Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2010 Filed Apr 23, 2010 20:20 UTC |
CORBAT MICHAELCEO, Citi Holdings
|
Tax withholdingCommon Stock | 282,008 | $4.93 | $1,390,299.44 |
DisclosureSEC source: 0001181431-10-022669 · rrd273030.xml · nonDerivative · entry 2 CORBAT MICHAEL · CIK 0001462790 · CEO, Citi Holdings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,717,852 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:20 UTC |
CORBAT MICHAELCEO, Citi Holdings
|
GrantCommon Stock | 565,212.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-022669 · rrd273030.xml · nonDerivative · entry 1 CORBAT MICHAEL · CIK 0001462790 · CEO, Citi Holdings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,999,860 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 16:21 UTC |
BIRD STEPHENCEO ASIA PACIFIC
|
GrantCommon Stock | 535,004.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-022672 · rrd273028.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,331,774.4 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:21 UTC |
Callahan DonChief Administrative Officer
|
Tax withholdingCommon Stock | 240,831 | $4.93 | $1,187,296.83 |
DisclosureSEC source: 0001181431-10-022673 · rrd273029.xml · nonDerivative · entry 2 Callahan Don · CIK 0001433990 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,954,746.4 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:21 UTC |
Callahan DonChief Administrative Officer
|
GrantCommon Stock | 522,312.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-022673 · rrd273029.xml · nonDerivative · entry 1 Callahan Don · CIK 0001433990 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,195,577.4 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 16:22 UTC |
HELFER MICHAEL SGeneral Counsel
|
Tax withholdingCommon Stock | 105,325 | $4.93 | $519,252.25 |
DisclosureSEC source: 0001181431-10-022674 · rrd273031.xml · nonDerivative · entry 2 HELFER MICHAEL S · CIK 0001197732 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,875.3 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 16:22 UTC |
HELFER MICHAEL SGeneral Counsel
|
GrantCommon Stock | 253,549.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-022674 · rrd273031.xml · nonDerivative · entry 1 HELFER MICHAEL S · CIK 0001197732 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779,200.3 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 16:23 UTC |
KADEN LEWIS BVice Chairman
|
Tax withholdingCommon Stock | 296,686 | $4.93 | $1,462,661.98 |
DisclosureSEC source: 0001181431-10-022675 · rrd273032.xml · nonDerivative · entry 2 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175,864.7 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 16:23 UTC |
KADEN LEWIS BVice Chairman
|
GrantCommon Stock | 590,770.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-022675 · rrd273032.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,472,550.7 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:24 UTC |
Leach BrianChief Risk Officer
|
Tax withholdingCommon Stock | 235,861 | $4.93 | $1,162,794.73 |
DisclosureSEC source: 0001181431-10-022676 · rrd273034.xml · nonDerivative · entry 2 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,038,360.7 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:24 UTC |
Leach BrianChief Risk Officer
|
GrantCommon Stock | 522,312.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-022676 · rrd273034.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,274,221.7 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 16:24 UTC |
WALSH JEFFREY RController
|
Tax withholdingCommon Stock | 47,189 | $4.93 | $232,641.77 |
DisclosureSEC source: 0001181431-10-022677 · rrd273035.xml · nonDerivative · entry 2 WALSH JEFFREY R · CIK 0001469021 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,306.9 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 16:24 UTC |
WALSH JEFFREY RController
|
GrantCommon Stock | 129,817.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-022677 · rrd273035.xml · nonDerivative · entry 1 WALSH JEFFREY R · CIK 0001469021 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,495.9 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| April 01, 2010 Filed Apr 1, 2010 17:20 UTC |
BELDA ALAIN J PDirector
|
GrantCommon Stock | 6,145.8 | $3.66 | $22,499.77 |
DisclosureSEC source: 0001181431-10-019570 · rrd270433.xml · nonDerivative · entry 1 BELDA ALAIN J P · CIK 0001127285 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 78,385.7 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. F3 · balance_after: In addition, the Reporting Person directly beneficially owns 18,380.8356 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 5,395.6 shares of common stock. F4 · balance_after: Reflects 3,072.7 shares of deferred common stock which vested on 1/20/2010 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2010 Filed Apr 1, 2010 17:21 UTC |
PARSONS RICHARD DDirector
|
GrantCommon Stock | 6,145.8 | $3.66 | $22,499.77 |
DisclosureSEC source: 0001181431-10-019573 · rrd270446.xml · nonDerivative · entry 1 PARSONS RICHARD D · CIK 0001008086 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 86,349.6 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. F3 · balance_after: Reflects 6,145.4 shares of deferred common stock which vested on 1/20/2010 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. F4 · balance_after: In addition, the Reporting Person directly beneficially owns 46,654.7678 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 13,695.3 shares of common stock. Read SEC document |
| April 01, 2010 Filed Apr 1, 2010 17:22 UTC |
THOMPSON WILLIAM SDirector
|
GrantCommon Stock | 5,121 | $3.66 | $18,747.98 |
DisclosureSEC source: 0001181431-10-019576 · rrd270670.xml · nonDerivative · entry 1 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 134,239 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2010 Filed Apr 1, 2010 17:23 UTC |
SANTOMERO ANTHONY MDirector
|
GrantCommon Stock | 6,145.8 | $3.66 | $22,499.77 |
DisclosureSEC source: 0001181431-10-019577 · rrd270447.xml · nonDerivative · entry 1 SANTOMERO ANTHONY M · CIK 0001432225 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,269.7 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2010 Filed Apr 1, 2010 17:23 UTC |
ONEILL MICHAEL EDirector
|
GrantCommon Stock | 8,535.9 | $3.66 | $31,249.93 |
DisclosureSEC source: 0001181431-10-019578 · rrd270444.xml · nonDerivative · entry 1 ONEILL MICHAEL E · CIK 0001204673 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,581.5 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2010 Filed Apr 1, 2010 17:24 UTC |
GRUNDHOFER JERRY ADirector
|
GrantCommon Stock | 7,511.6 | $3.66 | $27,499.97 |
DisclosureSEC source: 0001181431-10-019580 · rrd270441.xml · nonDerivative · entry 1 GRUNDHOFER JERRY A · CIK 0001105789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,511.6 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 08, 2010 Filed Feb 10, 2010 16:12 UTC |
THOMPSON WILLIAM SDirector
|
PurchaseT-DECS · Derivative | 900 | $101.18 | $91,062.00 |
DisclosureSEC source: 0001181431-10-008117 · rrd265433.xml · derivative · entry 15 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,900 Underlying: Common Stock · Not disclosed shares Expires 2012-12-15 F2 · derivative.exercise_price: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $3.15 per share and a maximum price of $3.94 per share. F3 · derivative.exercise_date: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012. F4 · derivative.underlying_shares: Based on the Reporting Person's aggregate purchase of 4,900 T-DECS units as reported on this Form 4, the Reporting Person has the right to acquire a minimum of 124,365 shares, and a maximum of 155,555 shares, of the Issuer's common stock. Read SEC document |
| February 08, 2010 Filed Feb 10, 2010 16:12 UTC |
THOMPSON WILLIAM SDirector
|
PurchaseT-DECS · Derivative | 100 | $101.20 | $10,120.00 |
DisclosureSEC source: 0001181431-10-008117 · rrd265433.xml · derivative · entry 14 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,000 Underlying: Common Stock · Not disclosed shares Expires 2012-12-15 F2 · derivative.exercise_price: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $3.15 per share and a maximum price of $3.94 per share. F3 · derivative.exercise_date: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012. F4 · derivative.underlying_shares: Based on the Reporting Person's aggregate purchase of 4,900 T-DECS units as reported on this Form 4, the Reporting Person has the right to acquire a minimum of 124,365 shares, and a maximum of 155,555 shares, of the Issuer's common stock. Read SEC document |
| February 08, 2010 Filed Feb 10, 2010 16:12 UTC |
THOMPSON WILLIAM SDirector
|
PurchaseT-DECS · Derivative | 100 | $100.96 | $10,096.00 |
DisclosureSEC source: 0001181431-10-008117 · rrd265433.xml · derivative · entry 13 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,900 Underlying: Common Stock · Not disclosed shares Expires 2012-12-15 F2 · derivative.exercise_price: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $3.15 per share and a maximum price of $3.94 per share. F3 · derivative.exercise_date: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012. F4 · derivative.underlying_shares: Based on the Reporting Person's aggregate purchase of 4,900 T-DECS units as reported on this Form 4, the Reporting Person has the right to acquire a minimum of 124,365 shares, and a maximum of 155,555 shares, of the Issuer's common stock. Read SEC document |
| February 08, 2010 Filed Feb 10, 2010 16:12 UTC |
THOMPSON WILLIAM SDirector
|
PurchaseT-DECS · Derivative | 400 | $101.00 | $40,400.00 |
DisclosureSEC source: 0001181431-10-008117 · rrd265433.xml · derivative · entry 12 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,800 Underlying: Common Stock · Not disclosed shares Expires 2012-12-15 F2 · derivative.exercise_price: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $3.15 per share and a maximum price of $3.94 per share. F3 · derivative.exercise_date: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012. F4 · derivative.underlying_shares: Based on the Reporting Person's aggregate purchase of 4,900 T-DECS units as reported on this Form 4, the Reporting Person has the right to acquire a minimum of 124,365 shares, and a maximum of 155,555 shares, of the Issuer's common stock. Read SEC document |
| February 08, 2010 Filed Feb 10, 2010 16:12 UTC |
THOMPSON WILLIAM SDirector
|
PurchaseT-DECS · Derivative | 700 | $101.48 | $71,036.00 |
DisclosureSEC source: 0001181431-10-008117 · rrd265433.xml · derivative · entry 11 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,400 Underlying: Common Stock · Not disclosed shares Expires 2012-12-15 F2 · derivative.exercise_price: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $3.15 per share and a maximum price of $3.94 per share. F3 · derivative.exercise_date: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012. F4 · derivative.underlying_shares: Based on the Reporting Person's aggregate purchase of 4,900 T-DECS units as reported on this Form 4, the Reporting Person has the right to acquire a minimum of 124,365 shares, and a maximum of 155,555 shares, of the Issuer's common stock. Read SEC document |
| February 08, 2010 Filed Feb 10, 2010 16:12 UTC |
THOMPSON WILLIAM SDirector
|
PurchaseT-DECS · Derivative | 500 | $101.50 | $50,750.00 |
DisclosureSEC source: 0001181431-10-008117 · rrd265433.xml · derivative · entry 10 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,700 Underlying: Common Stock · Not disclosed shares Expires 2012-12-15 F2 · derivative.exercise_price: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $3.15 per share and a maximum price of $3.94 per share. F3 · derivative.exercise_date: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012. F4 · derivative.underlying_shares: Based on the Reporting Person's aggregate purchase of 4,900 T-DECS units as reported on this Form 4, the Reporting Person has the right to acquire a minimum of 124,365 shares, and a maximum of 155,555 shares, of the Issuer's common stock. Read SEC document |
| February 08, 2010 Filed Feb 10, 2010 16:12 UTC |
THOMPSON WILLIAM SDirector
|
PurchaseT-DECS · Derivative | 200 | $101.30 | $20,260.00 |
DisclosureSEC source: 0001181431-10-008117 · rrd265433.xml · derivative · entry 9 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,200 Underlying: Common Stock · Not disclosed shares Expires 2012-12-15 F2 · derivative.exercise_price: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $3.15 per share and a maximum price of $3.94 per share. F3 · derivative.exercise_date: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012. F4 · derivative.underlying_shares: Based on the Reporting Person's aggregate purchase of 4,900 T-DECS units as reported on this Form 4, the Reporting Person has the right to acquire a minimum of 124,365 shares, and a maximum of 155,555 shares, of the Issuer's common stock. Read SEC document |
| February 08, 2010 Filed Feb 10, 2010 16:12 UTC |
THOMPSON WILLIAM SDirector
|
PurchaseT-DECS · Derivative | 200 | $101.55 | $20,310.00 |
DisclosureSEC source: 0001181431-10-008117 · rrd265433.xml · derivative · entry 8 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,000 Underlying: Common Stock · Not disclosed shares Expires 2012-12-15 F2 · derivative.exercise_price: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $3.15 per share and a maximum price of $3.94 per share. F3 · derivative.exercise_date: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012. F4 · derivative.underlying_shares: Based on the Reporting Person's aggregate purchase of 4,900 T-DECS units as reported on this Form 4, the Reporting Person has the right to acquire a minimum of 124,365 shares, and a maximum of 155,555 shares, of the Issuer's common stock. Read SEC document |
| February 08, 2010 Filed Feb 10, 2010 16:12 UTC |
THOMPSON WILLIAM SDirector
|
PurchaseT-DECS · Derivative | 100 | $101.58 | $10,158.00 |
DisclosureSEC source: 0001181431-10-008117 · rrd265433.xml · derivative · entry 7 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,800 Underlying: Common Stock · Not disclosed shares Expires 2012-12-15 F2 · derivative.exercise_price: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $3.15 per share and a maximum price of $3.94 per share. F3 · derivative.exercise_date: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012. F4 · derivative.underlying_shares: Based on the Reporting Person's aggregate purchase of 4,900 T-DECS units as reported on this Form 4, the Reporting Person has the right to acquire a minimum of 124,365 shares, and a maximum of 155,555 shares, of the Issuer's common stock. Read SEC document |
| February 08, 2010 Filed Feb 10, 2010 16:12 UTC |
THOMPSON WILLIAM SDirector
|
PurchaseT-DECS · Derivative | 100 | $101.78 | $10,178.00 |
DisclosureSEC source: 0001181431-10-008117 · rrd265433.xml · derivative · entry 6 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,700 Underlying: Common Stock · Not disclosed shares Expires 2012-12-15 F2 · derivative.exercise_price: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $3.15 per share and a maximum price of $3.94 per share. F3 · derivative.exercise_date: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012. F4 · derivative.underlying_shares: Based on the Reporting Person's aggregate purchase of 4,900 T-DECS units as reported on this Form 4, the Reporting Person has the right to acquire a minimum of 124,365 shares, and a maximum of 155,555 shares, of the Issuer's common stock. Read SEC document |
| February 08, 2010 Filed Feb 10, 2010 16:12 UTC |
THOMPSON WILLIAM SDirector
|
PurchaseT-DECS · Derivative | 200 | $101.87 | $20,374.00 |
DisclosureSEC source: 0001181431-10-008117 · rrd265433.xml · derivative · entry 5 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,600 Underlying: Common Stock · Not disclosed shares Expires 2012-12-15 F2 · derivative.exercise_price: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $3.15 per share and a maximum price of $3.94 per share. F3 · derivative.exercise_date: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012. F4 · derivative.underlying_shares: Based on the Reporting Person's aggregate purchase of 4,900 T-DECS units as reported on this Form 4, the Reporting Person has the right to acquire a minimum of 124,365 shares, and a maximum of 155,555 shares, of the Issuer's common stock. Read SEC document |
| February 08, 2010 Filed Feb 10, 2010 16:12 UTC |
THOMPSON WILLIAM SDirector
|
PurchaseT-DECS · Derivative | 200 | $101.97 | $20,394.00 |
DisclosureSEC source: 0001181431-10-008117 · rrd265433.xml · derivative · entry 4 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,400 Underlying: Common Stock · Not disclosed shares Expires 2012-12-15 F2 · derivative.exercise_price: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $3.15 per share and a maximum price of $3.94 per share. F3 · derivative.exercise_date: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012. F4 · derivative.underlying_shares: Based on the Reporting Person's aggregate purchase of 4,900 T-DECS units as reported on this Form 4, the Reporting Person has the right to acquire a minimum of 124,365 shares, and a maximum of 155,555 shares, of the Issuer's common stock. Read SEC document |
| February 08, 2010 Filed Feb 10, 2010 16:12 UTC |
THOMPSON WILLIAM SDirector
|
PurchaseTangible Dividend Enhanced Common Stock (T-DECS) · Derivative | 1,200 | $102.00 | $122,400.00 |
DisclosureSEC source: 0001181431-10-008117 · rrd265433.xml · derivative · entry 3 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,200 Underlying: Common Stock · Not disclosed shares Expires 2012-12-15 F1 · security: Each T-DECS is a unit comprised of a prepaid stock purchase contract and a junior subordinated amortizing note due December 15, 2012. Additional information about the Issuer's T-DECS may be found at http://www.sec.gov/Archives/edgar/data/831001/000095012309071482/y81071fwp.htm. F2 · derivative.exercise_price: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $3.15 per share and a maximum price of $3.94 per share. F3 · derivative.exercise_date: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012. F4 · derivative.underlying_shares: Based on the Reporting Person's aggregate purchase of 4,900 T-DECS units as reported on this Form 4, the Reporting Person has the right to acquire a minimum of 124,365 shares, and a maximum of 155,555 shares, of the Issuer's common stock. Read SEC document |
| February 04, 2010 Filed Feb 5, 2010 21:20 UTC |
KELLY EDWARD J IIIVice Chairman
|
Tax withholdingCommon Stock | 4,198 | $3.26 | $13,685.48 |
DisclosureSEC source: 0001181431-10-007006 · rrd265116.xml · nonDerivative · entry 1 KELLY EDWARD J III · CIK 0001160225 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,156,812.2 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2010 Filed Jan 26, 2010 21:15 UTC |
PANDIT VIKRAM SDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 21,098 | $3.31 | $69,728.89 |
DisclosureSEC source: 0001181431-10-004652 · rrd262460.xml · nonDerivative · entry 1 PANDIT VIKRAM S · CIK 0001183417 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,309,879.7 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 21, 2010 Filed Jan 21, 2010 23:32 UTC |
RODIN JUDITHDirector
|
SaleCommon Stock | 1,854.8 | $3.34 | $6,195.03 |
DisclosureSEC source: 0001181431-10-004082 · rrd262466.xml · nonDerivative · entry 2 RODIN JUDITH · CIK 0001102075 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 366 Read SEC document |
| January 20, 2010 Filed Jan 22, 2010 00:40 UTC |
Callahan DonChief Administrative Officer
|
Tax withholdingCommon Stock | 26,729 | $3.53 | $94,219.73 |
DisclosureSEC source: 0001181431-10-004117 · rrd262413.xml · nonDerivative · entry 3 Callahan Don · CIK 0001433990 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,673,265.1 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2010 Filed Jan 22, 2010 00:40 UTC |
CORBAT MICHAELCEO, Citi Holdings
|
Tax withholdingCommon Stock | 52,595 | $3.53 | $185,397.38 |
DisclosureSEC source: 0001181431-10-004118 · rrd262417.xml · nonDerivative · entry 3 CORBAT MICHAEL · CIK 0001462790 · CEO, Citi Holdings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,434,647.1 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2010 Filed Jan 22, 2010 00:41 UTC |
Gerspach John CChief Financial Officer
|
Tax withholdingCommon Stock | 8,131 | $3.53 | $28,661.78 |
DisclosureSEC source: 0001181431-10-004119 · rrd262419.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,139,629.7 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2010 Filed Jan 21, 2010 19:42 UTC |
HELFER MICHAEL SGeneral Counsel
|
Tax withholdingCommon Stock | 14,083 | $3.53 | $49,642.58 |
DisclosureSEC source: 0001181431-10-004120 · rrd262420.xml · nonDerivative · entry 3 HELFER MICHAEL S · CIK 0001197732 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,650.6 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2010 Filed Jan 21, 2010 20:03 UTC |
KADEN LEWIS BVice Chairman
|
Tax withholdingCommon Stock | 42,896 | $3.53 | $151,208.40 |
DisclosureSEC source: 0001181431-10-004129 · rrd262423.xml · nonDerivative · entry 3 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,881,780 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2010 Filed Jan 21, 2010 20:05 UTC |
Verme Alberto JCEO Europe, MidEast, Africa
|
Tax withholdingCommon Stock | 17,279 | $3.53 | $60,908.48 |
DisclosureSEC source: 0001181431-10-004131 · rrd262426.xml · nonDerivative · entry 1 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,718,041 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2010 Filed Jan 21, 2010 20:05 UTC |
WALSH JEFFREY RController
|
Tax withholdingCommon Stock | 2,596 | $3.53 | $9,150.90 |
DisclosureSEC source: 0001181431-10-004132 · rrd262430.xml · nonDerivative · entry 2 WALSH JEFFREY R · CIK 0001469021 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,678.5 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2010 Filed Jan 21, 2010 20:07 UTC |
Mills WilliamCEO Europe, Mid East, Africa
|
Tax withholdingCommon Stock | 78,950 | $3.53 | $278,298.75 |
DisclosureSEC source: 0001181431-10-004133 · rrd262425.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,107,195.2 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2010 Filed Jan 21, 2010 20:07 UTC |
MEDINA-MORA MANUELChair & CEO Latin Amer. & Mex.
|
Tax withholdingCommon Stock | 31,905 | $3.53 | $112,465.13 |
DisclosureSEC source: 0001181431-10-004134 · rrd262424.xml · nonDerivative · entry 1 MEDINA-MORA MANUEL · CIK 0001339253 · Chair & CEO Latin Amer. & Mex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,949,083.5 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 18:18 UTC |
ARMSTRONG C MICHAELDirector
|
GrantCommon Stock | 42,662.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004065 · rrd262439.xml · nonDerivative · entry 1 ARMSTRONG C MICHAEL · CIK 0001168011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,921.9 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 18:19 UTC |
BELDA ALAIN J PDirector
|
GrantCommon Stock | 42,662.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004066 · rrd262441.xml · nonDerivative · entry 1 BELDA ALAIN J P · CIK 0001127285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,086.2 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 18:19 UTC |
COLLINS TIMOTHY CDirector
|
GrantCommon Stock | 42,662.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004067 · rrd262447.xml · nonDerivative · entry 1 COLLINS TIMOTHY C · CIK 0000934815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,023.3 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 18:20 UTC |
GRUNDHOFER JERRY ADirector
|
GrantCommon Stock | 42,662.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004068 · rrd262450.xml · nonDerivative · entry 1 GRUNDHOFER JERRY A · CIK 0001105789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,938.4 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 23:20 UTC |
LIVERIS ANDREW NDirector
|
GrantCommon Stock | 42,662.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004069 · rrd262455.xml · nonDerivative · entry 1 LIVERIS ANDREW N · CIK 0001269971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,043.3 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 18:21 UTC |
ONEILL MICHAEL EDirector
|
GrantCommon Stock | 42,662.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004070 · rrd262458.xml · nonDerivative · entry 1 ONEILL MICHAEL E · CIK 0001204673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,938.4 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.