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BUR

Burford Capital Ltd

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5012
SEC CIK
0001714174
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2025 Filed Apr 10, 2025 11:04 UTC
Will Aviva O.President
GrantPhantom RSUs · Derivative 13,125 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000088 · wk-form4_1744283058.xml · derivative · entry 5

Will Aviva O. · CIK 0001987628 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,919.7

Underlying: Ordinary Shares · 13,125 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents the conversion of 13,125 PSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F5 · derivative.exercise_date: Represents the conversion of 13,125 PSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F5 · derivative.expiration_date: Represents the conversion of 13,125 PSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:04 UTC
Will Aviva O.President
Exercise / conversionPSUs · Derivative 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000088 · wk-form4_1744283058.xml · derivative · entry 4

Will Aviva O. · CIK 0001987628 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,794.7

Underlying: Ordinary Shares · 13,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of an award of PSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the PSUs pursuant to the NQDC Plan, resulting in the reporting person's receipt of 13,125 Phantom RSUs.

F4 · derivative.exercise_date: Represents vesting of an award of PSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the PSUs pursuant to the NQDC Plan, resulting in the reporting person's receipt of 13,125 Phantom RSUs.

F4 · derivative.expiration_date: Represents vesting of an award of PSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the PSUs pursuant to the NQDC Plan, resulting in the reporting person's receipt of 13,125 Phantom RSUs.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:04 UTC
Will Aviva O.President
GrantPhantom RSUs · Derivative 13,125 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000088 · wk-form4_1744283058.xml · derivative · entry 3

Will Aviva O. · CIK 0001987628 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,235.7

Underlying: Ordinary Shares · 13,125 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the conversion of 13,125 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F3 · derivative.exercise_date: Represents the conversion of 13,125 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F3 · derivative.expiration_date: Represents the conversion of 13,125 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:04 UTC
Will Aviva O.President
Exercise / conversionRSUs · Derivative 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000088 · wk-form4_1744283058.xml · derivative · entry 2

Will Aviva O. · CIK 0001987628 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,110.7

Underlying: Ordinary Shares · 13,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of an award of RSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 13,125 phantom RSUs ("Phantom RSUs").

F2 · derivative.exercise_date: Represents vesting of an award of RSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 13,125 phantom RSUs ("Phantom RSUs").

F2 · derivative.expiration_date: Represents vesting of an award of RSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 13,125 phantom RSUs ("Phantom RSUs").

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:04 UTC
Will Aviva O.President
Tax withholdingOrdinary shares, no par value ("Ordinary Shares") 632 $11.92 $7,533.44
Disclosure

SEC source: 0001714174-25-000088 · wk-form4_1744283058.xml · nonDerivative · entry 1

Will Aviva O. · CIK 0001987628 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,979

F1 · shares: Represents satisfaction of tax withholding obligations by net settlement of Ordinary Shares upon vesting of restricted share units ("RSUs") and performance-based RSUs ("PSUs").

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:03 UTC
Perla DavidVice Chair
GrantPhantom RSUs · Derivative 13,125 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000087 · wk-form4_1744283032.xml · derivative · entry 5

Perla David · CIK 0001982783 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,247.1

Underlying: Ordinary Shares · 13,125 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents the conversion of 13,125 PSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F5 · derivative.exercise_date: Represents the conversion of 13,125 PSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F5 · derivative.expiration_date: Represents the conversion of 13,125 PSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:03 UTC
Perla DavidVice Chair
Exercise / conversionPSUs · Derivative 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000087 · wk-form4_1744283032.xml · derivative · entry 4

Perla David · CIK 0001982783 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,122.1

Underlying: Ordinary Shares · 13,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of an award of PSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the PSUs pursuant to the NQDC Plan, resulting in the reporting person's receipt of 13,125 Phantom RSUs.

F4 · derivative.exercise_date: Represents vesting of an award of PSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the PSUs pursuant to the NQDC Plan, resulting in the reporting person's receipt of 13,125 Phantom RSUs.

F4 · derivative.expiration_date: Represents vesting of an award of PSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the PSUs pursuant to the NQDC Plan, resulting in the reporting person's receipt of 13,125 Phantom RSUs.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:03 UTC
Perla DavidVice Chair
GrantPhantom RSUs · Derivative 13,125 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000087 · wk-form4_1744283032.xml · derivative · entry 3

Perla David · CIK 0001982783 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,563.1

Underlying: Ordinary Shares · 13,125 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the conversion of 13,125 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F3 · derivative.exercise_date: Represents the conversion of 13,125 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F3 · derivative.expiration_date: Represents the conversion of 13,125 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:03 UTC
Perla DavidVice Chair
Exercise / conversionRSUs · Derivative 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000087 · wk-form4_1744283032.xml · derivative · entry 2

Perla David · CIK 0001982783 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,438.1

Underlying: Ordinary Shares · 13,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of an award of RSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 13,125 phantom RSUs ("Phantom RSUs").

F2 · derivative.exercise_date: Represents vesting of an award of RSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 13,125 phantom RSUs ("Phantom RSUs").

F2 · derivative.expiration_date: Represents vesting of an award of RSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 13,125 phantom RSUs ("Phantom RSUs").

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:03 UTC
Perla DavidVice Chair
Tax withholdingOrdinary shares, no par value ("Ordinary Shares") 632 $11.92 $7,533.44
Disclosure

SEC source: 0001714174-25-000087 · wk-form4_1744283032.xml · nonDerivative · entry 1

Perla David · CIK 0001982783 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,489

F1 · shares: Represents satisfaction of tax withholding obligations by net settlement of Ordinary Shares upon vesting of restricted share units ("RSUs") and performance-based RSUs ("PSUs").

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:01 UTC
Klein Mark N.GC&ChiefAdministrative Officer
Exercise / conversionPSUs · Derivative 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000085 · wk-form4_1744282894.xml · derivative · entry 5

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,398.9

Underlying: Ordinary Shares · 13,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of an award of performance-based RSUs ("PSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions.

F2 · derivative.exercise_date: Represents vesting of an award of performance-based RSUs ("PSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions.

F2 · derivative.expiration_date: Represents vesting of an award of performance-based RSUs ("PSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:01 UTC
Klein Mark N.GC&ChiefAdministrative Officer
Exercise / conversionRSUs · Derivative 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000085 · wk-form4_1744282894.xml · derivative · entry 4

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,839.9

Underlying: Ordinary Shares · 13,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of an award of restricted share units ("RSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date.

F1 · derivative.exercise_date: Represents vesting of an award of restricted share units ("RSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date.

F1 · derivative.expiration_date: Represents vesting of an award of restricted share units ("RSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:01 UTC
Klein Mark N.GC&ChiefAdministrative Officer
Tax withholdingOrdinary Shares 13,724 $11.92 $163,590.08
Disclosure

SEC source: 0001714174-25-000085 · wk-form4_1744282894.xml · nonDerivative · entry 3

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,199

F3 · shares: Represents satisfaction of tax withholding obligations by net settlement of Ordinary Shares upon vesting of RSUs and PSUs.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:01 UTC
Klein Mark N.GC&ChiefAdministrative Officer
Exercise / conversionOrdinary Shares 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000085 · wk-form4_1744282894.xml · nonDerivative · entry 2

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of an award of performance-based RSUs ("PSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:01 UTC
Klein Mark N.GC&ChiefAdministrative Officer
Exercise / conversionOrdinary shares, no par value ("Ordinary Shares") 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000085 · wk-form4_1744282894.xml · nonDerivative · entry 1

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of an award of restricted share units ("RSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date.

Read SEC document
March 10, 2025 Filed Mar 10, 2025 21:15 UTC
Lenkner TravisChief Development Officer
PurchaseOrdinary shares, no par value 25,283 $13.25 $334,999.75
Disclosure

SEC source: 0002043373-25-000002 · wk-form4_1741655733.xml · nonDerivative · entry 1

Lenkner Travis · CIK 0002043373 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,283

Read SEC document
March 07, 2025 Filed Mar 10, 2025 21:34 UTC
Molot Jonathan ToddChief Investment Officer
OtherPhantom RSUs · Derivative 115,787.1 $13.47 $1,559,652.24
Disclosure

SEC source: 0001872592-25-000002 · wk-form4_1741656886.xml · derivative · entry 2

Molot Jonathan Todd · CIK 0001872592 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,950,930.5

Underlying: Ordinary Shares · 115,787.1 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a purchase of 86,840.1 Phantom RSUs by Mr. Molot under the NQDC Plan and a matching contribution by the Company of 28,947.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Molot's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F2 · derivative.exercise_date: Represents a purchase of 86,840.1 Phantom RSUs by Mr. Molot under the NQDC Plan and a matching contribution by the Company of 28,947.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Molot's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F2 · derivative.expiration_date: Represents a purchase of 86,840.1 Phantom RSUs by Mr. Molot under the NQDC Plan and a matching contribution by the Company of 28,947.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Molot's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 01:26 UTC
OCONNELL ELIZABETHChief Strategy Officer
OtherPhantom RSUs · Derivative 120,653.5 $13.47 $1,625,202.65
Disclosure

SEC source: 0001370474-25-000002 · wk-form4_1741656398.xml · derivative · entry 1

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,069.5

Underlying: Ordinary Shares · 120,653.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a purchase of 90,489.5 phantom restricted share units ("Phantom RSUs") by Ms. O'Connell under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 30,164.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Ms. O'Connell's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F2 · shares: The transactions reported in this Form 4 do not include transactions made and reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of the Company.

F1 · derivative.exercise_date: Represents a purchase of 90,489.5 phantom restricted share units ("Phantom RSUs") by Ms. O'Connell under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 30,164.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Ms. O'Connell's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F1 · derivative.expiration_date: Represents a purchase of 90,489.5 phantom restricted share units ("Phantom RSUs") by Ms. O'Connell under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 30,164.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Ms. O'Connell's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 01:36 UTC
BOGART CHRISTOPHER PDirector · Chief Executive Officer
OtherPhantom RSUs · Derivative 114,983.4 $13.47 $1,548,826.40
Disclosure

SEC source: 0001370948-25-000002 · wk-form4_1741657007.xml · derivative · entry 2

BOGART CHRISTOPHER P · CIK 0001370948 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,877,773.6

Underlying: Ordinary Shares · 114,983.4 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents a purchase of 86,237.4 Phantom RSUs by Mr. Bogart under the NQDC Plan and a matching contribution by the Company of 28,746.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Bogart's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F2 · shares: The transactions reported in this Form 4 do not include transactions made and reported separately by Elizabeth O'Connell, the reporting person's spouse, who is also an executive officer of the Company.

F3 · derivative.exercise_date: Represents a purchase of 86,237.4 Phantom RSUs by Mr. Bogart under the NQDC Plan and a matching contribution by the Company of 28,746.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Bogart's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F3 · derivative.expiration_date: Represents a purchase of 86,237.4 Phantom RSUs by Mr. Bogart under the NQDC Plan and a matching contribution by the Company of 28,746.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Bogart's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 01:12 UTC OtherPhantom RSUs · Derivative 742.4 $13.47 $10,000.13
Disclosure

SEC source: 0001603746-25-000002 · wk-form4_1741655514.xml · derivative · entry 1

Halmy Christopher A · CIK 0001603746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,942.8

Underlying: Ordinary Shares · 742.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a purchase of phantom restricted share units ("Phantom RSUs") by Mr. Halmy under the Burford Capital Deferred Compensation Plan (the "NQDC Plan"). Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of Burford Capital Limited ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F1 · derivative.exercise_date: Represents a purchase of phantom restricted share units ("Phantom RSUs") by Mr. Halmy under the Burford Capital Deferred Compensation Plan (the "NQDC Plan"). Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of Burford Capital Limited ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F1 · derivative.expiration_date: Represents a purchase of phantom restricted share units ("Phantom RSUs") by Mr. Halmy under the Burford Capital Deferred Compensation Plan (the "NQDC Plan"). Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of Burford Capital Limited ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

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March 07, 2025 Filed Mar 11, 2025 01:24 UTC
Licht Jordan DavidChief Financial Officer
OtherPhantom RSUs · Derivative 993.8 $13.47 $13,386.49
Disclosure

SEC source: 0001982792-25-000002 · wk-form4_1741656244.xml · derivative · entry 1

Licht Jordan David · CIK 0001982792 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,627.8

Underlying: Ordinary Shares · 993.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a purchase of 744.8 phantom restricted share units ("Phantom RSUs") by Mr. Licht under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 249.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Licht's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F1 · derivative.exercise_date: Represents a purchase of 744.8 phantom restricted share units ("Phantom RSUs") by Mr. Licht under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 249.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Licht's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F1 · derivative.expiration_date: Represents a purchase of 744.8 phantom restricted share units ("Phantom RSUs") by Mr. Licht under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 249.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Licht's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

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March 06, 2025 Filed Mar 10, 2025 21:34 UTC
Molot Jonathan ToddChief Investment Officer
OtherPhantom RSUs · Derivative 637,601.9 $13.71 $8,741,522.05
Disclosure

SEC source: 0001872592-25-000002 · wk-form4_1741656886.xml · derivative · entry 1

Molot Jonathan Todd · CIK 0001872592 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,835,143.4

Underlying: Ordinary Shares · 637,601.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a purchase of 478,200.9 phantom restricted share units ("Phantom RSUs") by Mr. Molot under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 159,401.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Molot's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F1 · derivative.exercise_date: Represents a purchase of 478,200.9 phantom restricted share units ("Phantom RSUs") by Mr. Molot under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 159,401.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Molot's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F1 · derivative.expiration_date: Represents a purchase of 478,200.9 phantom restricted share units ("Phantom RSUs") by Mr. Molot under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 159,401.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Molot's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

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March 06, 2025 Filed Mar 11, 2025 01:36 UTC
BOGART CHRISTOPHER PDirector · Chief Executive Officer
OtherPhantom RSUs · Derivative 725,349.6 $13.71 $9,944,543.02
Disclosure

SEC source: 0001370948-25-000002 · wk-form4_1741657007.xml · derivative · entry 1

BOGART CHRISTOPHER P · CIK 0001370948 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,762,790.2

Underlying: Ordinary Shares · 725,349.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a purchase of 544,011.6 phantom restricted share units ("Phantom RSUs") by Mr. Bogart under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 181,338.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Bogart's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F2 · shares: The transactions reported in this Form 4 do not include transactions made and reported separately by Elizabeth O'Connell, the reporting person's spouse, who is also an executive officer of the Company.

F1 · derivative.exercise_date: Represents a purchase of 544,011.6 phantom restricted share units ("Phantom RSUs") by Mr. Bogart under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 181,338.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Bogart's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F1 · derivative.expiration_date: Represents a purchase of 544,011.6 phantom restricted share units ("Phantom RSUs") by Mr. Bogart under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 181,338.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Mr. Bogart's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

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March 06, 2025 Filed Mar 11, 2025 01:22 UTC
Will Aviva O.President
OtherPhantom RSUs · Derivative 1,610.3 $13.71 $22,077.21
Disclosure

SEC source: 0001987628-25-000002 · wk-form4_1741656164.xml · derivative · entry 1

Will Aviva O. · CIK 0001987628 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,551.7

Underlying: Ordinary Shares · 1,610.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a purchase of phantom restricted share units ("Phantom RSUs") by Ms. Will under the Burford Capital Deferred Compensation Plan (the "NQDC Plan"). Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of Burford Capital Limited ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F1 · derivative.exercise_date: Represents a purchase of phantom restricted share units ("Phantom RSUs") by Ms. Will under the Burford Capital Deferred Compensation Plan (the "NQDC Plan"). Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of Burford Capital Limited ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F1 · derivative.expiration_date: Represents a purchase of phantom restricted share units ("Phantom RSUs") by Ms. Will under the Burford Capital Deferred Compensation Plan (the "NQDC Plan"). Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of Burford Capital Limited ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

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January 28, 2025 Filed Jan 30, 2025 17:08 UTC
Molot Jonathan ToddChief Investment Officer
SaleOrdinary shares, no par value ("Ordinary Shares") 90,000 $14.61 $1,314,900.00
Disclosure

SEC source: 0001714174-25-000043 · wk-form4_1738274893.xml · nonDerivative · entry 1

Molot Jonathan Todd · CIK 0001872592 · Chief Investment Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,577,194

F1 · security: These Ordinary Shares were sold pursuant to a written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the US Securities Exchange Act of 1934, as amended, that was adopted by the reporting person on August 21, 2024.

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January 28, 2025 Filed Jan 30, 2025 22:15 UTC
BOGART CHRISTOPHER PDirector · Chief Executive Officer
SaleOrdinary shares, no par value ("Ordinary Shares") 90,000 $14.61 $1,314,900.00
Disclosure

SEC source: 0001714174-25-000045 · wk-form4_1738275298.xml · nonDerivative · entry 1

BOGART CHRISTOPHER P · CIK 0001370948 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 452,185

F1 · security: These Ordinary Shares were sold pursuant to a written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the US Securities Exchange Act of 1934, as amended, that was adopted by the reporting person on August 21, 2024.

F2 · ownership.nature: Represents Ordinary Shares held by Christopher P. Bogart Revocable Trust, of which the reporting person serves as a trustee and is a beneficiary.

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January 28, 2025 Filed Jan 30, 2025 22:00 UTC
Will Aviva O.President
SaleOrdinary shares, no par value ("Ordinary Shares") 7,500 $14.61 $109,575.00
Disclosure

SEC source: 0001714174-25-000041 · wk-form4_1738274406.xml · nonDerivative · entry 1

Will Aviva O. · CIK 0001987628 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 310,979

F1 · security: These Ordinary Shares were sold pursuant to a written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the US Securities Exchange Act of 1934, as amended, that was adopted by the reporting person on August 20, 2024.

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January 28, 2025 Filed Jan 30, 2025 21:55 UTC
Perla DavidVice Chair
SaleOrdinary shares, no par value ("Ordinary Shares") 3,000 $14.61 $43,830.00
Disclosure

SEC source: 0001714174-25-000039 · wk-form4_1738274112.xml · nonDerivative · entry 1

Perla David · CIK 0001982783 · Vice Chair

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,489

F1 · security: These Ordinary Shares were sold pursuant to a written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the US Securities Exchange Act of 1934, as amended, that was adopted by the reporting person on August 20, 2024.

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December 31, 2020 Filed Dec 31, 2020 15:26 UTC GiftOrdinary Shares 23,021,070 $0.00 $0.00
Disclosure

SEC source: 0001813994-20-000008 · primary_doc.xml · nonDerivative · entry 3

Mithaq Capital · CIK 0001813994 · 10% owner

Alrajhi Turki Saleh A. · CIK 0001828133 · Director

Seemab Muhammad Asif · CIK 0001828859 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Director with shared voting and investment control over securities.

Disclosed balance after: 23,021,070

F3 · security: Reporting person Muhammad Asif Seemab.

F3 · date: Reporting person Muhammad Asif Seemab.

F3 · kind: Reporting person Muhammad Asif Seemab.

F3 · shares: Reporting person Muhammad Asif Seemab.

F3 · price: Reporting person Muhammad Asif Seemab.

F3 · balance_after: Reporting person Muhammad Asif Seemab.

F3 · ownership.direct: Reporting person Muhammad Asif Seemab.

F3 · ownership.nature: Reporting person Muhammad Asif Seemab.

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December 31, 2020 Filed Dec 31, 2020 15:26 UTC GiftOrdinary Shares 23,021,070 $0.00 $0.00
Disclosure

SEC source: 0001813994-20-000008 · primary_doc.xml · nonDerivative · entry 2

Mithaq Capital · CIK 0001813994 · 10% owner

Alrajhi Turki Saleh A. · CIK 0001828133 · Director

Seemab Muhammad Asif · CIK 0001828859 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Director with shared voting and investment control over securities.

Disclosed balance after: 23,021,070

F2 · security: Reporting person Turki Saleh A. Alrajhi has a pecuniary interest in the Issuers securities owned by Mithaq Capital.

F2 · date: Reporting person Turki Saleh A. Alrajhi has a pecuniary interest in the Issuers securities owned by Mithaq Capital.

F2 · kind: Reporting person Turki Saleh A. Alrajhi has a pecuniary interest in the Issuers securities owned by Mithaq Capital.

F2 · shares: Reporting person Turki Saleh A. Alrajhi has a pecuniary interest in the Issuers securities owned by Mithaq Capital.

F2 · price: Reporting person Turki Saleh A. Alrajhi has a pecuniary interest in the Issuers securities owned by Mithaq Capital.

F2 · balance_after: Reporting person Turki Saleh A. Alrajhi has a pecuniary interest in the Issuers securities owned by Mithaq Capital.

F2 · ownership.nature: Reporting person Turki Saleh A. Alrajhi has a pecuniary interest in the Issuers securities owned by Mithaq Capital.

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December 31, 2020 Filed Dec 31, 2020 15:26 UTC GiftOrdinary Shares 23,021,070 $0.00 $0.00
Disclosure

SEC source: 0001813994-20-000008 · primary_doc.xml · nonDerivative · entry 1

Mithaq Capital · CIK 0001813994 · 10% owner

Alrajhi Turki Saleh A. · CIK 0001828133 · Director

Seemab Muhammad Asif · CIK 0001828859 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,021,070

F1 · security: Reporting person Mithaq Capital made a bona fide gift to Mithaq Capital SPC, an affiliated entity, of 23,021,070 shares of the Issuer. None of the Reporting Persons made a sale of any Shares.

F1 · date: Reporting person Mithaq Capital made a bona fide gift to Mithaq Capital SPC, an affiliated entity, of 23,021,070 shares of the Issuer. None of the Reporting Persons made a sale of any Shares.

F1 · kind: Reporting person Mithaq Capital made a bona fide gift to Mithaq Capital SPC, an affiliated entity, of 23,021,070 shares of the Issuer. None of the Reporting Persons made a sale of any Shares.

F1 · shares: Reporting person Mithaq Capital made a bona fide gift to Mithaq Capital SPC, an affiliated entity, of 23,021,070 shares of the Issuer. None of the Reporting Persons made a sale of any Shares.

F1 · price: Reporting person Mithaq Capital made a bona fide gift to Mithaq Capital SPC, an affiliated entity, of 23,021,070 shares of the Issuer. None of the Reporting Persons made a sale of any Shares.

F1 · balance_after: Reporting person Mithaq Capital made a bona fide gift to Mithaq Capital SPC, an affiliated entity, of 23,021,070 shares of the Issuer. None of the Reporting Persons made a sale of any Shares.

F1 · ownership.direct: Reporting person Mithaq Capital made a bona fide gift to Mithaq Capital SPC, an affiliated entity, of 23,021,070 shares of the Issuer. None of the Reporting Persons made a sale of any Shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.