Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TREES Corp (Colorado)CANN · Entity 9666 | Chief Administrative Officer | June 28, 2018 | July 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TREES Corp (Colorado)
Report date June 28, 2018 · Filed July 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
After 2018-06-28 transaction · row 1
1 source rowRow 1 · 2018-06-28 · Exercise / conversion · Acquired 25,000 · Balance 25,000 |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $2.10 · Expires 2021-06-26 | Direct | 0 |
Reported balance
After 2018-06-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-28 · Exercise / conversion · Disposed 25,000 · Balance 0 F1: The Options vested over a one year period. |
Filing footnotes · ownership attribution and instrument terms
F1: The Options vested over a one year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2018 Filed Jul 2, 2018 18:18 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionOptions · Derivative | 25,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001387131-18-002967 · whitson-form4_062818.xml · derivative · entry 2 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2021-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Options vested over a one year period. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 18:18 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 25,000 | $2.10 | $52,500.00 |
DisclosureSEC source: 0001387131-18-002967 · whitson-form4_062818.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 19:52 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 5,000 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001387131-18-002917 · whitson-form4_062718.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2023-06-27 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 16:19 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 38,051 | $3.80 | $144,650.88 |
DisclosureSEC source: 0001387131-18-002653 · whitson-form4_060818.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.78 to $3.8256. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:53 UTC | TREES Corp (Colorado) CANN · Entity 9666 | PurchaseCommon Stock | 38,051 | $0.75 | $28,538.25 |
DisclosureSEC source: 0001387131-18-002502 · whitson-form4_053118.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,051 Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 06:09 UTC Amendment | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionOption · Derivative | 38,051 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001387131-18-002529 · whitson-form4a_053118.xml · derivative · entry 2 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,949 Underlying: Common Stock · 361,949 shares Expires 2021-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 50% of the Options vested on March 7, 2017 and 50% on September 7, 2017. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 06:09 UTC Amendment | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 38,051 | $0.76 | $28,728.51 |
DisclosureSEC source: 0001387131-18-002529 · whitson-form4a_053118.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:05 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 17,975 | $3.74 | $67,226.50 |
DisclosureSEC source: 0001387131-18-002272 · whitson-form4_051618.xml · nonDerivative · entry 2 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:05 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 2,025 | $3.80 | $7,695.00 |
DisclosureSEC source: 0001387131-18-002272 · whitson-form4_051618.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,975 Read SEC document |
| May 02, 2018 Filed May 3, 2018 18:11 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionOption · Derivative | 15,000 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001387131-18-001917 · whitson-form4_050218.xml · derivative · entry 4 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2022-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: Currently exercisable. Read SEC document |
| May 02, 2018 Filed May 3, 2018 18:11 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionOption · Derivative | 5,000 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001387131-18-001917 · whitson-form4_050218.xml · derivative · entry 3 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: Currently exercisable. Read SEC document |
| May 02, 2018 Filed May 3, 2018 18:11 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 15,000 | $0.61 | $9,150.00 |
DisclosureSEC source: 0001387131-18-001917 · whitson-form4_050218.xml · nonDerivative · entry 2 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 3, 2018 18:11 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 5,000 | $0.61 | $3,025.00 |
DisclosureSEC source: 0001387131-18-001917 · whitson-form4_050218.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 18:17 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 5,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001387131-18-001397 · whitson-form4_033018.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2023-03-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:24 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 5,000 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001387131-17-005997 · whitson-form4_122117.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2021-12-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 16:51 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 5,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001387131-17-004886 · whitson-form4_092817.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-09-28 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest on the one year anniversary of the grant date. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 16:11 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 5,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001387131-17-003363 · whitson-form4_062017.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Commn Stock · 5,000 shares Expires 2022-06-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:24 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 5,000 | $0.00 Strike: $2.41 | $0.00 |
DisclosureSEC source: 0001387131-17-001913 · whitson-form4_033117.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Commn Stock · 5,000 shares Expires 2022-03-31 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 16:56 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 20,000 | $2.51 | $50,280.00 |
DisclosureSEC source: 0001387131-17-000351 · whitson-form4_012517.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.50 to $2.53. The price reported above in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 18:06 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionOptions · Derivative | 20,000 | Not disclosed Strike: $0.61 | Not disclosed |
DisclosureSEC source: 0001387131-17-000142 · whitson-form4_010517.xml · derivative · entry 2 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 20,000 shares Expires 2021-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Reporting Person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: Currently Exercisable. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 18:06 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 20,000 | $0.61 | $12,100.00 |
DisclosureSEC source: 0001387131-17-000142 · whitson-form4_010517.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 17:29 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 10,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001387131-17-000085 · whitson-form4_123016.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2021-12-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 15:03 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 10,000 | $3.36 | $33,600.00 |
DisclosureSEC source: 0001387131-16-008274 · whitson-form4_112916.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Average Price Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 13:33 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 5,000 | $3.19 | $15,950.00 |
DisclosureSEC source: 0001387131-16-008162 · whitson-form4_112216.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 15:19 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionOptions · Derivative | 15,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001387131-16-008078 · whitson-form4_111616.xml · derivative · entry 2 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,000 Underlying: Common Stock · 15,000 shares Expires 2021-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: Currently Exercisable. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 15:19 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 15,000 | $1.03 | $15,450.00 |
DisclosureSEC source: 0001387131-16-008078 · whitson-form4_111616.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:41 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 10,000 | $4.00 | $40,000.00 |
DisclosureSEC source: 0001387131-16-008018 · whitson-form4_110716.xml · nonDerivative · entry 2 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 15, 2016 21:41 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionOptions · Derivative | 10,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001387131-16-008018 · whitson-form4_110716.xml · derivative · entry 3 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,000 Underlying: Common Stock · 10,000 shares Expires 2021-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: Currently Exercisable. Read SEC document |
| November 07, 2016 Filed Nov 15, 2016 21:41 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 10,000 | $1.03 | $10,300.00 |
DisclosureSEC source: 0001387131-16-008018 · whitson-form4_110716.xml · nonDerivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 17:17 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 1 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001387131-16-006958 · whitson-form4_090716.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,000 Underlying: Common Stock · 400,000 shares Expires 2021-09-07 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 50% of the Options vest on March 7, 2017 and 50% on September 7, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.