Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2022 Filed Jun 17, 2022 20:03 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008193 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,434.102 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| April 08, 2022 Filed Aug 15, 2022 22:20 UTC |
Reese EdmundCorporate VP and CFO
|
GrantCommon Stock | 15.9 | $158.46 | $2,519.51 |
DisclosureSEC source: 0001225208-22-009544 · doc5.xml · nonDerivative · entry 4 Reese Edmund · CIK 0001833903 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,947.11 F1 · shares: Represents shares of Broadridge common stock acquired through dividend reinvestment during the fiscal year. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 16:51 UTC |
Carey Thomas PCorporate VP
|
Tax withholdingCommon Stock | 1,544 | $159.66 | $246,515.04 |
DisclosureSEC source: 0001225208-22-005730 · doc4.xml · nonDerivative · entry 1 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,719 Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:11 UTC |
Duelks Robert NDirector
|
GrantCommon Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005676 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,963 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 14:12 UTC |
PERNA THOMAS JDirector
|
GrantCommon Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005681 · doc4.xml · nonDerivative · entry 1 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,240 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:12 UTC |
FLOWERS MELVIN LDirector
|
GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005677 · doc4.xml · nonDerivative · entry 1 FLOWERS MELVIN L · CIK 0001196490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:12 UTC |
keller brettDirector
|
GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005678 · doc4.xml · nonDerivative · entry 2 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,165 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:12 UTC |
keller brettDirector
|
GrantCommon Stock | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005678 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,159 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 14:11 UTC |
BRUN LESLIE ADirector
|
GrantCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005674 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,628 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:12 UTC |
Nazareth Annette L.Director
|
GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005680 · doc4.xml · nonDerivative · entry 1 Nazareth Annette L. · CIK 0001846828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:12 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005682 · doc4.xml · nonDerivative · entry 2 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,841 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:12 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005682 · doc4.xml · nonDerivative · entry 1 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,835 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:12 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005679 · doc4.xml · nonDerivative · entry 2 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,184.102 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:12 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 46 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005679 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,174.102 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:11 UTC |
Carter Pamela LDirector
|
GrantCommon Stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005675 · doc4.xml · nonDerivative · entry 1 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,327 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| April 05, 2022 Filed Aug 15, 2022 19:59 UTC |
Gumbs Keir DCVP and Chief Legal Officer
|
GrantCommon Stock | 17.22 | $155.82 | $2,683.22 |
DisclosureSEC source: 0001225208-22-009515 · doc5.xml · nonDerivative · entry 1 Gumbs Keir D · CIK 0001876435 · CVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,210.22 F1 · shares: Represents shares of Broadridge common stock acquired through dividend reinvestment during the fiscal year. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 15:57 UTC |
Matlin LauraVP, Deputy GC and CGO
|
Tax withholdingCommon Stock | 394 | $156.31 | $61,586.14 |
DisclosureSEC source: 0001225208-22-005510 · doc4.xml · nonDerivative · entry 1 Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,720.696 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 15:57 UTC |
Mayadas VijayCorporate Vice President
|
Tax withholdingCommon Stock | 671 | $156.31 | $104,884.01 |
DisclosureSEC source: 0001225208-22-005511 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,554.756 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 15:57 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Tax withholdingCommon Stock | 905 | $156.31 | $141,460.55 |
DisclosureSEC source: 0001225208-22-005509 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,051.91 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:56 UTC | Tax withholdingCommon Stock | 13,462 | $156.31 | $2,104,245.22 |
DisclosureSEC source: 0001225208-22-005507 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,236.0271 Read SEC document |
|
| April 01, 2022 Filed Apr 5, 2022 15:56 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Tax withholdingCommon Stock | 5,921 | $156.31 | $925,511.51 |
DisclosureSEC source: 0001225208-22-005505 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,032.9949 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:57 UTC |
Stingi Richard JohnCorporate VP and CHRO
|
Exercise / conversionFY2019 RSUs · Derivative | 432 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005515 · doc4.xml · derivative · entry 4 Stingi Richard John · CIK 0001846577 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2022 432 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2022 432 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2022 432 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2022 432 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:57 UTC |
Stingi Richard JohnCorporate VP and CHRO
|
Tax withholdingCommon Stock | 254 | $156.31 | $39,702.74 |
DisclosureSEC source: 0001225208-22-005515 · doc4.xml · nonDerivative · entry 3 Stingi Richard John · CIK 0001846577 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,368.799 F2 · price: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 475 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 1, 2022. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:57 UTC |
Stingi Richard JohnCorporate VP and CHRO
|
Tax withholdingCommon Stock | 220 | $156.31 | $34,388.20 |
DisclosureSEC source: 0001225208-22-005515 · doc4.xml · nonDerivative · entry 2 Stingi Richard John · CIK 0001846577 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,622.799 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:57 UTC |
Stingi Richard JohnCorporate VP and CHRO
|
Exercise / conversionCommon Stock | 432 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005515 · doc4.xml · nonDerivative · entry 1 Stingi Richard John · CIK 0001846577 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,842.799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2022 432 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:57 UTC |
PERRY CHRISTOPHER JOHNPresident
|
Tax withholdingCommon Stock | 2,006 | $156.31 | $313,557.86 |
DisclosureSEC source: 0001225208-22-005512 · doc4.xml · nonDerivative · entry 1 PERRY CHRISTOPHER JOHN · CIK 0001619128 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,633.528 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:57 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
Tax withholdingCommon Stock | 3,077 | $156.31 | $480,965.87 |
DisclosureSEC source: 0001225208-22-005513 · doc4.xml · nonDerivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,527.6729 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:57 UTC |
Tae Michael SCorporate VP, CTO, ICS
|
Tax withholdingCommon Stock | 960 | $156.31 | $150,057.60 |
DisclosureSEC source: 0001225208-22-005514 · doc4.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,057 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:56 UTC |
KALENKA ROBERT FCorporate Vice President
|
Tax withholdingCommon Stock | 993 | $156.31 | $155,215.83 |
DisclosureSEC source: 0001225208-22-005508 · doc4.xml · nonDerivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,362.4097 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:56 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Tax withholdingCommon Stock | 1,022 | $156.31 | $159,748.82 |
DisclosureSEC source: 0001225208-22-005506 · doc4.xml · nonDerivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,917.8948 Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 16:05 UTC |
keller brettDirector
|
GrantCommon Stock | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005075 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,134 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 16:06 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 174 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005078 · doc4.xml · nonDerivative · entry 1 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,828 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 16:05 UTC |
Nazareth Annette L.Director
|
GrantCommon Stock | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005077 · doc4.xml · nonDerivative · entry 1 Nazareth Annette L. · CIK 0001846828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 16:05 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 209 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005076 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,128.102 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:15 UTC |
Duelks Robert NDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 12,074 | $22.67 Strike: $22.67 | $273,717.58 |
DisclosureSEC source: 0001225208-22-002766 · doc4.xml · derivative · entry 7 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,074 shares Expires 2022-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:15 UTC |
Duelks Robert NDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 9,982 | $21.29 Strike: $21.29 | $212,516.78 |
DisclosureSEC source: 0001225208-22-002766 · doc4.xml · derivative · entry 6 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,982 shares Expires 2022-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:15 UTC |
Duelks Robert NDirector
|
SaleCommon Stock | 1,300 | $145.75 | $189,475.52 |
DisclosureSEC source: 0001225208-22-002766 · doc4.xml · nonDerivative · entry 5 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BOMAR II LLC Disclosed balance after: 7,700 F2 · shares: The reporting person, along with his wife, Mary E. Duelks are members of BOMAR II LLC (the "LLC") through the Robert N. Duelks Revocable Trust dated January 11, 2007 and the Mary E. Duelks Revocable Trust dated January 11, 2007. Ownership in the LLC is held by various Grantor Retained Annuity Trusts ("GRATS") in which the reporting person and his wife act as Trustees. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:15 UTC |
Duelks Robert NDirector
|
Tax withholdingCommon Stock | 5,761 | $145.04 | $835,566.22 |
DisclosureSEC source: 0001225208-22-002766 · doc4.xml · nonDerivative · entry 4 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,893 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.0000 - $145.4200, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:15 UTC |
Duelks Robert NDirector
|
Tax withholdingCommon Stock | 4,704 | $145.04 | $682,260.63 |
DisclosureSEC source: 0001225208-22-002766 · doc4.xml · nonDerivative · entry 3 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,654 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.0000 - $145.4200, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:15 UTC |
Duelks Robert NDirector
|
Exercise / conversionCommon Stock | 9,982 | $21.29 | $212,516.78 |
DisclosureSEC source: 0001225208-22-002766 · doc4.xml · nonDerivative · entry 2 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:15 UTC |
Duelks Robert NDirector
|
Exercise / conversionCommon Stock | 12,074 | $22.67 | $273,717.58 |
DisclosureSEC source: 0001225208-22-002766 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2022 Filed Feb 15, 2022 15:59 UTC |
BRUN LESLIE ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 18,899 | $22.67 Strike: $22.67 | $428,440.33 |
DisclosureSEC source: 0001225208-22-002151 · doc4.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,899 shares Expires 2022-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2022 Filed Feb 15, 2022 15:59 UTC |
BRUN LESLIE ADirector
|
Tax withholdingCommon Stock | 13,865 | $147.06 | $2,039,042.36 |
DisclosureSEC source: 0001225208-22-002151 · doc4.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,527 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.79 - $147.77, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 15, 2022 Filed Feb 15, 2022 15:59 UTC |
BRUN LESLIE ADirector
|
Exercise / conversionCommon Stock | 18,899 | $22.67 | $428,440.33 |
DisclosureSEC source: 0001225208-22-002151 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 14:29 UTC |
Matlin LauraVP, Deputy GC and CGO
|
GrantStock Option (Right to Buy) · Derivative | 2,607 | $0.00 Strike: $144.84 | $0.00 |
DisclosureSEC source: 0001225208-22-002266 · doc4.xml · derivative · entry 1 Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,607 Underlying: Common Stock · 2,607 shares Expires 2032-02-14 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 14, 2023. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 14:29 UTC |
Mayadas VijayCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 5,490 | $0.00 Strike: $144.84 | $0.00 |
DisclosureSEC source: 0001225208-22-002267 · doc4.xml · derivative · entry 2 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,940 Underlying: Common Stock · 5,490 shares Expires 2032-02-14 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 14, 2023. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 14:29 UTC |
Mayadas VijayCorporate Vice President
|
GrantStock Option (Right to Buy) · Derivative | 27,450 | $0.00 Strike: $144.84 | $0.00 |
DisclosureSEC source: 0001225208-22-002267 · doc4.xml · derivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,450 Underlying: Common Stock · 27,450 shares Expires 2032-02-14 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 14, 2023. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 14:29 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
GrantStock Option (Right to Buy) · Derivative | 5,558 | $0.00 Strike: $144.84 | $0.00 |
DisclosureSEC source: 0001225208-22-002265 · doc4.xml · derivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,558 Underlying: Common Stock · 5,558 shares Expires 2032-02-14 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 14, 2023. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 19:29 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
GrantStock Option (Right to Buy) · Derivative | 24,362 | $0.00 Strike: $144.84 | $0.00 |
DisclosureSEC source: 0001225208-22-002270 · doc4.xml · derivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,362 Underlying: Common Stock · 24,362 shares Expires 2032-02-14 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 14, 2023. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 19:28 UTC | GrantStock Option (Right to Buy) · Derivative | 109,800 | $0.00 Strike: $144.84 | $0.00 |
DisclosureSEC source: 0001225208-22-002263 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,800 Underlying: Common Stock · 109,800 shares Expires 2032-02-14 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 14, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.