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BW

Babcock & Wilcox Enterprises, Inc.

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4934
SEC CIK
0001630805
Parsed reports
443

Last 12 months

Inside the activity.

7 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202601
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2019 Filed Mar 5, 2019 22:53 UTC
Hoehn Daniel WVice President and CAO
Exercise / conversionCommon Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001644925-19-000002 · edgar.xml · nonDerivative · entry 3

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2019 Filed Mar 5, 2019 20:35 UTC
Morgan Jimmy BSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,243 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-19-000002 · edgar.xml · derivative · entry 6

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,242

Underlying: Common Stock · 6,243 shares

Expires 2020-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

F4 · balance_after: Reflects an increase of 3,449 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

Read SEC document
March 03, 2019 Filed Mar 5, 2019 20:35 UTC
Morgan Jimmy BSenior Vice President
Tax withholdingCommon Stock 2,183 $0.60 $1,309.80
Disclosure

SEC source: 0001681626-19-000002 · edgar.xml · nonDerivative · entry 4

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,594

Read SEC document
March 03, 2019 Filed Mar 5, 2019 20:35 UTC
Morgan Jimmy BSenior Vice President
Exercise / conversionCommon Stock 6,243 $0.00 $0.00
Disclosure

SEC source: 0001681626-19-000002 · edgar.xml · nonDerivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2019 Filed Mar 5, 2019 19:56 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 6,243 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-19-000002 · edgar.xml · derivative · entry 7

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,242

Underlying: Common Stock · 6,243 shares

Expires 2020-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

F5 · balance_after: Reflects an increase of 3,449 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

Read SEC document
March 03, 2019 Filed Mar 5, 2019 19:56 UTC
Hall J. AndreSVP & General Counsel
Tax withholdingCommon Stock 2,183 $0.60 $1,309.80
Disclosure

SEC source: 0001644999-19-000002 · edgar.xml · nonDerivative · entry 4

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,852

Read SEC document
March 03, 2019 Filed Mar 5, 2019 19:56 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionCommon Stock 6,243 $0.00 $0.00
Disclosure

SEC source: 0001644999-19-000002 · edgar.xml · nonDerivative · entry 3

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:23 UTC
Muckley James J.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 531 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692154-19-000003 · edgar.xml · derivative · entry 5

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 531 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects an increase of 147 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:23 UTC
Muckley James J.Senior Vice President
Tax withholdingCommon Stock 187 $0.60 $112.20
Disclosure

SEC source: 0001692154-19-000003 · edgar.xml · nonDerivative · entry 2

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:23 UTC
Muckley James J.Senior Vice President
Exercise / conversionCommon Stock 531 $0.00 $0.00
Disclosure

SEC source: 0001692154-19-000003 · edgar.xml · nonDerivative · entry 1

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:19 UTC
Muckley James J.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 531 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692154-19-000002 · edgar.xml · derivative · entry 5

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 531 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects an increase of 147 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:19 UTC
Muckley James J.Senior Vice President
Tax withholdingCommon Stock 187 $0.60 $112.20
Disclosure

SEC source: 0001692154-19-000002 · edgar.xml · nonDerivative · entry 2

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:19 UTC
Muckley James J.Senior Vice President
Exercise / conversionCommon Stock 531 $0.00 $0.00
Disclosure

SEC source: 0001692154-19-000002 · edgar.xml · nonDerivative · entry 1

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:53 UTC
Hoehn Daniel WVice President and CAO
Exercise / conversionRestricted Stock Units · Derivative 636 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644925-19-000002 · edgar.xml · derivative · entry 5

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 636 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects an increase of 176 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:53 UTC
Hoehn Daniel WVice President and CAO
Tax withholdingCommon Stock 224 $0.60 $134.40
Disclosure

SEC source: 0001644925-19-000002 · edgar.xml · nonDerivative · entry 2

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,813

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:53 UTC
Hoehn Daniel WVice President and CAO
Exercise / conversionCommon Stock 636 $0.00 $0.00
Disclosure

SEC source: 0001644925-19-000002 · edgar.xml · nonDerivative · entry 1

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:35 UTC
Morgan Jimmy BSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-19-000002 · edgar.xml · derivative · entry 5

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,060 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects an increase of 293 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:35 UTC
Morgan Jimmy BSenior Vice President
Tax withholdingCommon Stock 370 $0.60 $222.00
Disclosure

SEC source: 0001681626-19-000002 · edgar.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,534

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:35 UTC
Morgan Jimmy BSenior Vice President
Exercise / conversionCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001681626-19-000002 · edgar.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:56 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,590 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-19-000002 · edgar.xml · derivative · entry 6

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,590 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects an increase of 439 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:56 UTC
Hall J. AndreSVP & General Counsel
Tax withholdingCommon Stock 555 $0.60 $333.00
Disclosure

SEC source: 0001644999-19-000002 · edgar.xml · nonDerivative · entry 2

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,792

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:56 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionCommon Stock 1,590 $0.00 $0.00
Disclosure

SEC source: 0001644999-19-000002 · edgar.xml · nonDerivative · entry 1

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2018 Filed Dec 18, 2018 19:55 UTC
Bartoli Henry EDirector · Chief Strategy Officer
GrantStock Appreciation Right · Derivative 843,500 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001726956-18-000010 · edgar.xml · derivative · entry 1

Bartoli Henry E · CIK 0001726956 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843,500

Underlying: Common Stock · 843,500 shares

Expires 2028-12-18

F1 · derivative.exercise_price: Upon exercise, the stock appreciation right will be settled in cash. The stock appreciation right vests upon the completion by the reporting person of the initial one-year term of his employment agreement. After vesting, the stock appreciation right is only exercisable during the first ten calendar days subsequent to a calendar quarter in which the volume weighted average price of BW's common stock for such calendar quarter is at least $2.25 per share.

F1 · derivative.exercise_date: Upon exercise, the stock appreciation right will be settled in cash. The stock appreciation right vests upon the completion by the reporting person of the initial one-year term of his employment agreement. After vesting, the stock appreciation right is only exercisable during the first ten calendar days subsequent to a calendar quarter in which the volume weighted average price of BW's common stock for such calendar quarter is at least $2.25 per share.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 12:32 UTC GrantStock Options (right to buy) · Derivative 27,298 $0.00 Strike: $4.17 $0.00
Disclosure

SEC source: 0001644999-18-000043 · edgar.xml · derivative · entry 1

SIEGEL KENNETH S · CIK 0001167024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,298

Underlying: Common Stock · 27,298 shares

Expires 2028-09-06

F1 · kind: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F2 · derivative.exercise_date: 100% of the stock options vest immediately.

Read SEC document
September 01, 2018 Filed Sep 4, 2018 21:35 UTC
Morgan Jimmy BSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,961 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-18-000009 · edgar.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,961 shares

Expires 2018-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects an increase of 1,094 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F2 · derivative.exercise_date: RSUs vest in three annual installments beginning September 1, 2016.

Read SEC document
September 01, 2018 Filed Sep 4, 2018 21:35 UTC
Morgan Jimmy BSenior Vice President
Tax withholdingCommon Stock 1,185 $1.40 $1,659.00
Disclosure

SEC source: 0001681626-18-000009 · edgar.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,844

Read SEC document
September 01, 2018 Filed Sep 4, 2018 21:35 UTC
Morgan Jimmy BSenior Vice President
Exercise / conversionCommon Stock 3,961 $0.00 $0.00
Disclosure

SEC source: 0001681626-18-000009 · edgar.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 17:30 UTC
Kass Leslie CDirector · President and CEO
Exercise / conversionPerformance Units · Derivative 38,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001707399-18-000015 · edgar.xml · derivative · entry 4

Kass Leslie C · CIK 0001707399 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,689 shares

Expires 2018-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F4 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 17:30 UTC
Kass Leslie CDirector · President and CEO
Disposition to issuerCommon Stock 38,689 $2.18 $84,342.02
Disclosure

SEC source: 0001707399-18-000015 · edgar.xml · nonDerivative · entry 2

Kass Leslie C · CIK 0001707399 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,410

F2 · price: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 17:30 UTC
Kass Leslie CDirector · President and CEO
Exercise / conversionCommon Stock 38,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001707399-18-000015 · edgar.xml · nonDerivative · entry 1

Kass Leslie C · CIK 0001707399 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 17:58 UTC
Muckley James J.Senior Vice President
Exercise / conversionPerformance Units · Derivative 24,206 Not disclosed Not disclosed
Disclosure

SEC source: 0001692154-18-000008 · edgar.xml · derivative · entry 3

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,206 shares

Expires 2018-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F3 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 17:58 UTC
Muckley James J.Senior Vice President
Disposition to issuerCommon Stock 24,206 $2.18 $52,769.08
Disclosure

SEC source: 0001692154-18-000008 · edgar.xml · nonDerivative · entry 2

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,663

F2 · price: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 17:58 UTC
Muckley James J.Senior Vice President
Exercise / conversionCommon Stock 24,206 Not disclosed Not disclosed
Disclosure

SEC source: 0001692154-18-000008 · edgar.xml · nonDerivative · entry 1

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:02 UTC
Carano Mark ASenior Vice President
Exercise / conversionPerformance Units · Derivative 48,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001584346-18-000010 · edgar.xml · derivative · entry 4

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,362 shares

Expires 2018-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F4 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:02 UTC
Carano Mark ASenior Vice President
Disposition to issuerCommon Stock 48,362 $2.18 $105,429.16
Disclosure

SEC source: 0001584346-18-000010 · edgar.xml · nonDerivative · entry 2

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,663

F2 · price: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:02 UTC
Carano Mark ASenior Vice President
Exercise / conversionCommon Stock 48,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001584346-18-000010 · edgar.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 22:06 UTC
Maxwell Sumeeta M.SVP and Chief HR Officer
GrantStock Options (right to buy) · Derivative 24,904 $0.00 Strike: $4.17 $0.00
Disclosure

SEC source: 0001744653-18-000005 · edgar.xml · derivative · entry 1

Maxwell Sumeeta M. · CIK 0001744653 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,904

Underlying: Common Stock · 24,904 shares

Expires 2028-08-14

F1 · kind: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F2 · derivative.exercise_date: 100% of the stock options vest August 14, 2019.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:48 UTC
Morgan Jimmy BSenior Vice President
Exercise / conversionPerformance Units · Derivative 36,982 Not disclosed Not disclosed
Disclosure

SEC source: 0001681626-18-000007 · edgar.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,982 shares

Expires 2018-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F3 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.

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August 14, 2018 Filed Aug 16, 2018 21:48 UTC
Morgan Jimmy BSenior Vice President
Disposition to issuerCommon Stock 36,982 $2.18 $80,620.76
Disclosure

SEC source: 0001681626-18-000007 · edgar.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,068

F2 · price: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date.

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August 14, 2018 Filed Aug 16, 2018 21:48 UTC
Morgan Jimmy BSenior Vice President
Exercise / conversionCommon Stock 36,982 Not disclosed Not disclosed
Disclosure

SEC source: 0001681626-18-000007 · edgar.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:40 UTC
Low Mark SSenior Vice President
Exercise / conversionPerformance Units · Derivative 38,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001644980-18-000008 · edgar.xml · derivative · entry 4

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,689 shares

Expires 2018-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F4 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:40 UTC
Low Mark SSenior Vice President
Disposition to issuerCommon Stock 38,689 $2.18 $84,342.02
Disclosure

SEC source: 0001644980-18-000008 · edgar.xml · nonDerivative · entry 2

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,625

F2 · price: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:40 UTC
Low Mark SSenior Vice President
Exercise / conversionCommon Stock 38,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001644980-18-000008 · edgar.xml · nonDerivative · entry 1

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:25 UTC
Hoehn Daniel WVice President and CAO
Exercise / conversionPerformance Units · Derivative 23,276 Not disclosed Not disclosed
Disclosure

SEC source: 0001644925-18-000015 · edgar.xml · derivative · entry 3

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,276 shares

Expires 2018-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F3 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:25 UTC
Hoehn Daniel WVice President and CAO
Disposition to issuerCommon Stock 23,276 $2.18 $50,741.68
Disclosure

SEC source: 0001644925-18-000015 · edgar.xml · nonDerivative · entry 2

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,401

F2 · price: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:25 UTC
Hoehn Daniel WVice President and CAO
Exercise / conversionCommon Stock 23,276 Not disclosed Not disclosed
Disclosure

SEC source: 0001644925-18-000015 · edgar.xml · nonDerivative · entry 1

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:15 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionPerformance Units · Derivative 37,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001644999-18-000037 · edgar.xml · derivative · entry 4

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,552 shares

Expires 2018-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F4 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:15 UTC
Hall J. AndreSVP & General Counsel
Disposition to issuerCommon Stock 37,552 $2.18 $81,863.36
Disclosure

SEC source: 0001644999-18-000037 · edgar.xml · nonDerivative · entry 2

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,757

F2 · price: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:15 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionCommon Stock 37,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001644999-18-000037 · edgar.xml · nonDerivative · entry 1

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 16:35 UTC
Kass Leslie CPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 406 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001707399-18-000013 · edgar.xml · derivative · entry 5

Kass Leslie C · CIK 0001707399 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 406 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects an increase of 112 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F5 · derivative.exercise_date: RSUs vest in three equal annual installments beginning July 1, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.