Tapewire

Nasdaq · USD

BSRR

SIERRA BANCORP

Export transactions ↓
Tapewire entity
5450
SEC CIK
0001130144
Parsed reports
374

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202506
Jan 202601
Feb 202607
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2022 Filed Feb 22, 2022 22:43 UTC PurchaseCommon Stock 500 $26.93 $13,467.00
Disclosure

SEC source: 0001127602-22-006090 · form4.xml · nonDerivative · entry 1

Dutto Laurence S · CIK 0001685496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,070

Read SEC document
February 10, 2022 Filed Mar 20, 2023 20:39 UTC OtherCommon Stock 34.178 $26.92 $920.00
Disclosure

SEC source: 0001127602-23-010863 · form4.xml · nonDerivative · entry 2

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,034.178

Read SEC document
December 20, 2021 Filed Dec 21, 2021 11:10 UTC GiftCommon Stock 3,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031634 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,870

Read SEC document
December 16, 2021 Filed Dec 17, 2021 14:58 UTC GiftCommon Stock 12,506 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031305 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,670

Read SEC document
December 15, 2021 Filed Dec 15, 2021 17:04 UTC GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030957 · form4.xml · nonDerivative · entry 1

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,603

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:59 UTC GrantCommon Stock 1,104 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143199 · tm2133836-2_4seq1.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:37 UTC GrantCommon Stock 1,104 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143227 · tm2133836-15_4seq1.xml · nonDerivative · entry 1

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:33 UTC
Boyle Hugh FEVP/Chief Credit Officer
GrantCommon Stock 2,071 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143226 · tm2133836-14_4seq1.xml · nonDerivative · entry 2

Boyle Hugh F · CIK 0001568582 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,261

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:33 UTC
Boyle Hugh FEVP/Chief Credit Officer
GrantCommon Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143226 · tm2133836-14_4seq1.xml · nonDerivative · entry 1

Boyle Hugh F · CIK 0001568582 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,190

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:31 UTC
Olague MichaelEVP/Chief Banking Officer
GrantCommon Stock 2,071 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143223 · tm2133836-13_4seq1.xml · nonDerivative · entry 2

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,469

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:31 UTC
Olague MichaelEVP/Chief Banking Officer
GrantCommon Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143223 · tm2133836-13_4seq1.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,398

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:28 UTC GrantCommon Stock 1,104 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143222 · tm2133836-12_4seq1.xml · nonDerivative · entry 1

Abundis Susan M · CIK 0001838095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:24 UTC GrantCommon Stock 1,104 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143218 · tm2133836-11_4seq1.xml · nonDerivative · entry 1

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:21 UTC GrantCommon Stock 1,104 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143217 · tm2133836-10_4seq1.xml · nonDerivative · entry 1

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:19 UTC GrantCommon Stock 1,104 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143214 · tm2133836-9_4seq1.xml · nonDerivative · entry 1

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:16 UTC GrantCommon Stock 1,104 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143212 · tm2133836-8_4seq1.xml · nonDerivative · entry 1

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrenceof certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:13 UTC
Dabney Cindy LSVP/Chief Accounting Officer
GrantCommon Stock 552 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143210 · tm2133836-7_4seq1.xml · nonDerivative · entry 1

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:10 UTC
Johnson Jennifer AnnEVP/Chief Admin. Officer
GrantCommon Stock 2,071 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143207 · tm2133836d6_4seq1.xml · nonDerivative · entry 2

Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,469

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:10 UTC
Johnson Jennifer AnnEVP/Chief Admin. Officer
GrantCommon Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143207 · tm2133836d6_4seq1.xml · nonDerivative · entry 1

Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,398

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:05 UTC GrantCommon Stock 1,104 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143204 · tm2133836-5_4seq1.xml · nonDerivative · entry 1

Christenson Vonn R · CIK 0001685491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:02 UTC GrantCommon Stock 1,104 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143203 · tm2133836-4_4seq1.xml · nonDerivative · entry 1

Dutto Laurence S · CIK 0001685496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:00 UTC
McPhaill Kevin JPresident/CEO
GrantCommon Stock 3,451 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143201 · tm2133836-3_4seq1.xml · nonDerivative · entry 2

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,779

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:00 UTC
McPhaill Kevin JPresident/CEO
GrantCommon Stock 2,301 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143201 · tm2133836-3_4seq1.xml · nonDerivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,328

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture uponthe occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 01:56 UTC
Treece Christopher GEVP/Chief Financial Officer
GrantCommon Stock 2,071 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143196 · tm2133836-1_4seq1.xml · nonDerivative · entry 2

Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,469

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 01:56 UTC
Treece Christopher GEVP/Chief Financial Officer
GrantCommon Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143196 · tm2133836-1_4seq1.xml · nonDerivative · entry 1

Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,398

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 11, 2021 Filed Mar 17, 2022 23:18 UTC
Dabney Cindy LSVP/Chief Accounting Officer
OtherCommon Stock 9.988 $26.66 $266.30
Disclosure

SEC source: 0001127602-22-009833 · form4.xml · nonDerivative · entry 1

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,029.492

Read SEC document
October 28, 2021 Filed Oct 29, 2021 15:27 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.58 $0.00
Disclosure

SEC source: 0001127602-21-027808 · form4.xml · derivative · entry 5

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 15:27 UTC SaleCommon Stock 5,000 $24.68 $123,421.00
Disclosure

SEC source: 0001127602-21-027808 · form4.xml · nonDerivative · entry 2

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,176

Read SEC document
October 28, 2021 Filed Oct 29, 2021 15:27 UTC Exercise / conversionCommon Stock 5,000 $10.58 $52,900.00
Disclosure

SEC source: 0001127602-21-027808 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 19:29 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.58 $0.00
Disclosure

SEC source: 0001127602-21-027810 · form4.xml · derivative · entry 6

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 19:29 UTC Exercise / conversionCommon Stock 5,000 $10.58 $52,900.00
Disclosure

SEC source: 0001127602-21-027810 · form4.xml · nonDerivative · entry 1

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 19:25 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.58 $0.00
Disclosure

SEC source: 0001127602-21-027806 · form4.xml · derivative · entry 3

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 19:25 UTC Exercise / conversionCommon Stock 5,000 $10.58 $52,900.00
Disclosure

SEC source: 0001127602-21-027806 · form4.xml · nonDerivative · entry 1

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,232.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 19:23 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $10.58 $0.00
Disclosure

SEC source: 0001127602-21-027803 · form4.xml · derivative · entry 4

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 19:23 UTC
Olague MichaelEVP/Chief Banking Officer
SaleCommon Stock 2,000 $24.67 $49,340.00
Disclosure

SEC source: 0001127602-21-027803 · form4.xml · nonDerivative · entry 2

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,106

Read SEC document
October 28, 2021 Filed Oct 29, 2021 19:23 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionCommon Stock 2,000 $10.58 $21,160.00
Disclosure

SEC source: 0001127602-21-027803 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 00:20 UTC
McPhaill Kevin JPresident/CEO
Tax withholdingCommon Stock 3,306 $24.12 $79,740.72
Disclosure

SEC source: 0001127602-21-024204 · form4.xml · nonDerivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,027

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 00:18 UTC
Olague MichaelEVP/Chief Banking Officer
Tax withholdingCommon Stock 2,204 $24.12 $53,160.48
Disclosure

SEC source: 0001127602-21-024202 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 23:52 UTC
Johnson Jennifer AnnEVP/Chief Admin. Officer
Tax withholdingCommon Stock 2,204 $24.12 $53,160.48
Disclosure

SEC source: 0001127602-21-024196 · form4.xml · nonDerivative · entry 1

Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 23:38 UTC
Treece Christopher GEVP/Chief Financial Officer
Tax withholdingCommon Stock 2,204 $24.12 $53,160.48
Disclosure

SEC source: 0001127602-21-024183 · form4.xml · nonDerivative · entry 1

Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock

Read SEC document
August 12, 2021 Filed Mar 17, 2022 23:18 UTC
Dabney Cindy LSVP/Chief Accounting Officer
OtherCommon Stock 10.504 $23.13 $242.99
Disclosure

SEC source: 0001127602-22-009833 · form4.xml · nonDerivative · entry 2

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,019.504

Read SEC document
July 19, 2021 Filed Jul 20, 2021 18:20 UTC
Dabney Cindy LSVP/Chief Accounting Officer
Exercise / conversionStock Options · Derivative 1,200 $0.00 Strike: $10.58 $0.00
Disclosure

SEC source: 0001127602-21-022272 · form4.xml · derivative · entry 2

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 18:20 UTC
Dabney Cindy LSVP/Chief Accounting Officer
Exercise / conversionCommon Stock 1,200 $10.58 $12,696.00
Disclosure

SEC source: 0001127602-21-022272 · form4.xml · nonDerivative · entry 1

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 23:31 UTC
Olague MichaelEVP/Chief Banking Officer
SaleCommon Stock 1,341 $27.58 $36,982.37
Disclosure

SEC source: 0001127602-21-010279 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,106

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:28 UTC
Boyle Hugh FEVP/Chief Credit Officer
GrantCommon Stock 15,810 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-008837 · form4.xml · nonDerivative · entry 1

Boyle Hugh F · CIK 0001568582 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,810

F1 · price: The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in five (5) equal annual installments on the anniversary date of the grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. No consideration was paid by the reporting person for the award of restricted stock.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:46 UTC GrantCommon Stock 1,185 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-008897 · form4.xml · nonDerivative · entry 1

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185

F1 · price: The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:20 UTC GrantCommon Stock 1,185 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-008878 · form4.xml · nonDerivative · entry 1

Abundis Susan M · CIK 0001838095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185

F1 · price: The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:32 UTC PurchaseCommon Stock 2,000 $24.07 $48,141.20
Disclosure

SEC source: 0001127602-21-008146 · form4.xml · nonDerivative · entry 1

Abundis Susan M · CIK 0001838095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
February 17, 2021 Filed Feb 17, 2021 21:14 UTC PurchaseCommon Stock 500 $24.49 $12,245.50
Disclosure

SEC source: 0001127602-21-006153 · form4.xml · nonDerivative · entry 1

Dutto Laurence S · CIK 0001685496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,570

Read SEC document
February 01, 2021 Filed Feb 1, 2021 23:38 UTC PurchaseCommon Stock 2,000 $21.77 $43,540.00
Disclosure

SEC source: 0001127602-21-003332 · form4.xml · nonDerivative · entry 1

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.