person · Reporting owner
Frichtel Robert Lawrence
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TREES Corp (Colorado)CANN · Entity 9666 | Director | April 24, 2019 | April 26, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TREES Corp (Colorado)
Report date April 24, 2019 · Filed April 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.66 · Expires 2024-04-24 | Direct | 25,000 |
Reported balance
After 2019-04-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-24 · Grant · Acquired 25,000 · Balance 25,000 F2: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1: The options vest over a one year period. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest over a one year period.
F2: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2019 Filed Apr 26, 2019 19:16 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001387131-19-003021 · frichtel-form4_042419.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-04-24 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| January 21, 2019 Filed Jan 23, 2019 17:45 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001387131-19-000428 · frichtel.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 23, 2018 Filed Dec 27, 2018 20:31 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 15,000 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001387131-18-007076 · ownership.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2023-12-23 F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| October 13, 2018 Filed Oct 16, 2018 20:16 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 30,000 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001387131-18-005468 · frichtel-form4_101318.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-10-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:31 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 30,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001387131-18-004937 · frichtel-form4_092018.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-09-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 20:00 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 30,000 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001387131-18-002923 · frichtel-form4_062718.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-06-27 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 18:17 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 30,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001387131-18-001398 · frichtel-form4_033018.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-03-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 5,000 | $3.40 | $17,000.00 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 7 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 5,000 | $3.40 | $17,010.00 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 6 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 10,000 | $3.40 | $34,000.00 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 5 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 5,700 | $3.41 | $19,437.00 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 4 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 4,300 | $3.46 | $14,857.79 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 3 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,700 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 10,000 | $3.50 | $35,000.00 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 2 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 10,000 | $3.50 | $35,000.00 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:35 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 5,000 | $3.93 | $19,650.00 |
DisclosureSEC source: 0001387131-18-000443 · frichtel-form4_020118.xml · nonDerivative · entry 5 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:35 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 10,000 | $3.85 | $38,500.00 |
DisclosureSEC source: 0001387131-18-000443 · frichtel-form4_020118.xml · nonDerivative · entry 4 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:35 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 10,000 | $3.80 | $38,000.00 |
DisclosureSEC source: 0001387131-18-000443 · frichtel-form4_020118.xml · nonDerivative · entry 3 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:35 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 5,000 | $3.91 | $19,554.50 |
DisclosureSEC source: 0001387131-18-000443 · frichtel-form4_020118.xml · nonDerivative · entry 2 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:35 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 20,000 | $4.05 | $81,000.00 |
DisclosureSEC source: 0001387131-18-000443 · frichtel-form4_020118.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 800 | $7.03 | $5,624.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 7 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 4,250 | $6.92 | $29,410.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 6 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,800 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 4,950 | $7.08 | $35,046.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 5 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,050 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 20,000 | $7.06 | $141,200.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 4 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 5,000 | $6.95 | $34,750.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 3 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 5,000 | $7.13 | $35,650.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 2 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 10,000 | $7.10 | $71,000.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:26 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 10,000 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001387131-17-005999 · frichtel-form4_122117.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2021-12-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 11, 2017 Filed Feb 2, 2018 16:38 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GiftCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-18-000445 · frichtel-form5_123117.xml · nonDerivative · entry 2 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,000 F1 · price: This transaction represents a gift/charitable donation to a 501(c)(3) charitable organization. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares. Read SEC document |
| December 08, 2017 Filed Dec 8, 2017 16:59 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 12,312 | $3.30 | $40,629.60 |
DisclosureSEC source: 0001387131-17-005749 · frichtel-form4_120817.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| December 05, 2017 Filed Dec 5, 2017 17:45 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 2,688 | $3.05 | $8,198.40 |
DisclosureSEC source: 0001387131-17-005718 · frichtel-form4_120417.xml · nonDerivative · entry 3 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,312 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| December 05, 2017 Filed Dec 5, 2017 17:45 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 10,000 | $3.01 | $30,100.00 |
DisclosureSEC source: 0001387131-17-005718 · frichtel-form4_120417.xml · nonDerivative · entry 2 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:45 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 5,000 | $2.73 | $13,650.00 |
DisclosureSEC source: 0001387131-17-005718 · frichtel-form4_120417.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 19:36 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 20,000 | $2.00 | $40,000.00 |
DisclosureSEC source: 0001387131-17-005699 · frichtel-form4_120117.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 16:52 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 10,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001387131-17-004887 · frichtel-form4_092817.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-09-28 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest on the one year anniversary of the grant date. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 16:09 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 10,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001387131-17-003362 · frichtel-form4_062017.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-06-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:26 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 10,000 | $0.00 Strike: $2.41 | $0.00 |
DisclosureSEC source: 0001387131-17-001914 · frichtel-form4_033117.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-03-31 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| January 13, 2017 Filed Feb 2, 2018 16:38 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GiftCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-18-000445 · frichtel-form5_123117.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,000 F1 · price: This transaction represents a gift/charitable donation to a 501(c)(3) charitable organization. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 17:27 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 15,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001387131-17-000084 · frichtel-form4_123016.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2021-12-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 20:46 UTC Amendment | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 15,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001387131-17-000113 · frichtel-form4a_123016.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2021-12-30 F1 · shares: The options were inadvertently reported as disposed in Column 5 of Table II of the reporting person's original Form 4. F3 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F2 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| November 17, 2016 Filed Feb 3, 2017 16:21 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GiftCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-17-000520 · frichtel-form5_123116.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856,000 F1 · price: This transaction represents a gift / charitable donation to a 501(c)(3) charitable organization. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 16:56 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 25,000 | $3.55 | $88,750.00 |
DisclosureSEC source: 0001387131-16-007379 · frichtel-form4_101716.xml · nonDerivative · entry 4 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 956,000 Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 16:56 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 25,000 | $3.50 | $87,500.00 |
DisclosureSEC source: 0001387131-16-007379 · frichtel-form4_101716.xml · nonDerivative · entry 3 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 931,000 Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 16:56 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 10,000 | $3.67 | $36,700.00 |
DisclosureSEC source: 0001387131-16-007379 · frichtel-form4_101716.xml · nonDerivative · entry 2 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,000 Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 16:56 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 15,000 | $3.73 | $55,950.00 |
DisclosureSEC source: 0001387131-16-007379 · frichtel-form4_101716.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906,000 Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 15:50 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 5,000 | $4.00 | $20,000.00 |
DisclosureSEC source: 0001387131-16-007293 · frichtel-form4_101216.xml · nonDerivative · entry 2 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001,000 Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 15:50 UTC | TREES Corp (Colorado) CANN · Entity 9666 | SaleCommon Stock | 20,000 | $3.64 | $72,800.00 |
DisclosureSEC source: 0001387131-16-007293 · frichtel-form4_101216.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981,000 Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 15:40 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 1 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001387131-16-006952 · frichtel-form4_090716.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,910,000 Underlying: Common Stock · 1,250,000 shares Expires 2021-09-07 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 50% of the Options vest on March 7, 2017 and 50% on September 7, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.