Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TREES Corp (Colorado)CANN · Entity 9666 | EVP and General Counsel | July 29, 2019 | July 31, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TREES Corp (Colorado)
Report date July 29, 2019 · Filed July 31, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.55 · Expires 2024-07-29 | Direct | 25,000 |
Reported balance
After 2019-07-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-07-29 · Grant · Acquired 25,000 · Balance 25,000 F2: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1: 100% of the options vest over a one-year period. |
Filing footnotes · ownership attribution and instrument terms
F1: 100% of the options vest over a one-year period.
F2: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 29, 2019 Filed Jul 31, 2019 20:56 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001387131-19-005608 · ownership.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-07-29 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 10,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001387131-19-004257 · ownership.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2024-06-04 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 50% of the options vest immediately upon the grant date and 50% of the options vest over a one year period. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 19:23 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001387131-19-003031 · wendt-form4_042419.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-04-24 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| January 21, 2019 Filed Jan 23, 2019 17:43 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001387131-19-000422 · wendt.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 23, 2018 Filed Dec 27, 2018 20:30 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 12,500 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001387131-18-007074 · ownership.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2023-12-23 F1 · derivative.exercise_date: The option vest over a one year period. Read SEC document |
| October 13, 2018 Filed Oct 16, 2018 20:13 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001387131-18-005466 · wendt-form4_101318.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-10-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| October 01, 2018 Filed Oct 4, 2018 18:43 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 300,000 | $0.00 Strike: $3.82 | $0.00 |
DisclosureSEC source: 0001387131-18-005287 · wendt-form4_100118.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2023-10-01 F1 · derivative.exercise_date: One-third (1/3) of the shares of common stock subject to the Option vests on each anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.