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OCONNELL ELIZABETH

Disclosed activity across 1 company

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37169
SEC CIK
0001370474

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Burford Capital LtdBUR · Entity 5012Chief Strategy OfficerJune 15, 2026June 17, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Burford Capital Ltd

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary shares, no par value ("Ordinary Shares")SEC Table I · non-derivativeDirect42,112 Reported balance After 2026-06-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-15 · Exercise / conversion · Acquired 42,112 · Balance 42,112

F1: Represents settlement of phantom RSUs ("Phantom RSUs") held under the Burford Capital Deferred Compensation Plan. Each Phantom RSU converted into an Ordinary Share on a one-for-one basis.

F2: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

Ordinary SharesSEC Table I · non-derivativeDirect32,847 Reported balance After 2026-06-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-06-15 · Tax withholding · Disposed 9,265 · Balance 32,847

F3: Represents satisfaction of tax withholding obligations upon settlement of Phantom RSUs.

F2: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

Phantom RSUsSEC Table II · derivative / convertible securityDirect346,484.5 Reported balance After 2026-06-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-15 · Exercise / conversion · Disposed 42,112 · Balance 346,484.5

F1: Represents settlement of phantom RSUs ("Phantom RSUs") held under the Burford Capital Deferred Compensation Plan. Each Phantom RSU converted into an Ordinary Share on a one-for-one basis.

F2: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

Ordinary SharesSEC Table I · non-derivativeIndirectBy Trust54,359 Reported balance Holding disclosure · report date 2026-06-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 54,359

Filing footnotes · ownership attribution and instrument terms

F1: Represents settlement of phantom RSUs ("Phantom RSUs") held under the Burford Capital Deferred Compensation Plan. Each Phantom RSU converted into an Ordinary Share on a one-for-one basis.

F2: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

F3: Represents satisfaction of tax withholding obligations upon settlement of Phantom RSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2026 Filed Jun 17, 2026 11:09 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionPhantom RSUs · Derivative 42,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001714174-26-000091 · wk-form4_1781694592.xml · derivative · entry 4

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,484.5

Underlying: Ordinary Shares · 42,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents settlement of phantom RSUs ("Phantom RSUs") held under the Burford Capital Deferred Compensation Plan. Each Phantom RSU converted into an Ordinary Share on a one-for-one basis.

F1 · price: Represents settlement of phantom RSUs ("Phantom RSUs") held under the Burford Capital Deferred Compensation Plan. Each Phantom RSU converted into an Ordinary Share on a one-for-one basis.

F1 · derivative.exercise_date: Represents settlement of phantom RSUs ("Phantom RSUs") held under the Burford Capital Deferred Compensation Plan. Each Phantom RSU converted into an Ordinary Share on a one-for-one basis.

F1 · derivative.expiration_date: Represents settlement of phantom RSUs ("Phantom RSUs") held under the Burford Capital Deferred Compensation Plan. Each Phantom RSU converted into an Ordinary Share on a one-for-one basis.

F2 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 11:09 UTC Burford Capital Ltd BUR · Entity 5012 Tax withholdingOrdinary Shares 9,265 $4.64 $42,989.60
Disclosure

SEC source: 0001714174-26-000091 · wk-form4_1781694592.xml · nonDerivative · entry 2

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,847

F3 · shares: Represents satisfaction of tax withholding obligations upon settlement of Phantom RSUs.

F2 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 11:09 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionOrdinary shares, no par value ("Ordinary Shares") 42,112 $0.00 $0.00
Disclosure

SEC source: 0001714174-26-000091 · wk-form4_1781694592.xml · nonDerivative · entry 1

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents settlement of phantom RSUs ("Phantom RSUs") held under the Burford Capital Deferred Compensation Plan. Each Phantom RSU converted into an Ordinary Share on a one-for-one basis.

F2 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:37 UTC Burford Capital Ltd BUR · Entity 5012 GrantPhantom RSUs · Derivative 3,791 $0.00 $0.00
Disclosure

SEC source: 0001714174-26-000048 · wk-form4_1774904809.xml · derivative · entry 7

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,836.5

Underlying: Ordinary Shares · 3,791 shares

Expires not disclosed

F7 · derivative.exercise_price: Represents the conversion of 3,791 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be paid in cash or settled in an Ordinary Share in accordance with the terms of the NQDC Plan.

F7 · derivative.exercise_date: Represents the conversion of 3,791 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be paid in cash or settled in an Ordinary Share in accordance with the terms of the NQDC Plan.

F7 · derivative.expiration_date: Represents the conversion of 3,791 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be paid in cash or settled in an Ordinary Share in accordance with the terms of the NQDC Plan.

F5 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:37 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionRSUs · Derivative 3,791 $0.00 $0.00
Disclosure

SEC source: 0001714174-26-000048 · wk-form4_1774904809.xml · derivative · entry 6

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,045.5

Underlying: Ordinary Shares · 3,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Represents one-third of an award of RSUs granted on March 13, 2025 that vested in full on August 12, 2025, due to the reporting person becoming retirement eligible under Burford Capital Limited's retirement policy in effect from time to time, with settlement to occur in the form of Ordinary Shares on a one-for-one-basis on March 22, 2026 in accordance with the ordinary vesting schedule. Notwithstanding the foregoing, the reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon the scheduled vesting date of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 3,791 phantom RSUs ("Phantom RSUs").

F6 · derivative.exercise_date: Represents one-third of an award of RSUs granted on March 13, 2025 that vested in full on August 12, 2025, due to the reporting person becoming retirement eligible under Burford Capital Limited's retirement policy in effect from time to time, with settlement to occur in the form of Ordinary Shares on a one-for-one-basis on March 22, 2026 in accordance with the ordinary vesting schedule. Notwithstanding the foregoing, the reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon the scheduled vesting date of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 3,791 phantom RSUs ("Phantom RSUs").

F6 · derivative.expiration_date: Represents one-third of an award of RSUs granted on March 13, 2025 that vested in full on August 12, 2025, due to the reporting person becoming retirement eligible under Burford Capital Limited's retirement policy in effect from time to time, with settlement to occur in the form of Ordinary Shares on a one-for-one-basis on March 22, 2026 in accordance with the ordinary vesting schedule. Notwithstanding the foregoing, the reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon the scheduled vesting date of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 3,791 phantom RSUs ("Phantom RSUs").

F5 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:37 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionPSUs · Derivative 14,197 $0.00 $0.00
Disclosure

SEC source: 0001714174-26-000048 · wk-form4_1774904809.xml · derivative · entry 5

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,836.5

Underlying: Ordinary Shares · 14,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of an award of performance-based RSUs ("PSUs") granted on March 22, 2023 that vested at 77% of target level upon certification of achievement of the financial performance metrics. Each PSU converts into an Ordinary Share on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of an award of performance-based RSUs ("PSUs") granted on March 22, 2023 that vested at 77% of target level upon certification of achievement of the financial performance metrics. Each PSU converts into an Ordinary Share on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of an award of performance-based RSUs ("PSUs") granted on March 22, 2023 that vested at 77% of target level upon certification of achievement of the financial performance metrics. Each PSU converts into an Ordinary Share on a one-for-one basis.

F5 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:37 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionRSUs · Derivative 18,437 $0.00 $0.00
Disclosure

SEC source: 0001714174-26-000048 · wk-form4_1774904809.xml · derivative · entry 4

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,033.5

Underlying: Ordinary Shares · 18,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents an award of restricted share units ("RSUs") granted on March 22, 2023 that vested in full on August 12, 2025, due to the reporting person becoming retirement eligible under Burford Capital Limited's retirement policy in effect from time to time, with settlement to occur in the form of Ordinary Shares on a one-for-one-basis on the third anniversary of the grant date in accordance with the ordinary vesting schedule.

F1 · derivative.exercise_date: Represents an award of restricted share units ("RSUs") granted on March 22, 2023 that vested in full on August 12, 2025, due to the reporting person becoming retirement eligible under Burford Capital Limited's retirement policy in effect from time to time, with settlement to occur in the form of Ordinary Shares on a one-for-one-basis on the third anniversary of the grant date in accordance with the ordinary vesting schedule.

F1 · derivative.expiration_date: Represents an award of restricted share units ("RSUs") granted on March 22, 2023 that vested in full on August 12, 2025, due to the reporting person becoming retirement eligible under Burford Capital Limited's retirement policy in effect from time to time, with settlement to occur in the form of Ordinary Shares on a one-for-one-basis on the third anniversary of the grant date in accordance with the ordinary vesting schedule.

F5 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:37 UTC Burford Capital Ltd BUR · Entity 5012 Tax withholdingOrdinary Shares 13,029 $7.70 $100,323.30
Disclosure

SEC source: 0001714174-26-000048 · wk-form4_1774904809.xml · nonDerivative · entry 3

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 54,359

F4 · shares: Represents satisfaction of tax withholding obligations by net settlement of Ordinary Shares upon vesting of RSUs and PSUs.

F2 · ownership.nature: Represents Ordinary Shares held by Elizabeth O'Connell Revocable Trust, of which the reporting person serves as a sole trustee and is a beneficiary.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:37 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionOrdinary Shares 14,197 $0.00 $0.00
Disclosure

SEC source: 0001714174-26-000048 · wk-form4_1774904809.xml · nonDerivative · entry 2

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 67,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of an award of performance-based RSUs ("PSUs") granted on March 22, 2023 that vested at 77% of target level upon certification of achievement of the financial performance metrics. Each PSU converts into an Ordinary Share on a one-for-one basis.

F2 · ownership.nature: Represents Ordinary Shares held by Elizabeth O'Connell Revocable Trust, of which the reporting person serves as a sole trustee and is a beneficiary.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:37 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionOrdinary shares, no par value ("Ordinary Shares") 18,437 $0.00 $0.00
Disclosure

SEC source: 0001714174-26-000048 · wk-form4_1774904809.xml · nonDerivative · entry 1

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 53,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents an award of restricted share units ("RSUs") granted on March 22, 2023 that vested in full on August 12, 2025, due to the reporting person becoming retirement eligible under Burford Capital Limited's retirement policy in effect from time to time, with settlement to occur in the form of Ordinary Shares on a one-for-one-basis on the third anniversary of the grant date in accordance with the ordinary vesting schedule.

F2 · ownership.nature: Represents Ordinary Shares held by Elizabeth O'Connell Revocable Trust, of which the reporting person serves as a sole trustee and is a beneficiary.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 20:42 UTC Burford Capital Ltd BUR · Entity 5012 GrantRSUs · Derivative 156,287 $8.55 $1,336,253.85
Disclosure

SEC source: 0001714174-26-000024 · wk-form4_1773088934.xml · derivative · entry 1

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,470.5

Underlying: Ordinary Shares · 156,287 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units ("RSUs") granted on March 5, 2026 by the compensation committee of the board of directors of Burford Capital Limited (the "Company") under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan. The RSUs vest in five equal installments with (i) the first installment vesting on March 22, 2027, (ii) the second installment vesting on March 15, 2028, (iii) the third installment vesting on March 15, 2029, (iv) the fourth installment vesting on March 15, 2030 and (v) the fifth installment vesting on March 15, 2031. Notwithstanding the foregoing, as a result of Ms. O'Connell becoming retirement eligible on August 12, 2025, the RSUs vested in full on the grant date, with settlement to occur in accordance with the ordinary vesting schedule. Each RSU represents a contingent right to receive one ordinary share, no par value, of the Company ("Ordinary Share").

F1 · derivative.exercise_date: Represents restricted share units ("RSUs") granted on March 5, 2026 by the compensation committee of the board of directors of Burford Capital Limited (the "Company") under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan. The RSUs vest in five equal installments with (i) the first installment vesting on March 22, 2027, (ii) the second installment vesting on March 15, 2028, (iii) the third installment vesting on March 15, 2029, (iv) the fourth installment vesting on March 15, 2030 and (v) the fifth installment vesting on March 15, 2031. Notwithstanding the foregoing, as a result of Ms. O'Connell becoming retirement eligible on August 12, 2025, the RSUs vested in full on the grant date, with settlement to occur in accordance with the ordinary vesting schedule. Each RSU represents a contingent right to receive one ordinary share, no par value, of the Company ("Ordinary Share").

F1 · derivative.expiration_date: Represents restricted share units ("RSUs") granted on March 5, 2026 by the compensation committee of the board of directors of Burford Capital Limited (the "Company") under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan. The RSUs vest in five equal installments with (i) the first installment vesting on March 22, 2027, (ii) the second installment vesting on March 15, 2028, (iii) the third installment vesting on March 15, 2029, (iv) the fourth installment vesting on March 15, 2030 and (v) the fifth installment vesting on March 15, 2031. Notwithstanding the foregoing, as a result of Ms. O'Connell becoming retirement eligible on August 12, 2025, the RSUs vested in full on the grant date, with settlement to occur in accordance with the ordinary vesting schedule. Each RSU represents a contingent right to receive one ordinary share, no par value, of the Company ("Ordinary Share").

F2 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of the Company.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:46 UTC Burford Capital Ltd BUR · Entity 5012 GiftOrdinary shares, no par value ("Ordinary Shares") 96,138 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000186 · wk-form4_1759437981.xml · nonDerivative · entry 1

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 34,754

F1 · kind: The reported transaction represents a gift of 96,138 Ordinary Shares by Elizabeth O'Connell Revocable Trust to Christopher P. Bogart Revocable Trust, of which the reporting person's spouse serves as a sole trustee and is a beneficiary.

F2 · ownership.nature: Represents Ordinary Shares held by Elizabeth O'Connell Revocable Trust, of which the reporting person serves as a sole trustee and is a beneficiary.

Read SEC document
May 14, 2025 Filed May 16, 2025 12:34 UTC Burford Capital Ltd BUR · Entity 5012 GrantPSUs · Derivative 11,373 $13.19 $150,009.87
Disclosure

SEC source: 0001714174-25-000124 · wk-form4_1747398889.xml · derivative · entry 2

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,183.5

Underlying: Ordinary Shares · 11,373 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents performance-based RSUs ("PSUs") granted on March 13, 2025 by the Compensation Committee under the 2025 Omnibus Incentive Compensation Plan, subject to shareholder approval of the 2025 Omnibus Incentive Compensation Plan, which was obtained on May 14, 2025. The PSUs vest on the third anniversary of the grant date, at a level (if at all) determined based upon achievement of either of the applicable relative total shareholder return-based goals measured based on the Company's performance either (i) over the five-year period ending on the final day of the applicable performance period or (ii) annually for each year of the three-year performance period, subject to Ms. O'Connell's continued employment through such dates.

F5 · derivative.exercise_price: (CONTINUED FOOTNOTE) Notwithstanding the foregoing, upon Ms. O'Connell becoming retirement eligible on August 22, 2025, subject to her continued employment through such date, the service-based vesting component of the PSUs will be deemed satisfied, with settlement to occur (if at all) in accordance with the ordinary vesting schedule. Each PSU represents a contingent right to receive one Ordinary Share.

F4 · derivative.exercise_date: Represents performance-based RSUs ("PSUs") granted on March 13, 2025 by the Compensation Committee under the 2025 Omnibus Incentive Compensation Plan, subject to shareholder approval of the 2025 Omnibus Incentive Compensation Plan, which was obtained on May 14, 2025. The PSUs vest on the third anniversary of the grant date, at a level (if at all) determined based upon achievement of either of the applicable relative total shareholder return-based goals measured based on the Company's performance either (i) over the five-year period ending on the final day of the applicable performance period or (ii) annually for each year of the three-year performance period, subject to Ms. O'Connell's continued employment through such dates.

F4 · derivative.expiration_date: Represents performance-based RSUs ("PSUs") granted on March 13, 2025 by the Compensation Committee under the 2025 Omnibus Incentive Compensation Plan, subject to shareholder approval of the 2025 Omnibus Incentive Compensation Plan, which was obtained on May 14, 2025. The PSUs vest on the third anniversary of the grant date, at a level (if at all) determined based upon achievement of either of the applicable relative total shareholder return-based goals measured based on the Company's performance either (i) over the five-year period ending on the final day of the applicable performance period or (ii) annually for each year of the three-year performance period, subject to Ms. O'Connell's continued employment through such dates.

F3 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of the Company.

Read SEC document
May 14, 2025 Filed May 16, 2025 12:34 UTC Burford Capital Ltd BUR · Entity 5012 GrantRSUs · Derivative 11,373 $13.19 $150,009.87
Disclosure

SEC source: 0001714174-25-000124 · wk-form4_1747398889.xml · derivative · entry 1

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,810.5

Underlying: Ordinary Shares · 11,373 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units ("RSUs") granted on March 13, 2025 by the compensation committee of the board of directors (the "Compensation Committee") of Burford Capital Limited (the "Company") under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan (the "2025 Omnibus Incentive Compensation Plan"), subject to shareholder approval of the 2025 Omnibus Incentive Compensation Plan, which was obtained on May 14, 2025. The RSUs vest in equal installments with (i) the first installment vesting on March 22, 2026, (ii) the second installment vesting on March 22, 2027 and (iii) the third installment vesting on March 15, 2028, in each case, subject to Ms. O'Connell's continued employment through such dates.

F2 · derivative.exercise_price: (CONTINUED FOOTNOTE) Notwithstanding the foregoing, upon Ms. O'Connell becoming retirement eligible on August 22, 2025, subject to her continued employment through such date, the RSUs vest in full, with settlement to occur in accordance with the ordinary vesting schedule. Each RSU represents a contingent right to receive one ordinary share, no par value, of the Company ("Ordinary Share").

F1 · derivative.exercise_date: Represents restricted share units ("RSUs") granted on March 13, 2025 by the compensation committee of the board of directors (the "Compensation Committee") of Burford Capital Limited (the "Company") under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan (the "2025 Omnibus Incentive Compensation Plan"), subject to shareholder approval of the 2025 Omnibus Incentive Compensation Plan, which was obtained on May 14, 2025. The RSUs vest in equal installments with (i) the first installment vesting on March 22, 2026, (ii) the second installment vesting on March 22, 2027 and (iii) the third installment vesting on March 15, 2028, in each case, subject to Ms. O'Connell's continued employment through such dates.

F1 · derivative.expiration_date: Represents restricted share units ("RSUs") granted on March 13, 2025 by the compensation committee of the board of directors (the "Compensation Committee") of Burford Capital Limited (the "Company") under the Burford Capital Limited 2025 Omnibus Incentive Compensation Plan (the "2025 Omnibus Incentive Compensation Plan"), subject to shareholder approval of the 2025 Omnibus Incentive Compensation Plan, which was obtained on May 14, 2025. The RSUs vest in equal installments with (i) the first installment vesting on March 22, 2026, (ii) the second installment vesting on March 22, 2027 and (iii) the third installment vesting on March 15, 2028, in each case, subject to Ms. O'Connell's continued employment through such dates.

F3 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of the Company.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 11:04 UTC Burford Capital Ltd BUR · Entity 5012 GrantPhantom RSUs · Derivative 13,125 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000089 · wk-form4_1744283090.xml · derivative · entry 6

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,437.5

Underlying: Ordinary Shares · 13,125 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents the conversion of 13,125 PSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F6 · derivative.exercise_date: Represents the conversion of 13,125 PSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F6 · derivative.expiration_date: Represents the conversion of 13,125 PSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F3 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

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April 08, 2025 Filed Apr 10, 2025 11:04 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionPSUs · Derivative 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000089 · wk-form4_1744283090.xml · derivative · entry 5

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,312.5

Underlying: Ordinary Shares · 13,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents vesting of an award of PSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the PSUs pursuant to the NQDC Plan, resulting in the reporting person's receipt of 13,125 Phantom RSUs.

F5 · derivative.exercise_date: Represents vesting of an award of PSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the PSUs pursuant to the NQDC Plan, resulting in the reporting person's receipt of 13,125 Phantom RSUs.

F5 · derivative.expiration_date: Represents vesting of an award of PSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date upon achievement of the applicable performance conditions. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the PSUs pursuant to the NQDC Plan, resulting in the reporting person's receipt of 13,125 Phantom RSUs.

F3 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

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April 08, 2025 Filed Apr 10, 2025 11:04 UTC Burford Capital Ltd BUR · Entity 5012 GrantPhantom RSUs · Derivative 13,125 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000089 · wk-form4_1744283090.xml · derivative · entry 4

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,753.5

Underlying: Ordinary Shares · 13,125 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents the conversion of 13,125 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F4 · derivative.exercise_date: Represents the conversion of 13,125 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F4 · derivative.expiration_date: Represents the conversion of 13,125 RSUs into Phantom RSUs, on a one-for-one basis, under the NQDC Plan. Each Phantom RSU represents a contingent right to receive the economic equivalent of one Ordinary Share, which may be settled in Ordinary Shares or paid in cash in accordance with the terms of the NQDC Plan.

F3 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

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April 08, 2025 Filed Apr 10, 2025 11:04 UTC Burford Capital Ltd BUR · Entity 5012 Exercise / conversionRSUs · Derivative 13,441 $0.00 $0.00
Disclosure

SEC source: 0001714174-25-000089 · wk-form4_1744283090.xml · derivative · entry 3

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,628.5

Underlying: Ordinary Shares · 13,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of an award of RSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 13,125 phantom RSUs ("Phantom RSUs").

F2 · derivative.exercise_date: Represents vesting of an award of RSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 13,125 phantom RSUs ("Phantom RSUs").

F2 · derivative.expiration_date: Represents vesting of an award of RSUs granted on April 5, 2022 that vested in full on the third anniversary of the grant date. The reporting person has elected to defer receipt of 100% of Ordinary Shares deliverable upon vesting of the RSUs pursuant to the Burford Capital Deferred Compensation Plan (the "NQDC Plan"), resulting in the reporting person's receipt of 13,125 phantom RSUs ("Phantom RSUs").

F3 · ownership.direct: The transactions reported in this Form 4 do not include transactions reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.

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April 08, 2025 Filed Apr 10, 2025 11:04 UTC Burford Capital Ltd BUR · Entity 5012 Tax withholdingOrdinary shares, no par value ("Ordinary Shares") 632 $11.92 $7,533.44
Disclosure

SEC source: 0001714174-25-000089 · wk-form4_1744283090.xml · nonDerivative · entry 1

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents satisfaction of tax withholding obligations by net settlement of Ordinary Shares upon vesting of restricted share units ("RSUs") and performance-based RSUs ("PSUs").

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March 07, 2025 Filed Mar 11, 2025 01:26 UTC Burford Capital Ltd BUR · Entity 5012 OtherPhantom RSUs · Derivative 120,653.5 $13.47 $1,625,202.65
Disclosure

SEC source: 0001370474-25-000002 · wk-form4_1741656398.xml · derivative · entry 1

OCONNELL ELIZABETH · CIK 0001370474 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,069.5

Underlying: Ordinary Shares · 120,653.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a purchase of 90,489.5 phantom restricted share units ("Phantom RSUs") by Ms. O'Connell under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 30,164.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Ms. O'Connell's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F2 · shares: The transactions reported in this Form 4 do not include transactions made and reported separately by Christopher Bogart, the reporting person's spouse, who is also an executive officer of the Company.

F1 · derivative.exercise_date: Represents a purchase of 90,489.5 phantom restricted share units ("Phantom RSUs") by Ms. O'Connell under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 30,164.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Ms. O'Connell's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

F1 · derivative.expiration_date: Represents a purchase of 90,489.5 phantom restricted share units ("Phantom RSUs") by Ms. O'Connell under the Burford Capital Deferred Compensation Plan (the "NQDC Plan") and a matching contribution by Burford Capital Limited (the "Company") of 30,164.0 Phantom RSUs, which vest on March 6, 2027, in accordance with the NQDC Plan, subject to Ms. O'Connell's continued employment through such date. Each Phantom RSU represents a contingent right to receive the economic equivalent of one ordinary share, no par value, of the Company ("Ordinary Share"), which may be paid in cash or Ordinary Shares in accordance with the terms of the NQDC Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.