Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 24, 2020 22:48 UTC |
Schueller Daniel E.Pres., Brad Foote Gear Works
|
Tax withholdingCommon Stock | 1,047 | $2.18 | $2,282.46 |
DisclosureSEC source: 0001104659-20-024344 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,732 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:48 UTC |
Mayo Gilbert W. Jr.Pres., Red Wolf Company, LLC
|
Tax withholdingCommon Stock | 1,047 | $2.18 | $2,282.46 |
DisclosureSEC source: 0001104659-20-024343 · a4.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,576 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:47 UTC |
KUSHNER STEPHANIE KDirector · President and CEO
|
Tax withholdingCommon Stock | 7,232 | $2.18 | $15,765.76 |
DisclosureSEC source: 0001104659-20-024342 · a4.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,958 F1 · shares: The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:47 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 1,860 | $2.18 | $4,054.80 |
DisclosureSEC source: 0001104659-20-024341 · a4.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,964 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 20:00 UTC |
REILAND DAVID PDirector
|
PurchaseCommon Stock | 10,000 | $1.85 | $18,500.00 |
DisclosureSEC source: 0001104659-19-072974 · a4.xml · nonDerivative · entry 1 REILAND DAVID P · CIK 0001222000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,326 F1 · balance_after: Includes 18,324 restricted stock units that vest on 4/23/20. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 20:00 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
PurchaseCommon Stock | 2,500 | $1.84 | $4,594.75 |
DisclosureSEC source: 0001104659-19-072973 · a4.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,824 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.8332 to $1.845, inclusive. The reporting person undertakes to provide to Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · balance_after: Includes (i) 1,785 restricted stock units that vest on 2/21/20; (ii) 10,750 restricted stock units that vest 5,375 shares on each of 2/20/20 and 2/20/21; and (iii) 25,397 restricted stock units that vest 8,465 shares on 4/23/20 and 8,466 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 19:59 UTC |
Blashford Eric B.Chief Operating Officer
|
PurchaseCommon Stock | 3,000 | $1.85 | $5,550.00 |
DisclosureSEC source: 0001104659-19-072972 · a4.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,640 F1 · balance_after: Includes (i) 4,729 restricted stock units that vest on 2/21/20; (ii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; (iii) 50,000 restricted stock units that vest on 5/4/21; and (iv) 52,313 restricted stock units that vest 17,437 shares on 4/23/20 and 17,438 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 18:04 UTC |
KUSHNER STEPHANIE KDirector · President and CEO
|
PurchaseCommon Stock | 10,000 | $1.80 | $18,000.00 |
DisclosureSEC source: 0001104659-19-047101 · a4.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,190 F1 · balance_after: Includes (i) 13,794 restricted stock units that vest on 2/21/20; (ii) 41,800 restricted stock units that vest 20,900 shares on each of 2/20/20 and 2/20/21; and (iii) 96,401 restricted stock units that vest 32,133 shares on 4/23/20, and 32,134 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 21:02 UTC |
Blashford Eric B.Chief Operating Officer
|
PurchaseCommon Stock | 2,000 | $1.62 | $3,240.00 |
DisclosureSEC source: 0001104659-19-046402 · a4.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,640 F1 · balance_after: Includes (i) 4,729 restricted stock units that vest on 2/21/20; (ii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; (iii) 50,000 restricted stock units that vest on 5/4/21; and (iv) 52,313 restricted stock units that vest 17,437 shares on 4/23/20 and 17,438 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 21:02 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
PurchaseCommon Stock | 800 | $1.68 | $1,346.48 |
DisclosureSEC source: 0001104659-19-046401 · a4.xml · nonDerivative · entry 3 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,324 F1 · balance_after: Includes (i) 1,785 restricted stock units that vest on 2/21/20; (ii) 10,750 restricted stock units that vest 5,375 shares on each of 2/20/20 and 2/20/21; and (iii) 25,397 restricted stock units that vest 8,465 shares on 4/23/20 and 8,466 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 21:02 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
PurchaseCommon Stock | 500 | $1.67 | $835.00 |
DisclosureSEC source: 0001104659-19-046401 · a4.xml · nonDerivative · entry 2 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,524 Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 21:02 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
PurchaseCommon Stock | 700 | $1.60 | $1,120.00 |
DisclosureSEC source: 0001104659-19-046401 · a4.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,024 Read SEC document |
| August 13, 2019 Filed Aug 13, 2019 20:43 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
PurchaseCommon Stock | 500 | $1.78 | $890.00 |
DisclosureSEC source: 0001104659-19-045610 · a4.xml · nonDerivative · entry 3 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,324 F2 · balance_after: Includes (i) 1,785 restricted stock units that vest on 2/21/20; (ii) 10,750 restricted stock units that vest 5,375 shares on each of 2/20/20 and 2/20/21; and (iii) 25,397 restricted stock units that vest 8,465 shares on 4/23/20 and 8,466 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:43 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
PurchaseCommon Stock | 2,000 | $1.88 | $3,760.00 |
DisclosureSEC source: 0001104659-19-045610 · a4.xml · nonDerivative · entry 2 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,824 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.795 to $1.96, inclusive. The reporting person undertakes to provide to Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:43 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
PurchaseCommon Stock | 500 | $1.88 | $940.00 |
DisclosureSEC source: 0001104659-19-045610 · a4.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,824 Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 20:44 UTC |
Mayo Gilbert W. Jr.Pres., Red Wolf Company, LLC
|
Tax withholdingCommon Stock | 396 | $2.18 | $863.28 |
DisclosureSEC source: 0001104659-19-042313 · a4.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,623 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 1,440 restricted stock units that vest on 2/21/20; (ii) 6,000 restricted stock units that vest 3,000 shares on each of 2/20/20 and 2/20/21; and (iii) 9,450 restricted stock units that vest 3,150 shares on each of 4/23/20, 4/23/21 and 4/23/22. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 20:46 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 1,119 | $2.18 | $2,439.42 |
DisclosureSEC source: 0001104659-19-042315 · a4.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,324 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 1,785 restricted stock units that vest on 2/21/20; (ii) 10,750 restricted stock units that vest 5,375 shares on each of 2/20/20 and 2/20/21; and (iii) 25,397 restricted stock units that vest 8,465 shares on 4/23/20 and 8,466 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 20:41 UTC |
Schueller Daniel E.Pres., Brad Foote Gear Works
|
Tax withholdingCommon Stock | 1,315 | $2.18 | $2,866.70 |
DisclosureSEC source: 0001104659-19-042311 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,779 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 1,890 restricted stock units that vest on 2/21/20; (ii) 6,048 restricted stock units that vest 3,024 shares on each of 2/20/20 and 2/20/21; and (iii) 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22. Read SEC document |
| April 24, 2019 Filed Aug 2, 2019 21:05 UTC |
Schueller Daniel E.Pres., Brad Foote Gear Works
|
SaleCommon Stock | 3,720 | $1.86 | $6,919.20 |
DisclosureSEC source: 0001104659-19-043758 · a4.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 1,090 Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:35 UTC |
Jensen Erik W.VP & Chief Human Capital Off.
|
GrantCommon Stock | 15,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023711 · a4.xml · nonDerivative · entry 1 Jensen Erik W. · CIK 0001634116 · VP & Chief Human Capital Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,794 F1 · shares: Represents 15,339 restricted stock units that vest 5,113 shares on each of 4/23/20, 4/23/21 and 4/23/22. F2 · balance_after: Includes (i) 2,260 restricted stock units that vest on 2/21/20; (ii) 6,652 restricted stock units that vest 3,326 shares on each of 2/20/20 and 2/20/21; and (iii) 15,339 restricted stock units that vest 5,113 shares on each of 4/23/20, 4/23/21 and 4/23/22. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:34 UTC |
REILAND DAVID PDirector
|
GrantCommon Stock | 18,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023710 · a4.xml · nonDerivative · entry 1 REILAND DAVID P · CIK 0001222000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,326 F1 · balance_after: Includes (i) 13,435 restricted stock units that vest on 5/2/19; and (ii) 18,324 restricted stock units that vest on 4/23/20. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:33 UTC |
Christman Philip JDirector
|
GrantCommon Stock | 18,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023708 · a4.xml · nonDerivative · entry 1 Christman Philip J · CIK 0001756611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,344 F1 · balance_after: Represents (i) 9,020 restricted stock units that vest on 10/22/19; and (ii) 18,324 restricted stock units that vest on 4/23/20. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:11 UTC |
Blashford Eric B.Chief Operating Officer
|
GrantCommon Stock | 52,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023691 · a4.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,640 F1 · shares: Represents 52,313 restricted stock units that vest 17,437 shares on 4/23/20 and 17,438 shares on each of 4/23/21 and 4/23/22. F2 · balance_after: Includes (i) 4,729 restricted stock units that vest on 2/21/20; (ii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; (iii) 50,000 restricted stock units that vest on 5/4/21; and (iv) 52,313 restricted stock units that vest 17,437 shares on 4/23/20 and 17,438 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:33 UTC |
KUSHNER STEPHANIE KDirector · President & CEO
|
GrantCommon Stock | 96,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023707 · a4.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,190 F1 · shares: Represents 96,401 restricted stock units that vest 32,133 shares on 4/23/20, and 32,134 shares on each of 4/23/21 and 4/23/22. F2 · balance_after: Includes (i) 13,794 restricted stock units that vest on 2/21/20; (ii) 41,800 restricted stock units that vest 20,900 shares on each of 2/20/20 and 2/20/21; and (iii) 96,401 restricted stock units that vest 32,133 shares on 4/23/20, and 32,134 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:10 UTC |
Wagner Thomas A.Director
|
GrantCommon Stock | 18,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023690 · a4.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,849 F1 · balance_after: Includes (i) 13,435 restricted stock units that vest on 5/2/19; and (ii) 18,324 restricted stock units that vest on 4/23/20. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:09 UTC |
Mayo Gilbert W. Jr.Pres., Red Wolf Company, LLC
|
GrantCommon Stock | 9,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023688 · a4.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,019 F1 · shares: Represents 9,450 restricted stock units that vest 3,150 shares on each of 4/23/20, 4/23/21 and 4/23/22. F2 · balance_after: Includes (i) 1,440 restricted stock units that vest on 2/21/20; (ii) 1,134 restricted stock units that vest on 7/25/19; and (iii) 6,000 restricted stock units that vest 3,000 shares on each of 2/20/20 and 2/20/21; and (iv) 9,450 restricted stock units that vest 3,150 shares on each of 4/23/20, 4/23/21 and 4/23/22. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:09 UTC |
FOX TERENCE PDirector
|
GrantCommon Stock | 18,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023689 · a4.xml · nonDerivative · entry 1 FOX TERENCE P · CIK 0001353619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,752 F1 · balance_after: Includes (i) 13,435 restricted stock units that vest on 5/2/19; and (ii) 18,324 restricted stock units that vest on 4/23/20. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:08 UTC |
Wood Cary BDirector
|
GrantCommon Stock | 18,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023687 · a4.xml · nonDerivative · entry 1 Wood Cary B · CIK 0001450239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,486 F1 · balance_after: Includes (i) 13,435 restricted stock units that vest on 5/2/19; and (ii) 18,324 restricted stock units that vest on 4/23/20. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:06 UTC |
Schueller Daniel E.Pres., Brad Foote Gear Works
|
GrantCommon Stock | 18,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023686 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,094 F1 · shares: Represents 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22. F2 · balance_after: Includes (i) 3,800 restricted stock units that vest on 7/25/19; (ii) 1,890 restricted stock units that vest on 2/21/20; (iii) 6,048 restricted stock units that vest 3,024 shares on each of 2/20/20 and 2/20/21; and (iv) 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:06 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
GrantCommon Stock | 25,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023684 · a4.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,443 F1 · shares: Represents 25,397 restricted stock units that vest 8,465 shares on 4/23/20 and 8,466 shares each of 4/23/21 and 4/23/22. F2 · balance_after: Includes (i) 3,234 restricted stock units that vest on 7/25/19; (ii) 1,785 restricted stock units that vest on 2/21/20; (iii) 10,750 restricted stock units that vest 5,375 shares on each of 2/20/20 and 2/20/21; and (iv) 25,397 restricted stock units that vest 8,465 shares on 4/23/20 and 8,466 shares each of 4/23/21 and 4/23/22. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 17:01 UTC |
Blashford Eric B.Chief Operating Officer
|
Tax withholdingCommon Stock | 4,393 | $1.30 | $5,710.90 |
DisclosureSEC source: 0001104659-19-010244 · a4.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,327 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 4,729 restricted stock units that vest on 2/21/20; (ii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; and (iii) 50,000 restricted stock units that vest on 5/4/21. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:07 UTC |
Schueller Daniel E.Pres., Brad Foote Gear Works
|
Tax withholdingCommon Stock | 654 | $1.44 | $941.76 |
DisclosureSEC source: 0001104659-19-010123 · a4.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,406 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,800 restricted stock units that vest on 7/25/19; (ii) 1,890 restricted stock units that vest on 2/21/20; and (iii) 6,048 restricted stock units that vest 3,024 shares on each of 2/20/20 and 2/20/21. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:08 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 618 | $1.44 | $889.92 |
DisclosureSEC source: 0001104659-19-010125 · a4.xml · nonDerivative · entry 2 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,046 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,234 restricted stock units that vest on 7/25/19; (ii) 1,785 restricted stock units that vest on 2/21/20; and (iii) 10,750 restricted stock units that vest 5,375 shares on each of 2/20/20 and 2/20/21. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:07 UTC |
Mayo Gilbert W. Jr.Pres., Red Wolf Company, LLC
|
Tax withholdingCommon Stock | 503 | $1.44 | $724.32 |
DisclosureSEC source: 0001104659-19-010124 · a4.xml · nonDerivative · entry 2 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,569 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 1,440 restricted stock units that vest on 2/21/20; (ii) 1,134 restricted stock units that vest on 7/25/19; and (iii) 6,000 restricted stock units that vest 3,000 shares on each of 2/20/20 and 2/20/21. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:06 UTC |
Blashford Eric B.Chief Operating Officer
|
Tax withholdingCommon Stock | 1,699 | $1.44 | $2,446.56 |
DisclosureSEC source: 0001104659-19-010122 · a4.xml · nonDerivative · entry 2 Blashford Eric B. · CIK 0001698603 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,720 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 12,229 restricted stock units that vest on 2/22/19; (ii) 4,729 restricted stock units that vest on 2/21/20; (iii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; and (iv) 50,000 restricted stock units that vest on 5/4/21. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:07 UTC |
Schueller Daniel E.Pres., Brad Foote Gear Works
|
Tax withholdingCommon Stock | 1,047 | $1.41 | $1,476.27 |
DisclosureSEC source: 0001104659-19-010123 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,060 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:08 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 1,860 | $1.41 | $2,622.60 |
DisclosureSEC source: 0001104659-19-010125 · a4.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,664 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:07 UTC |
Mayo Gilbert W. Jr.Pres., Red Wolf Company, LLC
|
Tax withholdingCommon Stock | 1,048 | $1.41 | $1,477.68 |
DisclosureSEC source: 0001104659-19-010124 · a4.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,072 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:06 UTC |
Blashford Eric B.Chief Operating Officer
|
Tax withholdingCommon Stock | 2,651 | $1.41 | $3,737.91 |
DisclosureSEC source: 0001104659-19-010122 · a4.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,419 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 20:40 UTC |
Christman Philip JDirector
|
GrantCommon Stock | 9,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-063678 · a4.xml · nonDerivative · entry 1 Christman Philip J · CIK 0001756611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,020 F1 · balance_after: Represents 9,020 restricted stock units that vest on 10/22/19. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 15:27 UTC |
Mayo Gilbert W. Jr.Pres., Process Systems
|
Tax withholdingCommon Stock | 328 | $2.44 | $800.32 |
DisclosureSEC source: 0001104659-18-047600 · a4.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Process Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,120 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 2,880 restricted stock units that vest 1,440 shares on each of 2/21/19 and 2/21/20; (ii) 1,134 restricted stock units that vest on 7/25/19; and (iii) 9,000 restricted stock units that vest 3,000 shares on each of 2/20/19, 2/20/20 and 2/20/21. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 15:25 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 919 | $2.44 | $2,242.36 |
DisclosureSEC source: 0001104659-18-047599 · a4.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,524 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,234 restricted stock units that vest on 7/25/19; (ii) 3,570 restricted stock units that vest 1,785 shares on each of 2/21/19 and 2/21/20; and (iii) 16,125 restricted stock units that vest 5,375 shares on each of 2/20/19, 2/20/20 and 2/20/21. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 15:23 UTC |
Schueller Daniel E.Pres., Brad Foote Gear Works
|
Tax withholdingCommon Stock | 1,187 | $2.44 | $2,896.28 |
DisclosureSEC source: 0001104659-18-047598 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,107 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,800 restricted stock units that vest on 7/25/19; (ii) 3,780 restricted stock units that vest 1,890 shares on each of 2/21/19 and 2/21/20; and (iii) 9,072 restricted stock units that vest 3,024 shares on each of 2/20/19, 2/20/20 and 2/20/21. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 22:57 UTC |
Mayo Gilbert W. Jr.Pres., Process Systems
|
Tax withholdingCommon Stock | 637 | $2.45 | $1,560.65 |
DisclosureSEC source: 0001104659-18-047030 · a4.xml · nonDerivative · entry 1 Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Process Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,448 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 2,880 restricted stock units that vest 1,440 shares on each of 2/21/19 and 2/21/20; (ii) 2,267 restricted stock units that vest 1,133 shares on 7/25/18 and 1,134 shares on 7/25/19; and (iii) 9,000 restricted stock units that vest 3,000 shares on each of 2/20/19, 2/20/20 and 2/20/21. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 22:57 UTC |
Bonfigt Jason LeeVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 533 | $2.45 | $1,305.85 |
DisclosureSEC source: 0001104659-18-047029 · a4.xml · nonDerivative · entry 1 Bonfigt Jason Lee · CIK 0001681380 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,443 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 6,467 restricted stock units that vest 3,233 shares on 7/25/18 and 3,234 shares on 7/25/19; (ii) 3,570 restricted stock units that vest 1,785 shares on each of 2/21/19 and 2/21/20; and (iii) 16,125 restricted stock units that vest 5,375 shares on each of 2/20/19, 2/20/20 and 2/20/21. Read SEC document |
| May 04, 2018 Filed May 4, 2018 21:02 UTC |
Blashford Eric B.Chief Operating Officer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-030662 · a4.xml · nonDerivative · entry 1 Blashford Eric B. · CIK 0001698603 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,070 F1 · shares: Represents 50,000 restricted stock units that vest on 5/4/21. F2 · balance_after: Includes (i) 12,229 restricted stock units that vest on 2/22/19; (ii) 9,458 restricted stock units that vest 4,729 shares on each of 2/21/19 and 2/21/20; (iii) 22,140 restricted stock units that vest 7,380 shares on each of 2/20/19, 2/20/20 and 2/20/21; and (iv) 50,000 restricted stock units that vest on 5/4/21. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:03 UTC |
Wood Cary BDirector
|
GrantCommon Stock | 13,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-030665 · a4.xml · nonDerivative · entry 1 Wood Cary B · CIK 0001450239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,162 F1 · balance_after: Includes 13,435 restricted stock units that vest on 5/2/19. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:03 UTC |
Wagner Thomas A.Director
|
GrantCommon Stock | 13,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-030666 · a4.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,525 F1 · balance_after: Includes 13,435 restricted stock units that vest on 5/2/19. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:02 UTC |
FOX TERENCE PDirector
|
GrantCommon Stock | 13,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-030663 · a4.xml · nonDerivative · entry 1 FOX TERENCE P · CIK 0001353619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,428 F1 · balance_after: Includes 13,435 restricted stock units that vest on 5/2/19. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:02 UTC |
REILAND DAVID PDirector
|
GrantCommon Stock | 13,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-030661 · a4.xml · nonDerivative · entry 1 REILAND DAVID P · CIK 0001222000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,002 F1 · balance_after: Includes 13,435 restricted stock units that vest on 5/2/19. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.