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PEABODY ENERGY CORP

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4124
SEC CIK
0001064728
Parsed reports
644

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2021 Filed Feb 11, 2021 22:01 UTC
Richard Paul V.SVP & Chief HR Officer
SaleCommon Stock 147 $3.69 $542.43
Disclosure

SEC source: 0001567619-21-003115 · doc1.xml · nonDerivative · entry 2

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,944

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2018 to pay a portion of the estimated tax obligation resulting from the vesting of 1,455 restricted stock units on February 9, 2021. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 23:08 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 5,750 $3.73 $21,447.50
Disclosure

SEC source: 0001567619-21-003163 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,046

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 19,009 restricted stock units on February 9, 2021.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 23:06 UTC Tax withholdingCommon Stock 839 $3.73 $3,129.47
Disclosure

SEC source: 0001567619-21-003162 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,793

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 2,360 restricted stock units on February 9, 2021.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 23:05 UTC
Williamson KemalPresident - US Operations
Tax withholdingCommon Stock 1,261 $3.73 $4,703.53
Disclosure

SEC source: 0001567619-21-003161 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,994

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 3,976 restricted stock units on February 9, 2021.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:59 UTC
Jarboe Scott T.CLO and Corporate Secretary
Tax withholdingCommon Stock 348 $3.73 $1,298.04
Disclosure

SEC source: 0001567619-21-003113 · doc1.xml · nonDerivative · entry 1

Jarboe Scott T. · CIK 0001806144 · CLO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,542

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 978 restricted stock units on February 9, 2021.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:01 UTC
Richard Paul V.SVP & Chief HR Officer
Tax withholdingCommon Stock 518 $3.73 $1,932.14
Disclosure

SEC source: 0001567619-21-003115 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,091

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 1,455 restricted stock units on February 9, 2021.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 22:00 UTC
Spurbeck MarkEVP and CFO
SaleCommon Stock 466 $3.31 $1,542.46
Disclosure

SEC source: 0001567619-21-001533 · doc1.xml · nonDerivative · entry 2

Spurbeck Mark · CIK 0001577048 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,439

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of 4,825 restricted stock units on January 22, 2021.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 22:00 UTC
Spurbeck MarkEVP and CFO
Tax withholdingCommon Stock 1,716 $3.38 $5,800.08
Disclosure

SEC source: 0001567619-21-001533 · doc1.xml · nonDerivative · entry 1

Spurbeck Mark · CIK 0001577048 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,905

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,825 restricted stock units on January 22, 2021.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:57 UTC
Williamson KemalPresident - US Operations
SaleCommon Stock 1,505 $3.07 $4,620.35
Disclosure

SEC source: 0001567619-21-000753 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,255

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of 14,296 restricted stock units on January 2, 2021.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:56 UTC
Hathhorn Marc E.President-Australia Operations
SaleCommon Stock 1,921 $3.07 $5,897.47
Disclosure

SEC source: 0001567619-21-000751 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,632

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2019.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:54 UTC
Spurbeck MarkEVP and CFO
SaleCommon Stock 837 $3.07 $2,569.59
Disclosure

SEC source: 0001567619-21-000747 · doc1.xml · nonDerivative · entry 1

Spurbeck Mark · CIK 0001577048 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,621

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of 8,655 restricted stock units on January 2, 2021.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:52 UTC
Richard Paul V.SVP & Chief HR Officer
SaleCommon Stock 1,067 $3.07 $3,275.69
Disclosure

SEC source: 0001567619-21-000745 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,609

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2019 and February 26, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of 8,828 restricted stock units on January 2, 2021. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:51 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
SaleCommon Stock 10,349 $3.40 $35,186.60
Disclosure

SEC source: 0001567619-21-000741 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,796

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 and March 13, 2019 to pay a portion of the estimated tax obligation resulting from the vesting of 88,365 restricted stock units on January 2, 2021. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:10 UTC
Hathhorn Marc E.President-Australia Operations
GrantCommon Stock 51,530 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000320 · doc1.xml · nonDerivative · entry 2

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,553

F2 · shares: Represent restricted stock units ("RSUs") that will vest in two equal annual installments on the first and second anniversary of the grant date of January 4, 2021, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:08 UTC
Yeates Darren RonaldDirector · EVP & COO
GrantCommon Stock 83,333 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000318 · doc1.xml · nonDerivative · entry 1

Yeates Darren Ronald · CIK 0001803997 · Director · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,833

F1 · shares: Represent restricted stock units ("RSUs") that will vest in two equal annual installments on the first and second anniversary of the grant date of January 4, 2021, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:06 UTC
Williamson KemalPresident - US Operations
GrantCommon Stock 54,704 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000316 · doc1.xml · nonDerivative · entry 2

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,760

F2 · shares: Represent restricted stock units ("RSUs") that will vest in two equal annual installments on the first and second anniversary of the grant date of January 4, 2021, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:04 UTC
Spurbeck MarkEVP and CFO
GrantCommon Stock 53,061 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000314 · doc1.xml · nonDerivative · entry 2

Spurbeck Mark · CIK 0001577048 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,458

F2 · shares: Represent restricted stock units ("RSUs") that will vest in two equal annual installments on the first and second anniversary of the grant date of January 4, 2021, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:02 UTC
Richard Paul V.SVP & Chief HR Officer
GrantCommon Stock 25,350 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000312 · doc1.xml · nonDerivative · entry 2

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,676

F2 · shares: Represent restricted stock units ("RSUs") that will vest in two equal annual installments on the first and second anniversary of the grant date of January 4, 2021, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:00 UTC
Jarboe Scott T.CLO and Corporate Secretary
GrantCommon Stock 31,632 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000309 · doc1.xml · nonDerivative · entry 2

Jarboe Scott T. · CIK 0001806144 · CLO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,890

F2 · shares: Represent restricted stock units ("RSUs") that will vest in two equal annual installments on the first and second anniversary of the grant date of January 4, 2021, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:58 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000307 · doc1.xml · nonDerivative · entry 2

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,145

F2 · shares: Represent restricted stock units ("RSUs") that will vest in two equal annual installments on the first and second anniversary of the grant date of January 4, 2021, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:10 UTC
Hathhorn Marc E.President-Australia Operations
Tax withholdingCommon Stock 6,240 $2.41 $15,038.40
Disclosure

SEC source: 0001567619-21-000320 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,023

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 17,549 restricted stock units on January 2, 2021.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:06 UTC
Williamson KemalPresident - US Operations
Tax withholdingCommon Stock 5,728 $2.41 $13,804.48
Disclosure

SEC source: 0001567619-21-000316 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,056

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 19,212 restricted stock units on January 2, 2021.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:04 UTC
Spurbeck MarkEVP and CFO
Tax withholdingCommon Stock 3,078 $2.41 $7,417.98
Disclosure

SEC source: 0001567619-21-000314 · doc1.xml · nonDerivative · entry 1

Spurbeck Mark · CIK 0001577048 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,397

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 8,655 restricted stock units on January 2, 2021.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:02 UTC
Richard Paul V.SVP & Chief HR Officer
Tax withholdingCommon Stock 3,140 $2.41 $7,567.40
Disclosure

SEC source: 0001567619-21-000312 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,326

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 8,828 restricted stock units on January 2, 2021.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:00 UTC
Jarboe Scott T.CLO and Corporate Secretary
Tax withholdingCommon Stock 2,524 $2.41 $6,082.84
Disclosure

SEC source: 0001567619-21-000309 · doc1.xml · nonDerivative · entry 1

Jarboe Scott T. · CIK 0001806144 · CLO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,258

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 7,097 restricted stock units on January 2, 2021.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:58 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 29,658 $2.41 $71,475.78
Disclosure

SEC source: 0001567619-21-000307 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,145

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 88,365 restricted stock units on January 2, 2021.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 19:20 UTC GrantCommon Stock 11,666 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013402 · doc1.xml · nonDerivative · entry 1

Champion William H · CIK 0001611342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,666

F1 · shares: Represent deferred stock units that vest in ten monthly installments beginning August 8, 2020 and are converted into common stock upon the earlier to occur of the third anniversary of the grant date and the reporting person's separation from service, depending on the director's election.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:10 UTC
Spurbeck MarkEVP and CFO
GrantCommon Stock 27,200 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012787 · doc1.xml · nonDerivative · entry 1

Spurbeck Mark · CIK 0001577048 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,475

F1 · shares: Represent restricted stock units ("RSU") that will vest in three installments, with the first vesting of 10,880 RSUs to occur July 1, 2021, one year from the date of grant, the second vesting of 5,440 RSUs to occur on January 2, 2022, and the third vesting of 10,880 RSUs to occur on January 2, 2023, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:04 UTC SaleCommon Stock 525 $3.01 $1,580.25
Disclosure

SEC source: 0001567619-20-010765 · doc1.xml · nonDerivative · entry 1

Meintjes Charles F · CIK 0001554000 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,189

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020 to pay a portion of the estimated tax obligations resulting from the vesting of 5,405 restricted stock units on January 2, 2020.

Read SEC document
May 08, 2020 Filed May 11, 2020 17:25 UTC GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009481 · doc1.xml · nonDerivative · entry 1

Algaze Samantha · CIK 0001802288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:35 UTC GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009501 · doc1.xml · nonDerivative · entry 1

Yeates Darren Ronald · CIK 0001803997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:30 UTC GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009491 · doc1.xml · nonDerivative · entry 1

MADDEN TERESA S · CIK 0001083781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,871

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:34 UTC GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009499 · doc1.xml · nonDerivative · entry 1

SUTHERLIN MICHAEL W · CIK 0001215342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,871

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:33 UTC GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009497 · doc1.xml · nonDerivative · entry 1

Moore Kenneth W · CIK 0001332659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,871

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:32 UTC GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009495 · doc1.xml · nonDerivative · entry 1

Miller David J · CIK 0001447777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:31 UTC GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009493 · doc1.xml · nonDerivative · entry 1

Malone Robert A · CIK 0001464471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,871

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:29 UTC
LAYMON JOE WDirector
GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009489 · doc1.xml · nonDerivative · entry 1

LAYMON JOE W · CIK 0001190844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,871

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:27 UTC GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009487 · doc1.xml · nonDerivative · entry 1

GORMAN STEPHEN E · CIK 0001160512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,871

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:26 UTC GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009483 · doc1.xml · nonDerivative · entry 1

Bertone Andrea E. · CIK 0001766686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,715

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:27 UTC GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009485 · doc1.xml · nonDerivative · entry 1

Chirekos Nicholas J. · CIK 0001702399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,871

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 18:42 UTC
Jarboe Scott T.CLO and Corporate Secretary
SaleCommon Stock 4,453 $2.92 $13,002.76
Disclosure

SEC source: 0001567619-20-007733 · doc1.xml · nonDerivative · entry 1

Jarboe Scott T. · CIK 0001806144 · CLO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,782

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017.

F2 · price: The price reported in Column 4 is a weighted average price.? These shares of Common Stock were sold in multiple transactions at prices ranging from $2.90 to $2.98, inclusive.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 16:06 UTC
Williamson KemalPresident - US Operations
SaleCommon Stock 12,783 $2.93 $37,454.19
Disclosure

SEC source: 0001567619-20-007798 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,784

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017 to pay a portion of the estimated tax obligations resulting from the vesting of 84,109 restricted stock units on April 3, 2020.

F2 · price: The price reported in Column 4 is a weighted average price.? These shares of Common Stock were sold in multiple transactions at prices ranging from $2.90 to $3.00, inclusive.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 16:05 UTC
Hathhorn Marc E.President-Australia Operations
SaleCommon Stock 14,379 $2.93 $42,130.47
Disclosure

SEC source: 0001567619-20-007796 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,263

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017.

F2 · price: The price reported in Column 4 is a weighted average price.? These shares of Common Stock were sold in multiple transactions at prices ranging from $2.89 to $3.00, inclusive.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 16:04 UTC SaleCommon Stock 12,783 $2.93 $37,454.19
Disclosure

SEC source: 0001567619-20-007794 · doc1.xml · nonDerivative · entry 1

Meintjes Charles F · CIK 0001554000 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,714

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017 to pay a portion of the estimated tax obligations resulting from the vesting of 84,109 restricted stock units on April 3, 2020.

F2 · price: The price reported in Column 4 is a weighted average price.? These shares of Common Stock were sold in multiple transactions at prices ranging from $2.89 to $3.00, inclusive.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 00:09 UTC Tax withholdingCommon Stock 25,023 $3.01 $75,319.23
Disclosure

SEC source: 0001567619-20-007671 · doc1.xml · nonDerivative · entry 1

Meintjes Charles F · CIK 0001554000 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,497

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 84,109 restricted stock units on April 3, 2020.

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April 03, 2020 Filed Apr 7, 2020 23:52 UTC
Hathhorn Marc E.President-Australia Operations
Tax withholdingCommon Stock 6,090 $3.01 $18,330.90
Disclosure

SEC source: 0001567619-20-007666 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,642

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 20,469 restricted stock units on April 3, 2020.

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April 03, 2020 Filed Apr 7, 2020 23:02 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 112,917 $3.01 $339,880.17
Disclosure

SEC source: 0001567619-20-007664 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,803

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 252,327 restricted stock units on April 3, 2020.

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April 03, 2020 Filed Apr 7, 2020 22:41 UTC
Williamson KemalPresident - US Operations
Tax withholdingCommon Stock 25,023 $3.01 $75,319.23
Disclosure

SEC source: 0001567619-20-007660 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,567

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 84,109 restricted stock units on April 3, 2020.

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April 03, 2020 Filed Apr 7, 2020 22:27 UTC
Jarboe Scott T.CLO and Corporate Secretary
Tax withholdingCommon Stock 1,886 $3.01 $5,676.86
Disclosure

SEC source: 0001567619-20-007658 · doc1.xml · nonDerivative · entry 1

Jarboe Scott T. · CIK 0001806144 · CLO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,235

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 6,339 restricted stock units on April 3, 2020.

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April 02, 2020 Filed Apr 6, 2020 18:25 UTC
Spurbeck MarkSVP and Interim CFO
Tax withholdingCommon Stock 1,660 $3.39 $5,627.40
Disclosure

SEC source: 0001567619-20-007566 · doc1.xml · nonDerivative · entry 1

Spurbeck Mark · CIK 0001577048 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,275

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 5,756 restricted stock units on April 2, 2020.

F2 · balance_after: Adjusted to decrease total by three shares to reflect a correction due to rounding of dividend equivalents.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.