Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TREES Corp (Colorado)CANN · Entity 9666 | Chief Operating Officer | January 21, 2019 | January 23, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TREES Corp (Colorado)
Report date January 21, 2019 · Filed January 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.37 · Expires 2024-01-21 | Direct | 25,000 |
Reported balance
After 2019-01-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-01-21 · Grant · Acquired 25,000 · Balance 25,000 F2: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1: The options vest over a one year period. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest over a one year period.
F2: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2019 Filed Jan 23, 2019 17:44 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001387131-19-000424 · hodas.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 23, 2018 Filed Dec 27, 2018 20:30 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 12,500 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001387131-18-007075 · ownership.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2023-12-23 F1 · derivative.exercise_date: The option vest over a one year period. Read SEC document |
| October 13, 2018 Filed Oct 16, 2018 20:22 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001387131-18-005474 · hodas-form4_101318.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-10-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:24 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001387131-18-004929 · hodas-form4_092018.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-09-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 19:57 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001387131-18-002921 · hodas-form4_062718.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-06-27 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 18:18 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 10,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001387131-18-001399 · hodas-form4_033018.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-03-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:34 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 300,000 | $0.00 Strike: $4.14 | $0.00 |
DisclosureSEC source: 0001387131-18-000773 · hodas-form4_022118.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2028-02-21 F1 · derivative.exercise_date: One-third (1/3) of the shares of common stock subject to the Option vests on each anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.