Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2021 Filed Apr 5, 2021 20:11 UTC |
TAYLOR DIANA LDirector
|
GrantCommon Stock | 259.14 | $71.43 | $18,510.89 |
DisclosureSEC source: 0001209191-21-025122 · doc4.xml · nonDerivative · entry 1 TAYLOR DIANA L · CIK 0001397512 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 36,551.9318 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:12 UTC |
Turley James SDirector
|
GrantCommon Stock | 13.9593 | $71.43 | $997.14 |
DisclosureSEC source: 0001209191-21-025125 · doc4.xml · nonDerivative · entry 2 Turley James S · CIK 0001580994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,885.0682 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:12 UTC |
Turley James SDirector
|
GrantCommon Stock | 134.1104 | $71.43 | $9,579.77 |
DisclosureSEC source: 0001209191-21-025125 · doc4.xml · nonDerivative · entry 1 Turley James S · CIK 0001580994 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,916.4339 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:13 UTC |
WRIGHT DEBORAH CDirector
|
GrantCommon Stock | 13.9593 | $71.43 | $997.14 |
DisclosureSEC source: 0001209191-21-025126 · doc4.xml · nonDerivative · entry 1 WRIGHT DEBORAH C · CIK 0001192501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,644.4898 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:14 UTC |
Wynaendts Alexander RDirector
|
GrantCommon Stock | 19.3654 | $71.43 | $1,383.31 |
DisclosureSEC source: 0001209191-21-025127 · doc4.xml · nonDerivative · entry 1 Wynaendts Alexander R · CIK 0001787734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,109.6208 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:15 UTC |
Zedillo ErnestoDirector
|
GrantCommon Stock | 13.9593 | $71.43 | $997.14 |
DisclosureSEC source: 0001209191-21-025130 · doc4.xml · nonDerivative · entry 2 ZEDILLO ERNESTO · CIK 0001184003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,347.0682 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:15 UTC |
Zedillo ErnestoDirector
|
GrantCommon Stock | 248.3939 | $71.43 | $17,743.27 |
DisclosureSEC source: 0001209191-21-025130 · doc4.xml · nonDerivative · entry 1 ZEDILLO ERNESTO · CIK 0001184003 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 35,036.1615 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 21:02 UTC |
Fernandez de Ybarra FranciscoCEO, Institutional Clients Grp
|
Tax withholdingCommon Stock | 28,385.87 | $65.78 | $1,867,222.53 |
DisclosureSEC source: 0001209191-21-013143 · doc4.xml · nonDerivative · entry 1 Fernandez de Ybarra Francisco · CIK 0001775724 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,122.04 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 21:03 UTC |
Turek ZdenekChief Risk Officer
|
Tax withholdingCommon Stock | 866.53 | $65.78 | $57,000.34 |
DisclosureSEC source: 0001209191-21-013145 · doc4.xml · nonDerivative · entry 1 Turek Zdenek · CIK 0001837361 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,552.45 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 21:04 UTC |
Whitaker MichaelHead of Enterprise O&T
|
Tax withholdingCommon Stock | 19,315.84 | $65.78 | $1,270,595.96 |
DisclosureSEC source: 0001209191-21-013148 · doc4.xml · nonDerivative · entry 1 Whitaker Michael · CIK 0001758982 · Head of Enterprise O&T 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,548.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:27 UTC |
CORBAT MICHAELDirector · Chief Executive Officer
|
GrantCommon Stock | 97,299.29 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010271 · doc4.xml · nonDerivative · entry 1 CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,901.82 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:29 UTC |
Babej PeterCEO, Asia Pacific
|
GrantCommon Stock | 35,825.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010276 · doc4.xml · nonDerivative · entry 1 Babej Peter · CIK 0001792004 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,993.5 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2022; none of the award is eligible for immediate sale. F2 · balance_after: Includes 553.82 shares acquired through dividend reinvestments. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:30 UTC |
Fernandez de Ybarra FranciscoCEO, Institutional Clients Grp
|
GrantCommon Stock | 83,645.35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010283 · doc4.xml · nonDerivative · entry 1 Fernandez de Ybarra Francisco · CIK 0001775724 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,507.91 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in five equal annual installments beginning on February 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:31 UTC |
Fraser Jane NindDirector · President
|
GrantCommon Stock | 79,190.18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010286 · doc4.xml · nonDerivative · entry 1 Fraser Jane Nind · CIK 0001644491 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,140.8 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:32 UTC |
Livingstone DavidCEO, Europe,Middle East&Africa
|
Tax withholdingCommon Stock | 3,634.12 | $63.62 | $231,202.71 |
DisclosureSEC source: 0001209191-21-010288 · doc4.xml · nonDerivative · entry 3 Livingstone David · CIK 0001770460 · CEO, Europe,Middle East&Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,869.75 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:32 UTC |
Livingstone DavidCEO, Europe,Middle East&Africa
|
GrantCommon Stock | 7,731.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010288 · doc4.xml · nonDerivative · entry 2 Livingstone David · CIK 0001770460 · CEO, Europe,Middle East&Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,503.87 F2 · shares: Award of stock pursuant to the Issuer's 2019 Stock Incentive Plan. The award vests immediately and is sale-restricted for 12 months following the grant date. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:32 UTC |
Livingstone DavidCEO, Europe,Middle East&Africa
|
GrantCommon Stock | 40,413.45 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010288 · doc4.xml · nonDerivative · entry 1 Livingstone David · CIK 0001770460 · CEO, Europe,Middle East&Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,772.75 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on February 20, 2025; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:33 UTC |
Mason MarkChief Financial Officer
|
GrantCommon Stock | 50,177.56 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010292 · doc4.xml · nonDerivative · entry 1 Mason Mark · CIK 0001487290 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,454.63 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:35 UTC |
McNiff MaryChief Compliance Officer
|
GrantCommon Stock | 26,158.92 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010296 · doc4.xml · nonDerivative · entry 1 McNiff Mary · CIK 0001774216 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,279.69 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:35 UTC |
Okpara JohnbullController&Chief Acct. Officer
|
GrantCommon Stock | 11,176.99 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010299 · doc4.xml · nonDerivative · entry 1 Okpara Johnbull · CIK 0001833084 · Controller&Chief Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,547.08 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:37 UTC |
Peetz Karen BChief Administrative Officer
|
GrantCommon Stock | 11,656.51 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010304 · doc4.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,636.51 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:37 UTC |
Selvakesari AnandCEO, Global Consumer Banking
|
GrantCommon Stock | 28,137.39 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010307 · doc4.xml · nonDerivative · entry 1 Selvakesari Anand · CIK 0001836808 · CEO, Global Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,859.79 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:38 UTC |
Skyler EdwardHead of Global Public Affairs
|
GrantCommon Stock | 27,145.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010311 · doc4.xml · nonDerivative · entry 1 Skyler Edward · CIK 0001810396 · Head of Global Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,436.023 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:39 UTC |
Torres Cantu ErnestoCEO, Latin America
|
GrantCommon Stock | 36,271.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010315 · doc4.xml · nonDerivative · entry 1 Torres Cantu Ernesto · CIK 0001792762 · CEO, Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,116.06 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:40 UTC |
Turek ZdenekChief Risk Officer
|
GrantCommon Stock | 12,209.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010318 · doc4.xml · nonDerivative · entry 2 Turek Zdenek · CIK 0001837361 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,418.98 F2 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on February 20, 2025; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:40 UTC |
Turek ZdenekChief Risk Officer
|
GrantCommon Stock | 4,606.93 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010318 · doc4.xml · nonDerivative · entry 1 Turek Zdenek · CIK 0001837361 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,209.54 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in five equal annual installments beginning on February 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:41 UTC |
Wechter SaraHead of Human Resources
|
GrantCommon Stock | 17,473.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010320 · doc4.xml · nonDerivative · entry 1 Wechter Sara · CIK 0001745277 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,921.46 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:42 UTC |
Weerasinghe RohanGeneral Counsel & Corp. Sec'y
|
GrantCommon Stock | 29,874.67 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010321 · doc4.xml · nonDerivative · entry 1 Weerasinghe Rohan · CIK 0001550815 · General Counsel & Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,492.98 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:43 UTC |
Whitaker MichaelHead of Enterprise O&T
|
GrantCommon Stock | 35,612.45 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010322 · doc4.xml · nonDerivative · entry 1 Whitaker Michael · CIK 0001758982 · Head of Enterprise O&T 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,863.94 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in three equal annual installments beginning on February 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:44 UTC |
COSTELLO ELLENDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010325 · doc4.xml · nonDerivative · entry 1 COSTELLO ELLEN · CIK 0001664542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,333.1089 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 2,546.2408 shares of deferred common stock which vested on 1/20/2021 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:45 UTC |
Dailey Grace EDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010327 · doc4.xml · nonDerivative · entry 1 Dailey Grace E · CIK 0001787628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,090.2554 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:46 UTC |
DESOER BARBARA JDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010331 · doc4.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,036.6452 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:47 UTC |
DUGAN JOHN CUNNINGHAMDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010333 · doc4.xml · nonDerivative · entry 1 DUGAN JOHN CUNNINGHAM · CIK 0001718909 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,196.7032 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:48 UTC |
HENNES DUNCAN PDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010338 · doc4.xml · nonDerivative · entry 1 HENNES DUNCAN P · CIK 0001450608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,745.1089 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 2,546.2408 shares of deferred common stock which vested on 1/20/2021 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:49 UTC |
Henry Peter B.Director
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010340 · doc4.xml · nonDerivative · entry 1 Henry Peter B. · CIK 0001513315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,648.1089 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 2,546.2408 shares of deferred common stock which vested on 1/20/2021 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:49 UTC |
IRELAND SUSAN LESLIEDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010342 · doc4.xml · nonDerivative · entry 1 IRELAND SUSAN LESLIE · CIK 0001718953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,887.1089 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 2,546.2408 shares of deferred common stock which vested on 1/20/2021 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:50 UTC |
Jacobs Lew W IVDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010346 · doc4.xml · nonDerivative · entry 1 Jacobs Lew W IV · CIK 0001385286 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,333.1089 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 2,546 shares of deferred common stock which vested on 1/20/2021 and were transferred to the Reporting Person's trust account in accordance with the Reporting Person's election. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:51 UTC |
James Renee JoDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010349 · doc4.xml · nonDerivative · entry 1 James Renee Jo · CIK 0001412439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,333.1089 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 2,546.2408 shares of deferred common stock which vested on 1/20/2021 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:52 UTC |
REINER GARY MDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010351 · doc4.xml · nonDerivative · entry 1 REINER GARY M · CIK 0001233171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,325.0636 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:52 UTC |
TAYLOR DIANA LDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010352 · doc4.xml · nonDerivative · entry 1 TAYLOR DIANA L · CIK 0001397512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,333.1089 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 2,546.2408 shares of deferred common stock which vested on 1/20/2021 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:53 UTC |
Turley James SDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010355 · doc4.xml · nonDerivative · entry 1 Turley James S · CIK 0001580994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,871.1089 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 2,546.2408 shares of deferred common stock which vested on 1/20/2021 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:54 UTC |
WRIGHT DEBORAH CDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010357 · doc4.xml · nonDerivative · entry 1 WRIGHT DEBORAH C · CIK 0001192501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,630.5305 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:55 UTC |
Wynaendts Alexander RDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010361 · doc4.xml · nonDerivative · entry 1 Wynaendts Alexander R · CIK 0001787734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,090.2554 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:56 UTC |
Zedillo ErnestoDirector
|
GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010363 · doc4.xml · nonDerivative · entry 1 ZEDILLO ERNESTO · CIK 0001184003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,333.1089 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 2,546.2408 shares of deferred common stock which vested on 1/20/2021 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 11, 2021 Filed Feb 26, 2021 22:21 UTC Amendment |
Turek ZdenekChief Risk Officer
|
Tax withholdingCommon Stock | 345.67 | $63.62 | $21,991.53 |
DisclosureSEC source: 0001209191-21-014892 · doc4a.xml · nonDerivative · entry 2 Turek Zdenek · CIK 0001837361 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,408.98 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 26, 2021 22:21 UTC Amendment |
Turek ZdenekChief Risk Officer
|
GrantCommon Stock | 2,335.67 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014892 · doc4a.xml · nonDerivative · entry 1 Turek Zdenek · CIK 0001837361 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,754.65 F1 · shares: Award of stock pursuant to the Issuer's 2019 Stock Incentive Plan. The award vests immediately and is sale-restricted for 12 months following the grant date. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:18 UTC |
Babej PeterCEO, Asia Pacific
|
Tax withholdingCommon Stock | 9,499.71 | $63.69 | $605,036.53 |
DisclosureSEC source: 0001209191-21-004859 · doc4.xml · nonDerivative · entry 1 Babej Peter · CIK 0001792004 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,613.85 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:19 UTC |
CORBAT MICHAELDirector · Chief Executive Officer
|
GrantPerformance Share Units · Derivative | 29,315.55 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004860 · doc4.xml · derivative · entry 2 CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,315.55 Underlying: Common Stock · 29,315.55 shares Expires not disclosed F2 · derivative.exercise_price: On February 15, 2018 the Reporting Person received from the Issuer a target award of 101,088.12 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 29,315.55 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021. F2 · derivative.exercise_date: On February 15, 2018 the Reporting Person received from the Issuer a target award of 101,088.12 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 29,315.55 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021. F2 · derivative.expiration_date: On February 15, 2018 the Reporting Person received from the Issuer a target award of 101,088.12 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 29,315.55 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:19 UTC |
CORBAT MICHAELDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 52,263.33 | $63.69 | $3,328,651.49 |
DisclosureSEC source: 0001209191-21-004860 · doc4.xml · nonDerivative · entry 1 CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,602.53 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:20 UTC |
DESOER BARBARA JDirector
|
GrantPerformance Share Units · Derivative | 7,596.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004862 · doc4.xml · derivative · entry 2 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,596.72 Underlying: Common Stock · 7,596.72 shares Expires not disclosed F2 · derivative.exercise_price: On February 15, 2018 the Reporting Person received from the Issuer a target award of 26,195.59 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,596.72 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021. F2 · derivative.exercise_date: On February 15, 2018 the Reporting Person received from the Issuer a target award of 26,195.59 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,596.72 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021. F2 · derivative.expiration_date: On February 15, 2018 the Reporting Person received from the Issuer a target award of 26,195.59 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,596.72 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.