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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2010 Filed Nov 22, 2010 16:05 UTC
MEDINA-MORA MANUELCEO, Consumer Banking Americas
PurchaseCommon Stock 162,100 $4.29 $696,154.66
Disclosure

SEC source: 0001181431-10-057039 · rrd291678.xml · nonDerivative · entry 2

MEDINA-MORA MANUEL · CIK 0001339253 · CEO, Consumer Banking Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,530,751.5

F1 · kind: The purchase was effectuated on the Bolsa Mexicana de Valores (Mexican Stock Exchange).

F2 · price: The purchase was effectuated in Mexican pesos and converted into US dollars based on the currency conversion rate of 12.2 pesos per dollar in effect on the transaction date.

Read SEC document
November 18, 2010 Filed Nov 22, 2010 16:05 UTC
MEDINA-MORA MANUELCEO, Consumer Banking Americas
PurchaseCommon Stock 380,000 $4.30 $1,633,810.00
Disclosure

SEC source: 0001181431-10-057039 · rrd291678.xml · nonDerivative · entry 1

MEDINA-MORA MANUEL · CIK 0001339253 · CEO, Consumer Banking Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,368,651.5

Read SEC document
November 04, 2010 Filed Nov 8, 2010 16:05 UTC
Verme Alberto JCEO Europe, MidEast, Africa
PurchaseCommon Stock 5,500 $4.25 $23,375.00
Disclosure

SEC source: 0001181431-10-054021 · rrd290184.xml · nonDerivative · entry 1

Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,500

Read SEC document
October 29, 2010 Filed Nov 2, 2010 20:04 UTC
Gerspach John CChief Financial Officer
Tax withholdingCommon Stock 37,904 $4.17 $158,059.68
Disclosure

SEC source: 0001181431-10-052899 · rrd289542.xml · nonDerivative · entry 2

Gerspach John C · CIK 0001321140 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546,481.7

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
October 29, 2010 Filed Nov 2, 2010 20:04 UTC
Gerspach John CChief Financial Officer
GrantCommon Stock 83,266 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052899 · rrd289542.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584,385.7

F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program.

Read SEC document
October 29, 2010 Filed Nov 2, 2010 16:04 UTC
HAVENS JOHN PCEO, Institutional Clients Grp
Tax withholdingCommon Stock 82,788 $4.17 $345,225.96
Disclosure

SEC source: 0001181431-10-052900 · rrd289546.xml · nonDerivative · entry 2

HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,272,798.3

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
October 29, 2010 Filed Nov 2, 2010 16:04 UTC
HAVENS JOHN PCEO, Institutional Clients Grp
GrantCommon Stock 179,856 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052900 · rrd289546.xml · nonDerivative · entry 1

HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,355,586.3

F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program.

Read SEC document
October 29, 2010 Filed Nov 2, 2010 20:05 UTC
KELLY EDWARD J IIIVice Chairman
Tax withholdingCommon Stock 60,828 $4.17 $253,652.76
Disclosure

SEC source: 0001181431-10-052902 · rrd289547.xml · nonDerivative · entry 2

KELLY EDWARD J III · CIK 0001160225 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681,849.2

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
October 29, 2010 Filed Nov 2, 2010 20:05 UTC
KELLY EDWARD J IIIVice Chairman
GrantCommon Stock 119,904 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052902 · rrd289547.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,742,677.2

F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program.

Read SEC document
October 29, 2010 Filed Nov 2, 2010 16:05 UTC
MEDINA-MORA MANUELCEO, Consumer Banking Americas
GrantCommon Stock 148,899 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052903 · rrd289551.xml · nonDerivative · entry 1

MEDINA-MORA MANUEL · CIK 0001339253 · CEO, Consumer Banking Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,988,651.5

F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program.

Read SEC document
October 29, 2010 Filed Nov 2, 2010 16:05 UTC
Mills WilliamCEO Europe, Mid East, Africa
Tax withholdingCommon Stock 49,516 $4.17 $206,481.72
Disclosure

SEC source: 0001181431-10-052904 · rrd289553.xml · nonDerivative · entry 2

Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,612,571.2

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
October 29, 2010 Filed Nov 2, 2010 16:05 UTC
Mills WilliamCEO Europe, Mid East, Africa
GrantCommon Stock 97,089 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052904 · rrd289553.xml · nonDerivative · entry 1

Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,662,087.2

F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program.

Read SEC document
October 29, 2010 Filed Nov 2, 2010 16:06 UTC
Verme Alberto JCEO Europe, MidEast, Africa
Tax withholdingCommon Stock 30,721 $4.17 $128,106.57
Disclosure

SEC source: 0001181431-10-052907 · rrd289554.xml · nonDerivative · entry 2

Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,671,472

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
October 29, 2010 Filed Nov 2, 2010 16:06 UTC
Verme Alberto JCEO Europe, MidEast, Africa
GrantCommon Stock 120,471 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052907 · rrd289554.xml · nonDerivative · entry 1

Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,702,193

F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 16:24 UTC GrantCommon Stock 5,772.1 $3.90 $22,499.65
Disclosure

SEC source: 0001181431-10-049319 · rrd286591.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 90,015.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: In addition, the Reporting Person directly beneficially owns 18,380.8356 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 5,391.2 shares of common stock.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 16:27 UTC GrantCommon Stock 7,054.8 $3.90 $27,499.61
Disclosure

SEC source: 0001181431-10-049324 · rrd286592.xml · nonDerivative · entry 1

GRUNDHOFER JERRY A · CIK 0001105789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,725.9

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 16:28 UTC GrantCommon Stock 7,054.8 $3.90 $27,499.61
Disclosure

SEC source: 0001181431-10-049327 · rrd286594.xml · nonDerivative · entry 1

ONEILL MICHAEL E · CIK 0001204673 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,772.2

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 16:29 UTC GrantCommon Stock 4,810.1 $3.90 $18,749.77
Disclosure

SEC source: 0001181431-10-049329 · rrd286596.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 97,017.5

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: In addition, the Reporting Person directly beneficially owns 46,654.7678 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 13,684.3 shares of common stock.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 16:30 UTC GrantCommon Stock 6,734.2 $3.90 $26,249.91
Disclosure

SEC source: 0001181431-10-049330 · rrd286597.xml · nonDerivative · entry 1

SANTOMERO ANTHONY M · CIK 0001432225 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 36,790.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 16:30 UTC GrantCommon Stock 4,810 $3.90 $18,749.38
Disclosure

SEC source: 0001181431-10-049331 · rrd286598.xml · nonDerivative · entry 1

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 143,930

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 20:12 UTC
Gerspach John CChief Financial Officer
Tax withholdingCommon Stock 369,792 $3.90 $1,442,188.80
Disclosure

SEC source: 0001181431-10-048794 · rrd287398.xml · nonDerivative · entry 2

Gerspach John C · CIK 0001321140 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501,119.7

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 20:12 UTC
Gerspach John CChief Financial Officer
GrantCommon Stock 801,282 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-048794 · rrd287398.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,870,911.7

F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 16:13 UTC
HAVENS JOHN PCEO, Institutional Clients Grp
Tax withholdingCommon Stock 799,616 $3.90 $3,118,502.40
Disclosure

SEC source: 0001181431-10-048796 · rrd287399.xml · nonDerivative · entry 2

HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175,730.3

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 16:13 UTC
HAVENS JOHN PCEO, Institutional Clients Grp
GrantCommon Stock 1,730,769 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-048796 · rrd287399.xml · nonDerivative · entry 1

HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,975,346.3

F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 16:14 UTC
MEDINA-MORA MANUELCEO, Consumer Banking Americas
Tax withholdingCommon Stock 542,198 $3.90 $2,114,572.20
Disclosure

SEC source: 0001181431-10-048803 · rrd287402.xml · nonDerivative · entry 2

MEDINA-MORA MANUEL · CIK 0001339253 · CEO, Consumer Banking Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,839,752.5

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 16:14 UTC
MEDINA-MORA MANUELCEO, Consumer Banking Americas
GrantCommon Stock 1,432,867 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-048803 · rrd287402.xml · nonDerivative · entry 1

MEDINA-MORA MANUEL · CIK 0001339253 · CEO, Consumer Banking Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,381,950.5

F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 16:14 UTC
Mills WilliamCEO Europe, Mid East, Africa
Tax withholdingCommon Stock 476,491 $3.90 $1,858,314.90
Disclosure

SEC source: 0001181431-10-048805 · rrd287405.xml · nonDerivative · entry 2

Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,564,998.2

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 16:14 UTC
Mills WilliamCEO Europe, Mid East, Africa
GrantCommon Stock 934,294 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-048805 · rrd287405.xml · nonDerivative · entry 1

Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,041,489.2

F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 16:15 UTC
Verme Alberto JCEO Europe, MidEast, Africa
Tax withholdingCommon Stock 295,623 $3.90 $1,152,929.70
Disclosure

SEC source: 0001181431-10-048810 · rrd287409.xml · nonDerivative · entry 2

Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,581,722

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 16:15 UTC
Verme Alberto JCEO Europe, MidEast, Africa
GrantCommon Stock 1,159,304 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-048810 · rrd287409.xml · nonDerivative · entry 1

Verme Alberto J · CIK 0001479849 · CEO Europe, MidEast, Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,877,345

F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 20:15 UTC
KELLY EDWARD J IIIVice Chairman
Tax withholdingCommon Stock 587,885 $3.90 $2,292,751.50
Disclosure

SEC source: 0001181431-10-048813 · rrd287401.xml · nonDerivative · entry 2

KELLY EDWARD J III · CIK 0001160225 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622,773.2

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 20:15 UTC
KELLY EDWARD J IIIVice Chairman
GrantCommon Stock 1,153,846 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-048813 · rrd287401.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,210,658.2

F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program.

Read SEC document
September 20, 2010 Filed Sep 22, 2010 16:12 UTC
HELFER MICHAEL SGeneral Counsel
Tax withholdingCommon Stock 30,569 $3.97 $121,358.93
Disclosure

SEC source: 0001181431-10-047588 · rrd286584.xml · nonDerivative · entry 1

HELFER MICHAEL S · CIK 0001197732 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,928.3

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
August 09, 2010 Filed Aug 11, 2010 20:15 UTC
Gerspach John CChief Financial Officer
SaleCommon Stock 70,000 $4.03 $282,100.00
Disclosure

SEC source: 0001181431-10-041447 · rrd283469.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,629.7

Read SEC document
July 30, 2010 Filed Aug 3, 2010 16:07 UTC
BIRD STEPHENCEO ASIA PACIFIC
SaleCommon Stock 300,000 $4.07 $1,221,510.00
Disclosure

SEC source: 0001181431-10-039893 · rrd282480.xml · nonDerivative · entry 1

BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,774.4

Read SEC document
July 01, 2010 Filed Jul 2, 2010 14:39 UTC GrantCommon Stock 5,857.8 $3.84 $22,499.81
Disclosure

SEC source: 0001181431-10-035873 · rrd278831.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 84,243.5

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: In addition, the Reporting Person directly beneficially owns 18,380.8356 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 5,396.2 shares of common stock.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 14:40 UTC GrantCommon Stock 7,159.5 $3.84 $27,499.64
Disclosure

SEC source: 0001181431-10-035875 · rrd278835.xml · nonDerivative · entry 1

GRUNDHOFER JERRY A · CIK 0001105789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,671.1

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 14:41 UTC GrantCommon Stock 8,135.9 $3.84 $31,249.99
Disclosure

SEC source: 0001181431-10-035877 · rrd278837.xml · nonDerivative · entry 1

ONEILL MICHAEL E · CIK 0001204673 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 36,717.4

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 14:42 UTC GrantCommon Stock 5,857.8 $3.84 $22,499.81
Disclosure

SEC source: 0001181431-10-035880 · rrd278839.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 92,207.4

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: In addition, the Reporting Person directly beneficially owns 46,654.7678 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 13,696.9 shares of common stock.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 14:42 UTC GrantCommon Stock 8,786.7 $3.84 $33,749.71
Disclosure

SEC source: 0001181431-10-035882 · rrd278841.xml · nonDerivative · entry 1

SANTOMERO ANTHONY M · CIK 0001432225 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 30,056.4

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 14:43 UTC GrantCommon Stock 4,881 $3.84 $18,747.92
Disclosure

SEC source: 0001181431-10-035883 · rrd278844.xml · nonDerivative · entry 1

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 139,120

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 14:44 UTC GrantCommon Stock 29,281.6 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-035884 · rrd280149.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,281.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
May 13, 2010 Filed May 14, 2010 16:03 UTC
HELFER MICHAEL SGeneral Counsel
SaleCommon Stock 21,378 $4.12 $88,077.36
Disclosure

SEC source: 0001181431-10-026981 · rrd275547.xml · nonDerivative · entry 1

HELFER MICHAEL S · CIK 0001197732 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,497.3

Read SEC document
May 11, 2010 Filed May 12, 2010 16:07 UTC SaleCommon Stock 24,789 $4.18 $103,618.02
Disclosure

SEC source: 0001181431-10-026094 · rrd275173.xml · nonDerivative · entry 1

GRUNDHOFER JERRY A · CIK 0001105789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Read SEC document
May 10, 2010 Filed May 12, 2010 20:05 UTC
KELLY EDWARD J IIIVice Chairman
SaleCommon Stock 1,700 $4.23 $7,182.50
Disclosure

SEC source: 0001181431-10-026092 · rrd274966.xml · nonDerivative · entry 2

KELLY EDWARD J III · CIK 0001160225 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056,812.2

Read SEC document
May 10, 2010 Filed May 12, 2010 20:05 UTC
KELLY EDWARD J IIIVice Chairman
SaleCommon Stock 98,300 $4.22 $414,826.00
Disclosure

SEC source: 0001181431-10-026092 · rrd274966.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,058,512.2

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May 10, 2010 Filed May 12, 2010 16:05 UTC
WALSH JEFFREY RController
SaleCommon Stock 45,000 $4.28 $192,600.00
Disclosure

SEC source: 0001181431-10-026093 · rrd275136.xml · nonDerivative · entry 1

WALSH JEFFREY R · CIK 0001469021 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,306.9

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April 26, 2010 Filed Apr 28, 2010 16:24 UTC
HAVENS JOHN PCEO, Institutional Clients Grp
SaleCommon Stock 597,177 $4.68 $2,792,041.35
Disclosure

SEC source: 0001181431-10-023208 · rrd273532.xml · nonDerivative · entry 1

HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,244,577.3

F1 · price: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $4.67 to $4.68. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

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April 21, 2010 Filed Apr 23, 2010 16:20 UTC
Apte ShirishCEO, Asia Pacific
Tax withholdingCommon Stock 49,483 $4.93 $243,951.19
Disclosure

SEC source: 0001181431-10-022671 · rrd273027.xml · nonDerivative · entry 2

Apte Shirish · CIK 0001434038 · CEO, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203,673.5

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

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April 21, 2010 Filed Apr 23, 2010 16:20 UTC
Apte ShirishCEO, Asia Pacific
GrantCommon Stock 344,827.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-022671 · rrd273027.xml · nonDerivative · entry 1

Apte Shirish · CIK 0001434038 · CEO, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,156.5

F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.