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Klein Mark N.

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55277
SEC CIK
0001982909

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Burford Capital LtdBUR · Entity 5012GC&ChiefAdministrative OfficerMarch 26, 2026March 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Burford Capital Ltd

Report date March 26, 2026 · Filed March 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary shares, no par value ("Ordinary Shares")SEC Table I · non-derivativeDirect95,636 Reported balance After 2026-03-26 transaction · row 1
1 source row

Row 1 · 2026-03-26 · Exercise / conversion · Acquired 18,437 · Balance 95,636

F1: Represents vesting of an award of restricted share units ("RSUs") granted on March 22, 2023 that vested in full on the third anniversary of the grant date. Each RSU converts into an Ordinary Share on a one-for-one basis.

Ordinary SharesSEC Table I · non-derivativeDirect95,476 Ending reported balance After 2026-03-26 transaction · row 4
3 source rows · reconciled sequence

Row 2 · 2026-03-26 · Exercise / conversion · Acquired 14,197 · Balance 109,833

F2: Represents vesting of an award of performance-based RSUs ("PSUs") granted on March 22, 2023 that vested at 77% of target level upon certification of achievement of the financial performance metrics. Each PSU converts into an Ordinary Share on a one-for-one basis.

Row 3 · 2026-03-26 · Exercise / conversion · Acquired 3,791 · Balance 113,624

F3: Represents vesting of one-third of an award of RSUs granted on March 13, 2025. Each RSU converts into an Ordinary Share on a one-for-one basis.

Row 4 · 2026-03-26 · Tax withholding · Disposed 18,148 · Balance 95,476

F4: Represents satisfaction of tax withholding obligations by net settlement of Ordinary Shares upon vesting of RSUs and PSUs.

RSUsSEC Table II · derivative / convertible securityDirect115,339.5 Reported balance After 2026-03-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-03-26 · Exercise / conversion · Disposed 18,437 · Balance 115,339.5

F1: Represents vesting of an award of restricted share units ("RSUs") granted on March 22, 2023 that vested in full on the third anniversary of the grant date. Each RSU converts into an Ordinary Share on a one-for-one basis.

RSUsSEC Table II · derivative / convertible securityDirect97,351.5 Reported balance After 2026-03-26 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-03-26 · Exercise / conversion · Disposed 3,791 · Balance 97,351.5

F3: Represents vesting of one-third of an award of RSUs granted on March 13, 2025. Each RSU converts into an Ordinary Share on a one-for-one basis.

PSUsSEC Table II · derivative / convertible securityDirect101,142.5 Reported balance After 2026-03-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-03-26 · Exercise / conversion · Disposed 14,197 · Balance 101,142.5

F2: Represents vesting of an award of performance-based RSUs ("PSUs") granted on March 22, 2023 that vested at 77% of target level upon certification of achievement of the financial performance metrics. Each PSU converts into an Ordinary Share on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vesting of an award of restricted share units ("RSUs") granted on March 22, 2023 that vested in full on the third anniversary of the grant date. Each RSU converts into an Ordinary Share on a one-for-one basis.

F2: Represents vesting of an award of performance-based RSUs ("PSUs") granted on March 22, 2023 that vested at 77% of target level upon certification of achievement of the financial performance metrics. Each PSU converts into an Ordinary Share on a one-for-one basis.

F3: Represents vesting of one-third of an award of RSUs granted on March 13, 2025. Each RSU converts into an Ordinary Share on a one-for-one basis.

F4: Represents satisfaction of tax withholding obligations by net settlement of Ordinary Shares upon vesting of RSUs and PSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2026 Filed Mar 30, 2026 21:33 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionRSUs · Derivative 3,791 $0.00 $0.00
Disclosure

SEC source: 0001714174-26-000043 · wk-form4_1774903306.xml · derivative · entry 7

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,351.5

Underlying: Ordinary Shares · 3,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-third of an award of RSUs granted on March 13, 2025. Each RSU converts into an Ordinary Share on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-third of an award of RSUs granted on March 13, 2025. Each RSU converts into an Ordinary Share on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-third of an award of RSUs granted on March 13, 2025. Each RSU converts into an Ordinary Share on a one-for-one basis.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:33 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionPSUs · Derivative 14,197 $0.00 $0.00
Disclosure

SEC source: 0001714174-26-000043 · wk-form4_1774903306.xml · derivative · entry 6

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,142.5

Underlying: Ordinary Shares · 14,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of an award of performance-based RSUs ("PSUs") granted on March 22, 2023 that vested at 77% of target level upon certification of achievement of the financial performance metrics. Each PSU converts into an Ordinary Share on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of an award of performance-based RSUs ("PSUs") granted on March 22, 2023 that vested at 77% of target level upon certification of achievement of the financial performance metrics. Each PSU converts into an Ordinary Share on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of an award of performance-based RSUs ("PSUs") granted on March 22, 2023 that vested at 77% of target level upon certification of achievement of the financial performance metrics. Each PSU converts into an Ordinary Share on a one-for-one basis.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:33 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionRSUs · Derivative 18,437 $0.00 $0.00
Disclosure

SEC source: 0001714174-26-000043 · wk-form4_1774903306.xml · derivative · entry 5

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,339.5

Underlying: Ordinary Shares · 18,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of an award of restricted share units ("RSUs") granted on March 22, 2023 that vested in full on the third anniversary of the grant date. Each RSU converts into an Ordinary Share on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of an award of restricted share units ("RSUs") granted on March 22, 2023 that vested in full on the third anniversary of the grant date. Each RSU converts into an Ordinary Share on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of an award of restricted share units ("RSUs") granted on March 22, 2023 that vested in full on the third anniversary of the grant date. Each RSU converts into an Ordinary Share on a one-for-one basis.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:33 UTC Burford Capital Ltd BUR · Entity 5012 Tax withholdingOrdinary Shares 18,148 $7.70 $139,739.60
Disclosure

SEC source: 0001714174-26-000043 · wk-form4_1774903306.xml · nonDerivative · entry 4

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,476

F4 · shares: Represents satisfaction of tax withholding obligations by net settlement of Ordinary Shares upon vesting of RSUs and PSUs.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:33 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionOrdinary Shares 3,791 $0.00 $0.00
Disclosure

SEC source: 0001714174-26-000043 · wk-form4_1774903306.xml · nonDerivative · entry 3

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-third of an award of RSUs granted on March 13, 2025. Each RSU converts into an Ordinary Share on a one-for-one basis.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:33 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionOrdinary Shares 14,197 $0.00 $0.00
Disclosure

SEC source: 0001714174-26-000043 · wk-form4_1774903306.xml · nonDerivative · entry 2

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of an award of performance-based RSUs ("PSUs") granted on March 22, 2023 that vested at 77% of target level upon certification of achievement of the financial performance metrics. Each PSU converts into an Ordinary Share on a one-for-one basis.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:33 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionOrdinary shares, no par value ("Ordinary Shares") 18,437 $0.00 $0.00
Disclosure

SEC source: 0001714174-26-000043 · wk-form4_1774903306.xml · nonDerivative · entry 1

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of an award of restricted share units ("RSUs") granted on March 22, 2023 that vested in full on the third anniversary of the grant date. Each RSU converts into an Ordinary Share on a one-for-one basis.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 20:38 UTC Burford Capital Ltd BUR · Entity 5012 GrantRSUs · Derivative 39,328 $8.55 $336,254.40
Disclosure

SEC source: 0001714174-26-000018 · wk-form4_1773088713.xml · derivative · entry 1

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,776.5

Underlying: Ordinary Shares · 39,328 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units ("RSUs") granted on March 5, 2026 by the compensation committee of the board of directors of Burford Capital Limited under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan. The RSUs vest in five equal installments with (i) the first installment vesting on March 22, 2027, (ii) the second installment vesting on March 15, 2028, (iii) the third installment vesting on March 15, 2029, (iv) the fourth installment vesting on March 15, 2030 and (v) the fifth installment vesting on March 15, 2031, in each case, subject to Mr. Klein's continued employment through such dates. Each RSU represents a contingent right to receive one ordinary share, no par value, of the Company ("Ordinary Share").

F1 · derivative.exercise_date: Represents restricted share units ("RSUs") granted on March 5, 2026 by the compensation committee of the board of directors of Burford Capital Limited under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan. The RSUs vest in five equal installments with (i) the first installment vesting on March 22, 2027, (ii) the second installment vesting on March 15, 2028, (iii) the third installment vesting on March 15, 2029, (iv) the fourth installment vesting on March 15, 2030 and (v) the fifth installment vesting on March 15, 2031, in each case, subject to Mr. Klein's continued employment through such dates. Each RSU represents a contingent right to receive one ordinary share, no par value, of the Company ("Ordinary Share").

F1 · derivative.expiration_date: Represents restricted share units ("RSUs") granted on March 5, 2026 by the compensation committee of the board of directors of Burford Capital Limited under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan. The RSUs vest in five equal installments with (i) the first installment vesting on March 22, 2027, (ii) the second installment vesting on March 15, 2028, (iii) the third installment vesting on March 15, 2029, (iv) the fourth installment vesting on March 15, 2030 and (v) the fifth installment vesting on March 15, 2031, in each case, subject to Mr. Klein's continued employment through such dates. Each RSU represents a contingent right to receive one ordinary share, no par value, of the Company ("Ordinary Share").

Read SEC document
August 21, 2025 Filed Aug 25, 2025 22:22 UTC Burford Capital Ltd BUR · Entity 5012 OtherPhantom RSUs · Derivative 5,303.6 $13.60 $72,128.96
Disclosure

SEC source: 0000950157-25-000715 · form4.xml · derivative · entry 1

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,448.5

Underlying: Ordinary Shares · 5,303.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a purchase of 3,977.6 phantom RSUs ("Phantom RSUs") by Mr. Klein under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by the Company of 1,326.0 Phantom RSUs, which vest on August 11, 2027, in accordance with the NQDC Plan, subject to Mr. Klein's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F1 · derivative.exercise_date: Represents a purchase of 3,977.6 phantom RSUs ("Phantom RSUs") by Mr. Klein under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by the Company of 1,326.0 Phantom RSUs, which vest on August 11, 2027, in accordance with the NQDC Plan, subject to Mr. Klein's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F1 · derivative.expiration_date: Represents a purchase of 3,977.6 phantom RSUs ("Phantom RSUs") by Mr. Klein under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by the Company of 1,326.0 Phantom RSUs, which vest on August 11, 2027, in accordance with the NQDC Plan, subject to Mr. Klein's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

Read SEC document
May 14, 2025 Filed May 16, 2025 12:32 UTC Burford Capital Ltd BUR · Entity 5012 GrantPSUs · Derivative 11,373 $13.19 $150,009.87
Disclosure

SEC source: 0001714174-25-000118 · wk-form4_1747398716.xml · derivative · entry 2

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,144.9

Underlying: Ordinary Shares · 11,373 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents performance-based RSUs ("PSUs") granted on March 13, 2025 by the Compensation Committee under the 2025 Omnibus Incentive Compensation Plan, subject to shareholder approval of the 2025 Omnibus Incentive Compensation Plan, which was obtained on May 14, 2025. The PSUs vest on the third anniversary of the grant date, at a level (if at all) determined based upon achievement of either of the applicable relative total shareholder return-based goals measured based on the Company's performance either (i) over the five-year period ending on the final day of the applicable performance period or (ii) annually for each year of the three-year performance period, subject to Mr. Klein's continued employment through such dates. Each PSU represents a contingent right to receive one Ordinary Share.

F2 · derivative.exercise_date: Represents performance-based RSUs ("PSUs") granted on March 13, 2025 by the Compensation Committee under the 2025 Omnibus Incentive Compensation Plan, subject to shareholder approval of the 2025 Omnibus Incentive Compensation Plan, which was obtained on May 14, 2025. The PSUs vest on the third anniversary of the grant date, at a level (if at all) determined based upon achievement of either of the applicable relative total shareholder return-based goals measured based on the Company's performance either (i) over the five-year period ending on the final day of the applicable performance period or (ii) annually for each year of the three-year performance period, subject to Mr. Klein's continued employment through such dates. Each PSU represents a contingent right to receive one Ordinary Share.

F2 · derivative.expiration_date: Represents performance-based RSUs ("PSUs") granted on March 13, 2025 by the Compensation Committee under the 2025 Omnibus Incentive Compensation Plan, subject to shareholder approval of the 2025 Omnibus Incentive Compensation Plan, which was obtained on May 14, 2025. The PSUs vest on the third anniversary of the grant date, at a level (if at all) determined based upon achievement of either of the applicable relative total shareholder return-based goals measured based on the Company's performance either (i) over the five-year period ending on the final day of the applicable performance period or (ii) annually for each year of the three-year performance period, subject to Mr. Klein's continued employment through such dates. Each PSU represents a contingent right to receive one Ordinary Share.

Read SEC document
May 14, 2025 Filed May 16, 2025 12:32 UTC Burford Capital Ltd BUR · Entity 5012 GrantRSUs · Derivative 11,373 $13.19 $150,009.87
Disclosure

SEC source: 0001714174-25-000118 · wk-form4_1747398716.xml · derivative · entry 1

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,771.9

Underlying: Ordinary Shares · 11,373 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units ("RSUs") granted on March 13, 2025 by the compensation committee of the board of directors (the "Compensation Committee") of Burford Capital Limited (the "Company") under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan (the "2025 Omnibus Incentive Compensation Plan"), subject to shareholder approval of the 2025 Omnibus Incentive Compensation Plan, which was obtained on May 14, 2025. The RSUs vest in equal installments with (i) the first installment vesting on March 22, 2026, (ii) the second installment vesting on March 22, 2027 and (iii) the third installment vesting on March 15, 2028, in each case, subject to Mr. Klein's continued employment through such dates. Each RSU represents a contingent right to receive one ordinary share, no par value, of the Company ("Ordinary Share").

F1 · derivative.exercise_date: Represents restricted share units ("RSUs") granted on March 13, 2025 by the compensation committee of the board of directors (the "Compensation Committee") of Burford Capital Limited (the "Company") under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan (the "2025 Omnibus Incentive Compensation Plan"), subject to shareholder approval of the 2025 Omnibus Incentive Compensation Plan, which was obtained on May 14, 2025. The RSUs vest in equal installments with (i) the first installment vesting on March 22, 2026, (ii) the second installment vesting on March 22, 2027 and (iii) the third installment vesting on March 15, 2028, in each case, subject to Mr. Klein's continued employment through such dates. Each RSU represents a contingent right to receive one ordinary share, no par value, of the Company ("Ordinary Share").

F1 · derivative.expiration_date: Represents restricted share units ("RSUs") granted on March 13, 2025 by the compensation committee of the board of directors (the "Compensation Committee") of Burford Capital Limited (the "Company") under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan (the "2025 Omnibus Incentive Compensation Plan"), subject to shareholder approval of the 2025 Omnibus Incentive Compensation Plan, which was obtained on May 14, 2025. The RSUs vest in equal installments with (i) the first installment vesting on March 22, 2026, (ii) the second installment vesting on March 22, 2027 and (iii) the third installment vesting on March 15, 2028, in each case, subject to Mr. Klein's continued employment through such dates. Each RSU represents a contingent right to receive one ordinary share, no par value, of the Company ("Ordinary Share").

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:01 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionPSUs · Derivative 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000085 · wk-form4_1744282894.xml · derivative · entry 5

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,398.9

Underlying: Ordinary Shares · 13,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of an award of performance-based RSUs ("PSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions.

F2 · derivative.exercise_date: Represents vesting of an award of performance-based RSUs ("PSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions.

F2 · derivative.expiration_date: Represents vesting of an award of performance-based RSUs ("PSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:01 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionRSUs · Derivative 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000085 · wk-form4_1744282894.xml · derivative · entry 4

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,839.9

Underlying: Ordinary Shares · 13,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of an award of restricted share units ("RSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date.

F1 · derivative.exercise_date: Represents vesting of an award of restricted share units ("RSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date.

F1 · derivative.expiration_date: Represents vesting of an award of restricted share units ("RSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:01 UTC Burford Capital Ltd BUR · Entity 5012 Tax withholdingOrdinary Shares 13,724 $11.92 $163,590.08
Disclosure

SEC source: 0001714174-25-000085 · wk-form4_1744282894.xml · nonDerivative · entry 3

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,199

F3 · shares: Represents satisfaction of tax withholding obligations by net settlement of Ordinary Shares upon vesting of RSUs and PSUs.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:01 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionOrdinary Shares 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000085 · wk-form4_1744282894.xml · nonDerivative · entry 2

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of an award of performance-based RSUs ("PSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:01 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionOrdinary shares, no par value ("Ordinary Shares") 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000085 · wk-form4_1744282894.xml · nonDerivative · entry 1

Klein Mark N. · CIK 0001982909 · GC&ChiefAdministrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of an award of restricted share units ("RSUs") granted on April 5, 2022 that vested in full on the third anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.