018 Filed May 31, 2018 18:06 UTC |
Boockvar PeterDirector
|
SaleCommon Stock | 2,500 | $3.57 | $8,919.75 |
DisclosureSEC source: 0001387131-18-002484 · boockvar-form4_052918.xml · nonDerivative · entry 2 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $3.56 to $3.58. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| May 29, 2018 Filed May 31, 2018 18:06 UTC |
Boockvar PeterDirector
|
SaleCommon Stock | 15,500 | $3.56 | $55,255.95 |
DisclosureSEC source: 0001387131-18-002484 · boockvar-form4_052918.xml · nonDerivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,500 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.55 to $3.60. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| May 23, 2018 Filed May 24, 2018 16:37 UTC |
Boockvar PeterDirector
|
OtherWarrant · Derivative | 50,000 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001387131-18-002346 · boockvar-form4_052318.xml · derivative · entry 2 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2019-08-14 Read SEC document |
| May 23, 2018 Filed May 24, 2018 16:37 UTC |
Boockvar PeterDirector
|
OtherCommon Stock | 50,000 | $0.78 | $39,000.00 |
DisclosureSEC source: 0001387131-18-002346 · boockvar-form4_052318.xml · nonDerivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:05 UTC |
Whitson ShellyChief Administrative Officer
|
SaleCommon Stock | 17,975 | $3.74 | $67,226.50 |
DisclosureSEC source: 0001387131-18-002272 · whitson-form4_051618.xml · nonDerivative · entry 2 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:05 UTC |
Whitson ShellyChief Administrative Officer
|
SaleCommon Stock | 2,025 | $3.80 | $7,695.00 |
DisclosureSEC source: 0001387131-18-002272 · whitson-form4_051618.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,975 Read SEC document |
| May 02, 2018 Filed May 3, 2018 18:11 UTC |
Whitson ShellyChief Administrative Officer
|
Exercise / conversionOption · Derivative | 15,000 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001387131-18-001917 · whitson-form4_050218.xml · derivative · entry 4 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2022-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: Currently exercisable. Read SEC document |
| May 02, 2018 Filed May 3, 2018 18:11 UTC |
Whitson ShellyChief Administrative Officer
|
Exercise / conversionOption · Derivative | 5,000 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001387131-18-001917 · whitson-form4_050218.xml · derivative · entry 3 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: Currently exercisable. Read SEC document |
| May 02, 2018 Filed May 3, 2018 18:11 UTC |
Whitson ShellyChief Administrative Officer
|
Exercise / conversionCommon Stock | 15,000 | $0.61 | $9,150.00 |
DisclosureSEC source: 0001387131-18-001917 · whitson-form4_050218.xml · nonDerivative · entry 2 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 3, 2018 18:11 UTC |
Whitson ShellyChief Administrative Officer
|
Exercise / conversionCommon Stock | 5,000 | $0.61 | $3,025.00 |
DisclosureSEC source: 0001387131-18-001917 · whitson-form4_050218.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 18:18 UTC |
Levin DuncanDirector
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001387131-18-001400 · levin-form4_033018.xml · derivative · entry 1 Levin Duncan · CIK 0001690950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-03-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 18:17 UTC |
Whitson ShellyPrincipal Accounting Officer
|
GrantOption · Derivative | 5,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001387131-18-001397 · whitson-form4_033018.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2023-03-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 18:20 UTC |
Boockvar PeterDirector
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001387131-18-001403 · boockvar-form4_033018.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-03-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 18:19 UTC |
FEINSOD MICHAELDirector · 10% owner
|
GrantOption · Derivative | 50,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001387131-18-001402 · feinsod-form4_033018.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-03-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 18:19 UTC |
Green Mark D.Director
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001387131-18-001401 · green-form4_033018.xml · derivative · entry 1 Green Mark D. · CIK 0001696699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-03-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 18:18 UTC |
Hodas JoeChief Operating Officer
|
GrantOption · Derivative | 10,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001387131-18-001399 · hodas-form4_033018.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-03-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 18:17 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
GrantOption · Derivative | 30,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001387131-18-001398 · frichtel-form4_033018.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-03-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 18:16 UTC |
Andrews Brian P.Chief Financial Officer
|
GrantOption · Derivative | 35,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001387131-18-001396 · andrews-form4_033018.xml · derivative · entry 1 Andrews Brian P. · CIK 0001714847 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2023-03-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 5,000 | $3.40 | $17,000.00 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 7 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 5,000 | $3.40 | $17,010.00 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 6 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $3.40 | $34,000.00 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 5 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 5,700 | $3.41 | $19,437.00 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 4 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 4,300 | $3.46 | $14,857.79 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 3 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,700 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.