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Nasdaq · USD

BSRR

SIERRA BANCORP

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5450
SEC CIK
0001130144
Parsed reports
374

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202506
Jan 202601
Feb 202607
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2022 Filed Nov 22, 2022 01:47 UTC
Dabney Cindy LSVP/Chief Accounting Officer
Tax withholdingCommon Stock 64 $21.32 $1,364.48
Disclosure

SEC source: 0001127602-22-026205 · form4.xml · nonDerivative · entry 1

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock

Read SEC document
November 19, 2022 Filed Nov 22, 2022 01:38 UTC
Boyle Hugh FEVP/Chief Credit Officer
Tax withholdingCommon Stock 229 $21.32 $4,882.28
Disclosure

SEC source: 0001127602-22-026199 · form4.xml · nonDerivative · entry 1

Boyle Hugh F · CIK 0001568582 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,629

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock

Read SEC document
November 18, 2022 Filed Nov 21, 2022 20:51 UTC GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026211 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,313

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:04 UTC GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026228 · form4.xml · nonDerivative · entry 1

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,313

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:02 UTC
Treece Christopher GEVP/Chief Financial Officer
GrantCommon Stock 3,517 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026226 · form4.xml · nonDerivative · entry 3

Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,822

F3 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:02 UTC
Treece Christopher GEVP/Chief Financial Officer
GrantCommon Stock 5,276 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026226 · form4.xml · nonDerivative · entry 2

Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,098

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:01 UTC GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026224 · form4.xml · nonDerivative · entry 1

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,313

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:59 UTC GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026222 · form4.xml · nonDerivative · entry 1

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,313

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:57 UTC
Olague MichaelEVP/Chief Banking Officer
GrantCommon Stock 3,517 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026220 · form4.xml · nonDerivative · entry 3

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,822

F3 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. 2

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:57 UTC
Olague MichaelEVP/Chief Banking Officer
GrantCommon Stock 5,276 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026220 · form4.xml · nonDerivative · entry 2

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,098

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:56 UTC
McPhaill Kevin JPresident/CEO
GrantCommon Stock 5,863 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026218 · form4.xml · nonDerivative · entry 3

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,396

F3 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:56 UTC
McPhaill Kevin JPresident/CEO
GrantCommon Stock 8,794 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026218 · form4.xml · nonDerivative · entry 2

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,190

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:54 UTC
Karim ErminaDirector
GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026216 · form4.xml · nonDerivative · entry 1

Karim Ermina · CIK 0001932563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:53 UTC
Johnson Jennifer AnnEVP/Chief Admin. Officer
GrantCommon Stock 3,517 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026213 · form4.xml · nonDerivative · entry 3

Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,822

F3 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:53 UTC
Johnson Jennifer AnnEVP/Chief Admin. Officer
GrantCommon Stock 5,276 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026213 · form4.xml · nonDerivative · entry 2

Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,098

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:50 UTC PurchaseCommon Stock 2,000 $21.36 $42,720.00
Disclosure

SEC source: 0001127602-22-026209 · form4.xml · nonDerivative · entry 2

Gil Michele M · CIK 0001932708 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Chrisman and Associates, LLC

Disclosed balance after: 2,000

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:50 UTC GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026209 · form4.xml · nonDerivative · entry 1

Gil Michele M · CIK 0001932708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:49 UTC GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026207 · form4.xml · nonDerivative · entry 1

Dutto Laurence S · CIK 0001685496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,313

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:39 UTC GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026201 · form4.xml · nonDerivative · entry 1

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,980

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:38 UTC
Boyle Hugh FEVP/Chief Credit Officer
GrantCommon Stock 3,517 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026199 · form4.xml · nonDerivative · entry 3

Boyle Hugh F · CIK 0001568582 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,582

F3 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:38 UTC
Boyle Hugh FEVP/Chief Credit Officer
GrantCommon Stock 5,276 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026199 · form4.xml · nonDerivative · entry 2

Boyle Hugh F · CIK 0001568582 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,858

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 01:36 UTC GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026197 · form4.xml · nonDerivative · entry 1

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,313

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 19:31 UTC GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026251 · form4.xml · nonDerivative · entry 1

Christenson Vonn R · CIK 0001685491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,313

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 19:25 UTC GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026248 · form4.xml · nonDerivative · entry 1

Abundis Susan M · CIK 0001838095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,165

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant

Read SEC document
November 10, 2022 Filed Nov 10, 2022 18:45 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001127602-22-025328 · form4.xml · derivative · entry 5

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 18:45 UTC Exercise / conversionCommon Stock 5,000 $10.21 $51,050.00
Disclosure

SEC source: 0001127602-22-025328 · form4.xml · nonDerivative · entry 2

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 18:45 UTC SaleCommon Stock 5,000 $22.14 $110,701.00
Disclosure

SEC source: 0001127602-22-025328 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,870

Read SEC document
November 10, 2022 Filed Mar 20, 2023 20:39 UTC OtherCommon Stock 12.419 $22.17 $275.36
Disclosure

SEC source: 0001127602-23-010863 · form4.xml · nonDerivative · entry 8

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Castle Family Trust, Steven T Castle & Julie G Castle TTEES

Disclosed balance after: 1,209.633

Read SEC document
November 10, 2022 Filed Mar 20, 2023 20:39 UTC OtherCommon Stock 42.724 $22.17 $947.30
Disclosure

SEC source: 0001127602-23-010863 · form4.xml · nonDerivative · entry 5

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,161.481

Read SEC document
November 04, 2022 Filed Nov 9, 2022 00:13 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001127602-22-025159 · form4.xml · derivative · entry 3

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 9, 2022 00:13 UTC Exercise / conversionCommon Stock 5,000 $10.21 $51,050.00
Disclosure

SEC source: 0001127602-22-025159 · form4.xml · nonDerivative · entry 1

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 14:12 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001127602-22-024995 · form4.xml · derivative · entry 6

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 14:12 UTC Exercise / conversionCommon Stock 5,000 $10.21 $51,050.00
Disclosure

SEC source: 0001127602-22-024995 · form4.xml · nonDerivative · entry 1

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2022 Filed Oct 28, 2022 15:43 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001127602-22-024447 · form4.xml · derivative · entry 4

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2022 Filed Oct 28, 2022 15:43 UTC
Olague MichaelEVP/Chief Banking Officer
SaleCommon Stock 2,000 $21.65 $43,300.00
Disclosure

SEC source: 0001127602-22-024447 · form4.xml · nonDerivative · entry 2

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,106

Read SEC document
October 27, 2022 Filed Oct 28, 2022 15:43 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionCommon Stock 2,000 $10.21 $20,420.00
Disclosure

SEC source: 0001127602-22-024447 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 16:39 UTC
Dabney Cindy LSVP/Chief Accounting Officer
Exercise / conversionStock Options · Derivative 1,600 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001127602-22-021566 · form4.xml · derivative · entry 4

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 16:39 UTC
Dabney Cindy LSVP/Chief Accounting Officer
SaleCommon Stock 765 $21.43 $16,397.32
Disclosure

SEC source: 0001127602-22-021566 · form4.xml · nonDerivative · entry 2

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,864.492

F1 · shares: Sold shares to cover cost of exercising certain stock options

Read SEC document
August 24, 2022 Filed Aug 25, 2022 16:39 UTC
Dabney Cindy LSVP/Chief Accounting Officer
Exercise / conversionCommon Stock 1,600 $10.21 $16,336.00
Disclosure

SEC source: 0001127602-22-021566 · form4.xml · nonDerivative · entry 1

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,629.492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2022 Filed Aug 24, 2022 00:44 UTC
Treece Christopher GEVP/Chief Financial Officer
Tax withholdingCommon Stock 2,164 $22.14 $47,910.96
Disclosure

SEC source: 0001127602-22-021489 · form4.xml · nonDerivative · entry 1

Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,305

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock

Read SEC document
August 20, 2022 Filed Aug 24, 2022 00:43 UTC
Olague MichaelEVP/Chief Banking Officer
Tax withholdingCommon Stock 2,164 $22.14 $47,910.96
Disclosure

SEC source: 0001127602-22-021485 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,305

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock

Read SEC document
August 20, 2022 Filed Aug 24, 2022 00:41 UTC
Johnson Jennifer AnnEVP/Chief Admin. Officer
Tax withholdingCommon Stock 2,164 $22.14 $47,910.96
Disclosure

SEC source: 0001127602-22-021481 · form4.xml · nonDerivative · entry 1

Johnson Jennifer Ann · CIK 0001657177 · EVP/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,305

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock

Read SEC document
August 20, 2022 Filed Aug 24, 2022 00:39 UTC
McPhaill Kevin JPresident/CEO
Tax withholdingCommon Stock 3,246 $22.14 $71,866.44
Disclosure

SEC source: 0001127602-22-021478 · form4.xml · nonDerivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,533

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock

Read SEC document
August 19, 2022 Filed Aug 22, 2022 16:33 UTC PurchaseCommon Stock 2,000 $22.27 $44,540.00
Disclosure

SEC source: 0001127602-22-021419 · form4.xml · nonDerivative · entry 1

Gil Michele M · CIK 0001932708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,494.7742

Read SEC document
August 11, 2022 Filed Mar 20, 2023 20:39 UTC OtherCommon Stock 12.214 $22.31 $272.55
Disclosure

SEC source: 0001127602-23-010863 · form4.xml · nonDerivative · entry 7

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Castle Family Trust, Steven T Castle & Julie G Castle TTEES

Disclosed balance after: 1,197.214

Read SEC document
August 11, 2022 Filed Mar 20, 2023 20:39 UTC OtherCommon Stock 42.02 $22.31 $937.64
Disclosure

SEC source: 0001127602-23-010863 · form4.xml · nonDerivative · entry 4

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,118.757

Read SEC document
May 12, 2022 Filed May 13, 2022 21:03 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001127602-22-014481 · form4.xml · derivative · entry 3

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 12, 2022 Filed May 13, 2022 21:03 UTC Exercise / conversionCommon Stock 5,000 $10.21 $51,050.00
Disclosure

SEC source: 0001127602-22-014481 · form4.xml · nonDerivative · entry 1

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,232.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 10, 2022 Filed Mar 20, 2023 20:39 UTC OtherCommon Stock 42.559 $21.80 $927.85
Disclosure

SEC source: 0001127602-23-010863 · form4.xml · nonDerivative · entry 3

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,076.737

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March 01, 2022 Filed Mar 4, 2022 20:20 UTC
Boyle Hugh FEVP/Chief Credit Officer
Tax withholdingCommon Stock 1,196 $26.07 $31,179.72
Disclosure

SEC source: 0001127602-22-008232 · form4.xml · nonDerivative · entry 1

Boyle Hugh F · CIK 0001568582 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,065

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.