Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | CEO Europe, MidEast, Africa | February 14, 2011 | February 16, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date February 14, 2011 · Filed February 16, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.91 · Expires 2017-02-14 | Direct | 1,000,000 |
Reported balance
After 2011-02-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2011-02-14 · Grant · Acquired 1,000,000 · Balance 1,000,000 F1: The options vest in three equal annual installments beginning on February 14, 2012. F2: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction. |
| Common StockSEC Table I · non-derivative | Direct | 4,336,109.3 |
Reported balance
Holding disclosure · report date 2011-02-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,336,109.3 |
| Common StockSEC Table I · non-derivative | IndirectBy Children | 900 |
Reported balance
Holding disclosure · report date 2011-02-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 900 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(K) Plan | 19,898 |
Reported balance
Holding disclosure · report date 2011-02-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 19,898 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 5,500 |
Reported balance
Holding disclosure · report date 2011-02-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,500 |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest in three equal annual installments beginning on February 14, 2012.
F2: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2011 Filed Feb 16, 2011 16:37 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $4.91 | $0.00 |
DisclosureSEC source: 0001181431-11-010850 · rrd301728.xml · derivative · entry 5 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2017-02-14 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2012. F2 · balance_after: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction. Read SEC document |
| January 20, 2011 Filed Jan 24, 2011 17:01 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 23,930 | $4.77 | $114,146.10 |
DisclosureSEC source: 0001181431-11-004825 · rrd298423.xml · nonDerivative · entry 1 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,336,109.3 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 17:18 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 520,833.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-004521 · rrd298007.xml · nonDerivative · entry 1 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,360,039.3 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| December 30, 2010 Filed Jan 3, 2011 17:02 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 26,913 | $4.76 | $128,105.88 |
DisclosureSEC source: 0001181431-11-000342 · rrd295835.xml · nonDerivative · entry 2 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,839,206 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| December 30, 2010 Filed Jan 3, 2011 17:02 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 105,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-000342 · rrd295835.xml · nonDerivative · entry 1 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,866,119 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 16:04 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 30,501 | $4.20 | $128,104.20 |
DisclosureSEC source: 0001181431-10-058742 · rrd292529.xml · nonDerivative · entry 2 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,760,581 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 16:04 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 119,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-058742 · rrd292529.xml · nonDerivative · entry 1 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,791,082 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| November 04, 2010 Filed Nov 8, 2010 16:05 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 5,500 | $4.25 | $23,375.00 |
DisclosureSEC source: 0001181431-10-054021 · rrd290184.xml · nonDerivative · entry 1 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,500 Read SEC document |
| October 29, 2010 Filed Nov 2, 2010 16:06 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 30,721 | $4.17 | $128,106.57 |
DisclosureSEC source: 0001181431-10-052907 · rrd289554.xml · nonDerivative · entry 2 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,671,472 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| October 29, 2010 Filed Nov 2, 2010 16:06 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 120,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-052907 · rrd289554.xml · nonDerivative · entry 1 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,702,193 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| September 30, 2010 Filed Oct 1, 2010 16:15 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 295,623 | $3.90 | $1,152,929.70 |
DisclosureSEC source: 0001181431-10-048810 · rrd287409.xml · nonDerivative · entry 2 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,581,722 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| September 30, 2010 Filed Oct 1, 2010 16:15 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 1,159,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-048810 · rrd287409.xml · nonDerivative · entry 1 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,877,345 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| January 20, 2010 Filed Jan 21, 2010 20:05 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 17,279 | $3.53 | $60,908.48 |
DisclosureSEC source: 0001181431-10-004131 · rrd262426.xml · nonDerivative · entry 1 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,718,041 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 18:02 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 745,481.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-000566 · rrd261493.xml · nonDerivative · entry 1 Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,735,320 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.