Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2020 Filed Jan 22, 2020 16:10 UTC |
GUTTERMAN STEVEN D.Director · Chief Executive Officer
|
GrantOption · Derivative | 50,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001387131-20-000409 · ownership.xml · derivative · entry 1 GUTTERMAN STEVEN D. · CIK 0001430007 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2025-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 16:07 UTC |
Boockvar PeterDirector
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001387131-20-000407 · ownership.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2025-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| December 13, 2019 Filed Dec 20, 2019 19:29 UTC |
GUTTERMAN STEVEN D.Director · CEO
|
GrantOption · Derivative | 1,250,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001387131-19-009782 · cann-form4_121319.xml · derivative · entry 1 GUTTERMAN STEVEN D. · CIK 0001430007 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,000 Underlying: Common Stock · 1,250,000 shares Expires 2029-12-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 250,000 of the options vest immediately upon the grant date. One quarter (1/4) of the remaining options vests on each anniversary of the grant date. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 15:19 UTC |
Green Mark D.Director
|
GrantOption · Derivative | 75,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001387131-19-007444 · ownership.xml · derivative · entry 1 Green Mark D. · CIK 0001696699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-10-02 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 15:17 UTC |
FEINSOD MICHAELDirector · CEO · 10% owner
|
GrantOption · Derivative | 75,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001387131-19-007442 · ownership.xml · derivative · entry 2 FEINSOD MICHAEL · CIK 0001187011 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-10-02 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 15:17 UTC |
FEINSOD MICHAELDirector · CEO · 10% owner
|
GrantOption · Derivative | 23,080 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001387131-19-007442 · ownership.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,080 Underlying: Common Stock · 23,080 shares Expires 2024-10-02 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 15:14 UTC |
Oster SethDirector
|
GrantOption · Derivative | 75,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001387131-19-007440 · ownership.xml · derivative · entry 1 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-10-02 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 15:13 UTC |
Boockvar PeterDirector
|
GrantOption · Derivative | 75,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001387131-19-007438 · boockvar-form4_100219.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-10-02 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 15:11 UTC |
Andrews Brian P.Chief Financial Officer
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001387131-19-007436 · andrews-form4_100219.xml · derivative · entry 1 Andrews Brian P. · CIK 0001714847 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2024-10-02 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 16:59 UTC |
Oster SethDirector
|
GrantOption · Derivative | 100,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001387131-19-006040 · ownership.xml · derivative · entry 1 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2024-08-09 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 17:57 UTC |
FEINSOD MICHAELDirector · CEO · 10% owner
|
GrantOption · Derivative | 1,000,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001387131-19-005848 · ownership.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2029-08-06 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest on the first date on which the closing price for the Issuer's common stock equals or exceeds $4.51 per share for five (5) consecutive trading days, subject to the provisions in the reporting person's employment agreements, and any amendments thereto, relating to the effect of termination of employment Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:56 UTC |
Wendt Brett MEVP and General Counsel
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001387131-19-005608 · ownership.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-07-29 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:53 UTC |
FEINSOD MICHAELDirector · Interim CEO · 10% owner
|
GrantOption · Derivative | 100,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001387131-19-005603 · ownership.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · Interim CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2024-07-29 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:54 UTC |
Levin DuncanDirector
|
GrantOption · Derivative | 75,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001387131-19-005605 · ownership.xml · derivative · entry 1 Levin Duncan · CIK 0001690950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-07-29 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:55 UTC |
Andrews Brian P.Chief Financial Officer
|
GrantOption · Derivative | 37,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001387131-19-005607 · ownership.xml · derivative · entry 1 Andrews Brian P. · CIK 0001714847 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 37,000 shares Expires 2024-07-29 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:55 UTC |
Green Mark D.Director
|
GrantOption · Derivative | 75,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001387131-19-005606 · ownership.xml · derivative · entry 1 Green Mark D. · CIK 0001696699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-07-29 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:54 UTC |
Boockvar PeterDirector
|
GrantOption · Derivative | 75,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001387131-19-005604 · ownership.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-07-29 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 17:18 UTC |
FEINSOD MICHAELDirector · Interim CEO · 10% owner
|
PurchaseCommon Stock | 1,100 | $0.86 | $944.68 |
DisclosureSEC source: 0001387131-19-004397 · ownership.xml · nonDerivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · Interim CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,800 Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:35 UTC |
Levin DuncanDirector
|
GrantOption · Derivative | 200,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001387131-19-004256 · ownership.xml · derivative · entry 1 Levin Duncan · CIK 0001690950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2024-06-04 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 50% of the options vest immediately upon the grant date and 50% of the options vest over a one year period. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:33 UTC |
Boockvar PeterDirector
|
GrantOption · Derivative | 200,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001387131-19-004253 · pboockvar.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2024-06-04 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 50% of the options vest immediately upon the grant date and 50% of the options vest over a one year period. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:37 UTC |
Andrews Brian P.Chief Financial Officer
|
GrantOption · Derivative | 105,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001387131-19-004258 · ownership.xml · derivative · entry 1 Andrews Brian P. · CIK 0001714847 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2024-06-04 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 50% of the options vest immediately upon the grant date and 50% of the options vest over a one year period. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:36 UTC |
Wendt Brett MEVP - General Counsel
|
GrantOption · Derivative | 10,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001387131-19-004257 · ownership.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2024-06-04 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 50% of the options vest immediately upon the grant date and 50% of the options vest over a one year period. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:34 UTC |
FEINSOD MICHAELDirector · Interim CEO · 10% owner
|
GrantOption · Derivative | 200,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001387131-19-004255 · mfeinsod.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · Interim CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2024-06-04 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 50% of the options vest immediately upon the grant date and 50% of the options vest over a one year period. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:34 UTC |
Green Mark D.Director
|
GrantOption · Derivative | 200,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001387131-19-004254 · mgreen.xml · derivative · entry 1 Green Mark D. · CIK 0001696699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2024-06-04 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 50% of the options vest immediately upon the grant date and 50% of the options vest over a one year period. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 19:20 UTC |
Boockvar PeterDirector
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001387131-19-003027 · boockvar-form4_042419.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2024-04-24 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 19:16 UTC |
Frichtel Robert LawrenceDirector
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001387131-19-003021 · frichtel-form4_042419.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-04-24 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 19:22 UTC |
Levin DuncanDirector
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001387131-19-003029 · levin-form4_042419.xml · derivative · entry 1 Levin Duncan · CIK 0001690950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2024-04-24 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 19:28 UTC |
Andrews Brian P.Chief Financial Officer
|
GrantOption · Derivative | 50,000 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001387131-19-003033 · andrews-form4_042419.xml · derivative · entry 1 Andrews Brian P. · CIK 0001714847 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-04-24 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 19:23 UTC |
Wendt Brett MEVP and General Counsel
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001387131-19-003031 · wendt-form4_042419.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-04-24 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 19:19 UTC |
Green Mark D.Director
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001387131-19-003025 · green-form4_042419.xml · derivative · entry 1 Green Mark D. · CIK 0001696699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2024-04-24 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 19:17 UTC |
FEINSOD MICHAELDirector · Interim CEO · 10% owner
|
GrantOption · Derivative | 50,000 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001387131-19-003023 · feinsod-form4_042419.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · Interim CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-04-24 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| January 21, 2019 Filed Jan 23, 2019 17:43 UTC |
Levin DuncanDirector
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001387131-19-000423 · levin.xml · derivative · entry 1 Levin Duncan · CIK 0001690950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2024-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| January 21, 2019 Filed Jan 23, 2019 17:43 UTC |
Andrews Brian P.Chief Financial Officer
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001387131-19-000421 · andrews.xml · derivative · entry 1 Andrews Brian P. · CIK 0001714847 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| January 21, 2019 Filed Jan 23, 2019 17:45 UTC |
Frichtel Robert LawrenceDirector · CEO
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001387131-19-000428 · frichtel.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| January 21, 2019 Filed Jan 23, 2019 17:45 UTC |
Boockvar PeterDirector
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001387131-19-000427 · boockvar.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2024-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| January 21, 2019 Filed Jan 23, 2019 17:44 UTC |
Green Mark D.Director
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001387131-19-000426 · green.xml · derivative · entry 1 Green Mark D. · CIK 0001696699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2024-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| January 21, 2019 Filed Jan 23, 2019 17:44 UTC |
FEINSOD MICHAELDirector · 10% owner
|
GrantOption · Derivative | 50,000 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001387131-19-000425 · feinsod.xml · derivative · entry 2 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F3 · derivative.exercise_date: The options vest in 12 equal monthly installments beginning on the one month anniversary of the date of grant. Read SEC document |
| January 21, 2019 Filed Jan 23, 2019 17:44 UTC |
FEINSOD MICHAELDirector · 10% owner
|
GrantOption · Derivative | 50,000 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001387131-19-000425 · feinsod.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| January 21, 2019 Filed Jan 23, 2019 17:44 UTC |
Hodas JoeChief Operating Officer
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001387131-19-000424 · hodas.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| January 21, 2019 Filed Jan 23, 2019 17:43 UTC |
Wendt Brett MEVP and General Counsel
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001387131-19-000422 · wendt.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 23, 2018 Filed Dec 27, 2018 20:31 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
GrantOption · Derivative | 15,000 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001387131-18-007076 · ownership.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2023-12-23 F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 23, 2018 Filed Dec 27, 2018 20:30 UTC |
Hodas JoeChief Operating Officer
|
GrantOption · Derivative | 12,500 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001387131-18-007075 · ownership.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2023-12-23 F1 · derivative.exercise_date: The option vest over a one year period. Read SEC document |
| December 23, 2018 Filed Dec 27, 2018 20:30 UTC |
Wendt Brett MEVP - General Counsel
|
GrantOption · Derivative | 12,500 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001387131-18-007074 · ownership.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2023-12-23 F1 · derivative.exercise_date: The option vest over a one year period. Read SEC document |
| December 23, 2018 Filed Dec 27, 2018 20:29 UTC |
Andrews Brian P.Chief Financial Officer
|
GrantOption · Derivative | 12,500 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001387131-18-007073 · ownership.xml · derivative · entry 1 Andrews Brian P. · CIK 0001714847 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2023-12-23 F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| October 13, 2018 Filed Oct 16, 2018 20:21 UTC |
Levin DuncanDirector
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001387131-18-005472 · levin-form4_101318.xml · derivative · entry 1 Levin Duncan · CIK 0001690950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-10-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| October 13, 2018 Filed Oct 16, 2018 20:27 UTC |
FEINSOD MICHAELDirector · 10% owner
|
GrantOption · Derivative | 50,000 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001387131-18-005478 · feinsod-form4_101318.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-10-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| October 13, 2018 Filed Oct 16, 2018 20:25 UTC |
Green Mark D.Director
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001387131-18-005476 · green-form4_101318.xml · derivative · entry 1 Green Mark D. · CIK 0001696699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-10-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| October 13, 2018 Filed Oct 16, 2018 20:22 UTC |
Hodas JoeChief Operating Officer
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001387131-18-005474 · hodas-form4_101318.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-10-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| October 13, 2018 Filed Oct 16, 2018 20:18 UTC |
Boockvar PeterDirector
|
GrantOption · Derivative | 37,500 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001387131-18-005470 · boockvar-form4_101318.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-10-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| October 13, 2018 Filed Oct 16, 2018 20:13 UTC |
Wendt Brett MEVP and General Counsel
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001387131-18-005466 · wendt-form4_101318.xml · derivative · entry 1 Wendt Brett M · CIK 0001755170 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-10-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.