Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TREES Corp (Colorado)CANN · Entity 9666 | Director | September 11, 2020 | October 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TREES Corp (Colorado)
Report date September 11, 2020 · Filed October 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.31 · Expires 2027-09-11 | Direct | 37,500 |
Reported balance
After 2020-09-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-09-11 · Grant · Acquired 37,500 · Balance 37,500 F1: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.31 · Expires 2027-09-11 | Direct | 37,500 |
Reported balance
After 2020-09-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-09-11 · Grant · Acquired 37,500 · Balance 37,500 F1: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.10 · Expires 2024-08-09 | Direct | 0 |
Reported balance
After 2020-09-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-09-11 · Disposition to issuer · Disposed 100,000 · Balance 0 F2: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on August 9, 2019 and provides vesting over a one year period. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.10 · Expires 2026-08-09 | Direct | 100,000 |
Reported balance
After 2020-09-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-09-11 · Grant · Acquired 100,000 · Balance 100,000 F2: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on August 9, 2019 and provides vesting over a one year period. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.67 · Expires 2024-10-02 | Direct | 0 |
Reported balance
After 2020-09-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-09-11 · Disposition to issuer · Disposed 75,000 · Balance 0 F3: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.67 · Expires 2026-10-02 | Direct | 75,000 |
Reported balance
After 2020-09-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-09-11 · Grant · Acquired 75,000 · Balance 75,000 F3: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.67 · Expires 2025-01-21 | Direct | 0 |
Reported balance
After 2020-09-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-09-11 · Disposition to issuer · Disposed 37,500 · Balance 0 F4: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.67 · Expires 2027-01-21 | Direct | 37,500 |
Reported balance
After 2020-09-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-09-11 · Grant · Acquired 37,500 · Balance 37,500 F4: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.39 · Expires 2025-04-22 | Direct | 0 |
Reported balance
After 2020-09-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-09-11 · Disposition to issuer · Disposed 37,500 · Balance 0 F5: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.39 · Expires 2027-04-22 | Direct | 37,500 |
Reported balance
After 2020-09-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-09-11 · Grant · Acquired 37,500 · Balance 37,500 F5: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.
F2: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on August 9, 2019 and provides vesting over a one year period.
F3: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable.
F4: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable.
F5: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2020 Filed Oct 23, 2020 16:28 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001104659-20-117729 · a4.xml · derivative · entry 10 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2027-04-22 F5 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F5 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F5 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:28 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 37,500 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001104659-20-117729 · a4.xml · derivative · entry 9 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2025-04-22 F5 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F5 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F5 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:28 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001104659-20-117729 · a4.xml · derivative · entry 8 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2027-01-21 F4 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F4 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F4 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:28 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 37,500 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001104659-20-117729 · a4.xml · derivative · entry 7 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2025-01-21 F4 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F4 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. F4 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:28 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 75,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001104659-20-117729 · a4.xml · derivative · entry 6 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2026-10-02 F3 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. F3 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. F3 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:28 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 75,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001104659-20-117729 · a4.xml · derivative · entry 5 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2024-10-02 F3 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. F3 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. F3 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:28 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 100,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001104659-20-117729 · a4.xml · derivative · entry 4 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2026-08-09 F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on August 9, 2019 and provides vesting over a one year period. F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on August 9, 2019 and provides vesting over a one year period. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on August 9, 2019 and provides vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:28 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Disposition to issuerOption · Derivative | 100,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001104659-20-117729 · a4.xml · derivative · entry 3 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2024-08-09 F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on August 9, 2019 and provides vesting over a one year period. F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on August 9, 2019 and provides vesting over a one year period. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on August 9, 2019 and provides vesting over a one year period. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:28 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001104659-20-117729 · a4.xml · derivative · entry 2 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2027-09-11 F1 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. Read SEC document |
| September 11, 2020 Filed Oct 23, 2020 16:28 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001104659-20-117729 · a4.xml · derivative · entry 1 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2027-09-11 F1 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. Read SEC document |
| April 22, 2020 Filed Apr 28, 2020 18:27 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001387131-20-004211 · ownership.xml · derivative · entry 1 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2025-04-22 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 16:12 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001387131-20-000411 · ownership.xml · derivative · entry 1 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2025-01-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 15:14 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 75,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001387131-19-007440 · ownership.xml · derivative · entry 1 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-10-02 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 100% of the options vest over a one-year period. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 16:59 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 100,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001387131-19-006040 · ownership.xml · derivative · entry 1 Oster Seth · CIK 0001785383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2024-08-09 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.