Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TREES Corp (Colorado)CANN · Entity 9666 | Director | September 11, 2020 | October 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TREES Corp (Colorado)
Report date September 11, 2020 · Filed October 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.67 · Expires 2025-01-21 | Direct | 0 |
Reported balance
After 2020-09-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-09-11 · Disposition to issuer · Disposed 37,500 · Balance 0 F1: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.67 · Expires 2027-01-21 | Direct | 37,500 |
Reported balance
After 2020-09-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-09-11 · Grant · Acquired 37,500 · Balance 37,500 F1: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.39 · Expires 2025-04-22 | Direct | 0 |
Reported balance
After 2020-09-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-09-11 · Disposition to issuer · Disposed 37,500 · Balance 0 F2: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.39 · Expires 2027-04-22 | Direct | 37,500 |
Reported balance
After 2020-09-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-09-11 · Grant · Acquired 37,500 · Balance 37,500 F2: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable.
F2: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2020 Filed Oct 23, 2020 16:37 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001104659-20-117736 · a4.xml · derivative · entry 4 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2027-04-22 F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:37 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 37,500 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001104659-20-117736 · a4.xml · derivative · entry 3 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2025-04-22 F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:37 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001104659-20-117736 · a4.xml · derivative · entry 2 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2027-01-21 F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:37 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 37,500 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001104659-20-117736 · a4.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2025-01-21 F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 75,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 30 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2026-10-02 F15 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. F15 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. F15 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 75,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 29 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2024-10-02 F15 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. F15 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. F15 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 75,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 28 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2026-07-29 F14 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on July 29, 2019 and provides vesting over a one year period. F14 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on July 29, 2019 and provides vesting over a one year period. F14 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on July 29, 2019 and provides vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 75,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 27 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2024-07-29 F14 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on July 29, 2019 and provides vesting over a one year period. F14 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on July 29, 2019 and provides vesting over a one year period. F14 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on July 29, 2019 and provides vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 200,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 26 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-06-04 F13 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 4, 2019 and provides for 50% of the options to vest immediately and 50% vesting over a one year period. F13 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 4, 2019 and provides for 50% of the options to vest immediately and 50% vesting over a one year period. F13 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 4, 2019 and provides for 50% of the options to vest immediately and 50% vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 200,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 25 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2024-06-04 F13 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 4, 2019 and provides for 50% of the options to vest immediately and 50% vesting over a one year period. F13 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 4, 2019 and provides for 50% of the options to vest immediately and 50% vesting over a one year period. F13 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 4, 2019 and provides for 50% of the options to vest immediately and 50% vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 24 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2026-04-24 F12 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 24, 2019 and provides for vesting over a one year period. F12 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 24, 2019 and provides for vesting over a one year period. F12 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 24, 2019 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 37,500 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 23 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2024-04-24 F12 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 24, 2019 and provides for vesting over a one year period. F12 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 24, 2019 and provides for vesting over a one year period. F12 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 24, 2019 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 22 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2026-01-21 F11 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2019 and provides for vesting over a one year period. F11 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2019 and provides for vesting over a one year period. F11 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2019 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 37,500 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 21 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2024-01-21 F11 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2019 and provides for vesting over a one year period. F11 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2019 and provides for vesting over a one year period. F11 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2019 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 20 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2025-10-12 F10 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 12, 2018 and provides for vesting over a one year period. F10 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 12, 2018 and provides for vesting over a one year period. F10 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 12, 2018 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 37,500 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 19 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2023-10-12 F10 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 12, 2018 and provides for vesting over a one year period. F10 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 12, 2018 and provides for vesting over a one year period. F10 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 12, 2018 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 18 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2025-09-20 F9 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 20, 2018 and provides for vesting over a one year period. F9 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 20, 2018 and provides for vesting over a one year period. F9 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 20, 2018 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 37,500 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 17 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2023-09-20 F9 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 20, 2018 and provides for vesting over a one year period. F9 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 20, 2018 and provides for vesting over a one year period. F9 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 20, 2018 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 16 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2025-06-27 F8 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 27, 2018 and provides for vesting over a one year period. F8 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 27, 2018 and provides for vesting over a one year period. F8 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 27, 2018 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 37,500 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 15 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2023-06-27 F8 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 27, 2018 and provides for vesting over a one year period. F8 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 27, 2018 and provides for vesting over a one year period. F8 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 27, 2018 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 14 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2025-03-30 F7 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 30, 2018 and provides for vesting over a one year period. F7 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 30, 2018 and provides for vesting over a one year period. F7 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 30, 2018 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 37,500 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 13 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2023-03-30 F7 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 30, 2018 and provides for vesting over a one year period. F7 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 30, 2018 and provides for vesting over a one year period. F7 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 30, 2018 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 12 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-12-21 F6 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 21, 2017 and provides for vesting over a one year period. F6 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 21, 2017 and provides for vesting over a one year period. F6 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 21, 2017 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 25,000 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 11 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2022-12-21 F6 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 21, 2017 and provides for vesting over a one year period. F6 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 21, 2017 and provides for vesting over a one year period. F6 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 21, 2017 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 10 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-09-26 F5 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 26, 2017 and provides for vesting over a one year period. F5 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 26, 2017 and provides for vesting over a one year period. F5 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 26, 2017 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 25,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 9 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2022-09-26 F5 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 26, 2017 and provides for vesting over a one year period. F5 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 26, 2017 and provides for vesting over a one year period. F5 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 26, 2017 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 8 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-06-20 F4 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 20, 2017 and provides for vesting over a one year period. F4 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 20, 2017 and provides for vesting over a one year period. F4 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 20, 2017 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 25,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 7 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2022-06-20 F4 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 20, 2017 and provides for vesting over a one year period. F4 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 20, 2017 and provides for vesting over a one year period. F4 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 20, 2017 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $2.41 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 6 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-03-31 F3 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 31, 2017 and provides for vesting over a one year period. F3 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 31, 2017 and provides for vesting over a one year period. F3 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 31, 2017 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 25,000 | $0.00 Strike: $2.41 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 5 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2022-03-31 F3 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 31, 2017 and provides for vesting over a one year period. F3 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 31, 2017 and provides for vesting over a one year period. F3 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 31, 2017 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 4 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-12-30 F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 30, 2016 and provides for vesting over a one year period. F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 30, 2016 and provides for vesting over a one year period. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 30, 2016 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 25,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 3 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2021-12-30 F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 30, 2016 and provides for vesting over a one year period. F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 30, 2016 and provides for vesting over a one year period. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 30, 2016 and provides for vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 2 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2027-09-11 F1 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001104659-20-117734 · a4.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2027-09-11 F1 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. Read SEC document |
| April 22, 2020 Filed Apr 28, 2020 18:24 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001387131-20-004207 · ownership.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2025-04-22 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 16:07 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001387131-20-000407 · ownership.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2025-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 15:13 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 75,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001387131-19-007438 · boockvar-form4_100219.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-10-02 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:54 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 75,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001387131-19-005604 · ownership.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-07-29 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:33 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 200,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001387131-19-004253 · pboockvar.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2024-06-04 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 50% of the options vest immediately upon the grant date and 50% of the options vest over a one year period. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 19:20 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001387131-19-003027 · boockvar-form4_042419.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2024-04-24 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| January 21, 2019 Filed Jan 23, 2019 17:45 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001387131-19-000427 · boockvar.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2024-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| October 13, 2018 Filed Oct 16, 2018 20:18 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001387131-18-005470 · boockvar-form4_101318.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-10-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:29 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001387131-18-004935 · boockvar-form4_092018.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-09-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 19:47 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001387131-18-002913 · boockvar-form4_062718.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-06-27 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:57 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 3,600 | $3.51 | $12,650.40 |
DisclosureSEC source: 0001387131-18-002504 · boockvar-form4_053118.xml · nonDerivative · entry 3 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: This transaction was executed in multiple trades at prices ranging from $3.47 to $3.535. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:57 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 17,600 | $3.38 | $59,528.48 |
DisclosureSEC source: 0001387131-18-002504 · boockvar-form4_053118.xml · nonDerivative · entry 2 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 F2 · price: This transaction was executed in multiple trades at prices ranging from $3.35 to $3.43. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:57 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 10,800 | $3.52 | $37,999.80 |
DisclosureSEC source: 0001387131-18-002504 · boockvar-form4_053118.xml · nonDerivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,200 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.50 to $3.56. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| May 30, 2018 Filed May 31, 2018 18:06 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 2,500 | $3.57 | $8,919.75 |
DisclosureSEC source: 0001387131-18-002484 · boockvar-form4_052918.xml · nonDerivative · entry 2 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $3.56 to $3.58. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| May 29, 2018 Filed May 31, 2018 18:06 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 15,500 | $3.56 | $55,255.95 |
DisclosureSEC source: 0001387131-18-002484 · boockvar-form4_052918.xml · nonDerivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,500 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.55 to $3.60. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| May 23, 2018 Filed May 24, 2018 16:37 UTC | TREES Corp (Colorado) CANN · Entity 9666 | OtherWarrant · Derivative | 50,000 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001387131-18-002346 · boockvar-form4_052318.xml · derivative · entry 2 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2019-08-14 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.