Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ally Financial Inc.ALLY · Entity 3431 | Chief Financial Officer | January 31, 2018 | February 02, 2018 |
| Burford Capital LtdBUR · Entity 5012 | Director | June 15, 2026 | June 17, 2026 |
| OneMain Holdings, Inc.OMF · Entity 3702 | Director | February 11, 2026 | February 13, 2026 |
| WESTERN ALLIANCE BANCORPORATIONWAL · Entity 3616 | Director | February 05, 2026 | February 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ally Financial Inc.
Report date January 31, 2018 · Filed February 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 243,962 |
Reported balance
After 2018-01-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-31 · Grant · Acquired 44,018 · Balance 243,962 F1: Represents an equal number of performance stock awards that, when vested, may be settled only in shares of Company common stock. F2: Represents the per share fair market value of the Company's common stock as of January 31, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 269,676 |
Reported balance
After 2018-02-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-02-01 · Grant · Acquired 25,714 · Balance 269,676 F3: Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock. F4: Represents the per share fair market value of the Company's common stock as of February 1, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an equal number of performance stock awards that, when vested, may be settled only in shares of Company common stock.
F2: Represents the per share fair market value of the Company's common stock as of January 31, 2018.
F3: Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock.
F4: Represents the per share fair market value of the Company's common stock as of February 1, 2018.
Burford Capital Ltd
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary shares, no par value ("Ordinary Shares")SEC Table I · non-derivative | Direct | 59,576 |
Reported balance
After 2026-06-15 transaction · row 1
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 22,406 · Balance 59,576 F1: Represents a grant of Ordinary Shares under the Burford Capital Limited 2021 Non-Employee Directors' Share Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of Ordinary Shares under the Burford Capital Limited 2021 Non-Employee Directors' Share Plan.
OneMain Holdings, Inc.
Report date February 11, 2026 · Filed February 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 4,810 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Grant · Acquired 3,243 · Balance 4,810 F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.
WESTERN ALLIANCE BANCORPORATION
Report date February 05, 2026 · Filed February 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,580 |
Reported balance
After 2026-02-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-05 · Grant · Acquired 2,580 · Balance 2,580 F1: Represents the grant of Deferred Stock Units under the Issuer's Stock Incentive Plan and credited under the Issuer's Director Deferral Plan, vesting on February 5, 2027. Deferred Stock Units are paid in shares of Common Stock issued under the Issuer's Stock Incentive Plan after a separation from service pursuant to the Director Deferral Plan |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of Deferred Stock Units under the Issuer's Stock Incentive Plan and credited under the Issuer's Director Deferral Plan, vesting on February 5, 2027. Deferred Stock Units are paid in shares of Common Stock issued under the Issuer's Stock Incentive Plan after a separation from service pursuant to the Director Deferral Plan
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2026 Filed Jun 17, 2026 11:05 UTC | Burford Capital Ltd BUR · Entity 5012 | GrantOrdinary shares, no par value ("Ordinary Shares") | 22,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001714174-26-000089 · wk-form4_1781694316.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,576 F1 · kind: Represents a grant of Ordinary Shares under the Burford Capital Limited 2021 Non-Employee Directors' Share Plan. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 22:12 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon stock, par value $0.01 per share | 3,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001603746-26-000002 · wk-form4_1771020725.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,810 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
| February 05, 2026 Filed Feb 9, 2026 21:23 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantDeferred Stock Units · Derivative | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-006467 · wk-form4_1770672186.xml · derivative · entry 1 Halmy Christopher A · CIK 0001603746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,580 Underlying: Common Stock · 2,580 shares Expires not disclosed F1 · derivative.exercise_price: Represents the grant of Deferred Stock Units under the Issuer's Stock Incentive Plan and credited under the Issuer's Director Deferral Plan, vesting on February 5, 2027. Deferred Stock Units are paid in shares of Common Stock issued under the Issuer's Stock Incentive Plan after a separation from service pursuant to the Director Deferral Plan F1 · derivative.exercise_date: Represents the grant of Deferred Stock Units under the Issuer's Stock Incentive Plan and credited under the Issuer's Director Deferral Plan, vesting on February 5, 2027. Deferred Stock Units are paid in shares of Common Stock issued under the Issuer's Stock Incentive Plan after a separation from service pursuant to the Director Deferral Plan F1 · derivative.expiration_date: Represents the grant of Deferred Stock Units under the Issuer's Stock Incentive Plan and credited under the Issuer's Director Deferral Plan, vesting on February 5, 2027. Deferred Stock Units are paid in shares of Common Stock issued under the Issuer's Stock Incentive Plan after a separation from service pursuant to the Director Deferral Plan Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 21:46 UTC | Burford Capital Ltd BUR · Entity 5012 | OtherPhantom RSUs · Derivative | 5,075.6 | $9.26 | $47,000.06 |
DisclosureSEC source: 0001714174-25-000207 · wk-form4_1766440000.xml · derivative · entry 1 Halmy Christopher A · CIK 0001603746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,018.4 Underlying: Ordinary Shares · 5,075.6 shares Expires not disclosed F1 · derivative.exercise_price: Represents a purchase of phantom restricted share units ("Phantom RSUs") by Mr. Halmy under the Burford Capital Deferred Compensation Plan (the "NQDC Plan"). Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of Burford Capital Limited ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan. F1 · derivative.exercise_date: Represents a purchase of phantom restricted share units ("Phantom RSUs") by Mr. Halmy under the Burford Capital Deferred Compensation Plan (the "NQDC Plan"). Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of Burford Capital Limited ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan. F1 · derivative.expiration_date: Represents a purchase of phantom restricted share units ("Phantom RSUs") by Mr. Halmy under the Burford Capital Deferred Compensation Plan (the "NQDC Plan"). Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of Burford Capital Limited ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 22:12 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon stock, par value $0.01 per share | 1,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001603746-25-000006 · wk-form4_1749852744.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,567 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2026, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 10:31 UTC | Burford Capital Ltd BUR · Entity 5012 | GrantOrdinary shares, no par value ("Ordinary Shares") | 7,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001714174-25-000137 · wk-form4_1749205902.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,170 F1 · kind: Represents a grant of Ordinary Shares under the Burford Capital Limited 2021 Non-Employee Directors' Share Plan. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 01:12 UTC | Burford Capital Ltd BUR · Entity 5012 | OtherPhantom RSUs · Derivative | 742.4 | $13.47 | $10,000.13 |
DisclosureSEC source: 0001603746-25-000002 · wk-form4_1741655514.xml · derivative · entry 1 Halmy Christopher A · CIK 0001603746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,942.8 Underlying: Ordinary Shares · 742.4 shares Expires not disclosed F1 · derivative.exercise_price: Represents a purchase of phantom restricted share units ("Phantom RSUs") by Mr. Halmy under the Burford Capital Deferred Compensation Plan (the "NQDC Plan"). Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of Burford Capital Limited ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan. F1 · derivative.exercise_date: Represents a purchase of phantom restricted share units ("Phantom RSUs") by Mr. Halmy under the Burford Capital Deferred Compensation Plan (the "NQDC Plan"). Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of Burford Capital Limited ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan. F1 · derivative.expiration_date: Represents a purchase of phantom restricted share units ("Phantom RSUs") by Mr. Halmy under the Burford Capital Deferred Compensation Plan (the "NQDC Plan"). Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of Burford Capital Limited ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 23:49 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 2,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-25-000067 · wk-form4_1739231390.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,861 Read SEC document |
| May 02, 2024 Filed May 6, 2024 21:24 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 3,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-24-000150 · wk-form4_1715030631.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,267 Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:51 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 25,714 | $30.14 | $775,019.96 |
DisclosureSEC source: 0000040729-18-000026 · wf-form4_151760107867587.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,676 F3 · security: Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock. F4 · price: Represents the per share fair market value of the Company's common stock as of February 1, 2018. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 19:51 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 44,018 | $29.77 | $1,310,415.86 |
DisclosureSEC source: 0000040729-18-000026 · wf-form4_151760107867587.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,962 F1 · security: Represents an equal number of performance stock awards that, when vested, may be settled only in shares of Company common stock. F2 · price: Represents the per share fair market value of the Company's common stock as of January 31, 2018. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:34 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-18-000008 · wf-form4_151500805598858.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:34 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $29.03 | $7,025.26 |
DisclosureSEC source: 0000040729-18-000008 · wf-form4_151500805598858.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of December 20, 2017. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:34 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-18-000008 · wf-form4_151500805598858.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 18:41 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000393 · wf-form4_151362247724125.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 18:41 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $27.89 | $6,749.38 |
DisclosureSEC source: 0000040729-17-000393 · wf-form4_151362247724125.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of December 6, 2017. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 18:41 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000393 · wf-form4_151362247724125.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 17:58 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000383 · wf-form4_151249670049840.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 17:58 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $26.37 | $6,381.54 |
DisclosureSEC source: 0000040729-17-000383 · wf-form4_151249670049840.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of November 22, 2017. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 17:58 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000383 · wf-form4_151249670049840.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 14:07 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000373 · wf-form4_151127320668042.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 14:07 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $25.72 | $6,224.24 |
DisclosureSEC source: 0000040729-17-000373 · wf-form4_151127320668042.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of November 8, 2017. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 14:07 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000373 · wf-form4_151127320668042.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 15:08 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000361 · wf-form4_150998089575994.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 15:08 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $25.67 | $6,212.14 |
DisclosureSEC source: 0000040729-17-000361 · wf-form4_150998089575994.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of October 25, 2017. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 15:08 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000361 · wf-form4_150998089575994.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 14:14 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000345 · wf-form4_150885445129200.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 14:14 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $24.35 | $5,892.70 |
DisclosureSEC source: 0000040729-17-000345 · wf-form4_150885445129200.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of October 11, 2017. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 14:14 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000345 · wf-form4_150885445129200.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 12:53 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000329 · wf-form4_150763998996542.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,452 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 12:53 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $23.83 | $5,766.86 |
DisclosureSEC source: 0000040729-17-000329 · wf-form4_150763998996542.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of September 27, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 12:53 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000329 · wf-form4_150763998996542.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 17:25 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000316 · wf-form4_150636030407362.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,694 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 17:25 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $22.65 | $5,481.30 |
DisclosureSEC source: 0000040729-17-000316 · wf-form4_150636030407362.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of September 13, 2017. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 17:25 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000316 · wf-form4_150636030407362.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 14:11 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 241 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000306 · wf-form4_150513910293451.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,936 Underlying: Common Stock · 241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 14:11 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 241 | $22.36 | $5,388.76 |
DisclosureSEC source: 0000040729-17-000306 · wf-form4_150513910293451.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of August 30, 2017. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 14:11 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 241 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000306 · wf-form4_150513910293451.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 17:23 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000296 · wf-form4_150394101185334.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,177 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 17:23 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $22.59 | $5,466.78 |
DisclosureSEC source: 0000040729-17-000296 · wf-form4_150394101185334.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of August 16, 2017. Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 17:23 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000296 · wf-form4_150394101185334.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 14:06 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000281 · wf-form4_150280595383954.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,419 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 14:06 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $22.78 | $5,512.76 |
DisclosureSEC source: 0000040729-17-000281 · wf-form4_150280595383954.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of August 2, 2017. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 14:06 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000281 · wf-form4_150280595383954.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 13:50 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000269 · wf-form4_150159543393308.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,661 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 13:50 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $21.44 | $5,188.48 |
DisclosureSEC source: 0000040729-17-000269 · wf-form4_150159543393308.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of July 19, 2017. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 13:50 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000269 · wf-form4_150159543393308.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 15:14 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionDeferred Stock Units (DSU) · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000252 · wf-form4_150039088230191.xml · derivative · entry 3 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,903 Underlying: Common Stock · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 15:14 UTC | Ally Financial Inc. ALLY · Entity 3431 | Disposition to issuerCommon Stock | 242 | $21.31 | $5,157.02 |
DisclosureSEC source: 0000040729-17-000252 · wf-form4_150039088230191.xml · nonDerivative · entry 2 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,944 F2 · price: Represents the per share fair market value of the Company's common stock as of July 5, 2017. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 15:14 UTC | Ally Financial Inc. ALLY · Entity 3431 | Exercise / conversionCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000040729-17-000252 · wf-form4_150039088230191.xml · nonDerivative · entry 1 Halmy Christopher A · CIK 0001603746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.