Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADWIND, INC.BWEN · Entity 6779 | VP & Chief Human Capital Off. | April 23, 2019 | April 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADWIND, INC.
Report date April 23, 2019 · Filed April 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,794 |
Reported balance
After 2019-04-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-23 · Grant · Acquired 15,339 · Balance 53,794 F1: Represents 15,339 restricted stock units that vest 5,113 shares on each of 4/23/20, 4/23/21 and 4/23/22. F2: Includes (i) 2,260 restricted stock units that vest on 2/21/20; (ii) 6,652 restricted stock units that vest 3,326 shares on each of 2/20/20 and 2/20/21; and (iii) 15,339 restricted stock units that vest 5,113 shares on each of 4/23/20, 4/23/21 and 4/23/22. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 7,818 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,818 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 15,339 restricted stock units that vest 5,113 shares on each of 4/23/20, 4/23/21 and 4/23/22.
F2: Includes (i) 2,260 restricted stock units that vest on 2/21/20; (ii) 6,652 restricted stock units that vest 3,326 shares on each of 2/20/20 and 2/20/21; and (iii) 15,339 restricted stock units that vest 5,113 shares on each of 4/23/20, 4/23/21 and 4/23/22.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 23, 2019 Filed Apr 25, 2019 20:35 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 15,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023711 · a4.xml · nonDerivative · entry 1 Jensen Erik W. · CIK 0001634116 · VP & Chief Human Capital Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,794 F1 · shares: Represents 15,339 restricted stock units that vest 5,113 shares on each of 4/23/20, 4/23/21 and 4/23/22. F2 · balance_after: Includes (i) 2,260 restricted stock units that vest on 2/21/20; (ii) 6,652 restricted stock units that vest 3,326 shares on each of 2/20/20 and 2/20/21; and (iii) 15,339 restricted stock units that vest 5,113 shares on each of 4/23/20, 4/23/21 and 4/23/22. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 21:49 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 2,015 | $2.30 | $4,634.50 |
DisclosureSEC source: 0001104659-18-011735 · a4.xml · nonDerivative · entry 2 Jensen Erik W. · CIK 0001634116 · VP & Chief Human Capital Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,455 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 5,511 restricted stock units that vest on 2/22/19; (ii) 4,520 restricted stock units that vest 2,260 shares on each of 2/21/19 and 2/21/20; and (iii) 9,977 restricted stock units that vest 3,325 shares on 2/20/19 and 3,326 shares on each of 2/20/20 and 2/20/21. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:49 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 827 | $2.31 | $1,910.37 |
DisclosureSEC source: 0001104659-18-011735 · a4.xml · nonDerivative · entry 1 Jensen Erik W. · CIK 0001634116 · VP & Chief Human Capital Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,470 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 23:58 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 671 | $2.39 | $1,603.69 |
DisclosureSEC source: 0001104659-18-011148 · a4.xml · nonDerivative · entry 2 Jensen Erik W. · CIK 0001634116 · VP & Chief Human Capital Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,297 F2 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F3 · balance_after: Includes (i) 11,022 restricted stock units that vest 5,511 shares on each of 2/22/18 and 2/22/19; (ii) 6,780 restricted stock units that vest 2,260 shares on each of 2/21/18, 2/21/19 and 2/21/20; and (iii) 9,977 restricted stock units that vest 3,325 shares on 2/20/19 and 3,326 shares on each of 2/20/20 and 2/20/21. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 23:58 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 9,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-011148 · a4.xml · nonDerivative · entry 1 Jensen Erik W. · CIK 0001634116 · VP & Chief Human Capital Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,968 F1 · shares: Represents 9,977 restricted stock units that vest 3,325 shares on 2/20/19 and 3,326 shares on each of 2/20/20 and 2/20/21. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:46 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 6,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-011302 · a4.xml · nonDerivative · entry 1 Jensen Erik W. · CIK 0001634116 · VP & Chief Human Capital Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,991 F1 · shares: Represents 6,780 restricted stock units that vest 2,260 shares on each of 2/21/18, 2/21/19 and 2/21/20. F2 · balance_after: Includes (i) 1,177 restricted stock units that vest on 7/23/17; (ii) 1,835 restricted stock units that vest on 2/19/18; (iii) 11,022 restricted stock units that vest 5,511 shares on each of 2/22/18 and 2/22/19; and (iv) 6,780 restricted stock units that vest 2,260 shares on each of 2/21/18, 2/21/19 and 2/21/20. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.