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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2015 Filed Mar 5, 2015 02:39 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 22,858 $62.30 $1,424,053.40
Disclosure

SEC source: 0000014272-15-000104 · wf-form4_142552313901371.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,396.7417

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:39 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 44,083.7417 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000104 · wf-form4_142552313901371.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,254.7417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award.

Read SEC document
February 17, 2015 Filed Feb 18, 2015 22:32 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionOption (right to buy) · Derivative 15,000 $0.00 Strike: $25.45 $0.00
Disclosure

SEC source: 0000014272-15-000059 · wf-form4_142429874306086.xml · derivative · entry 3

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 15,000 shares

Expires 2015-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 1, 2005.

Read SEC document
February 17, 2015 Filed Feb 18, 2015 22:32 UTC
LEUNG SANDRAGeneral Counsel & Secretary
SaleCommon Stock, $0.10 par value 11,746 $60.39 $709,282.21
Disclosure

SEC source: 0000014272-15-000059 · wf-form4_142429874306086.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,910

F1 · price: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.37 to $60.405, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 17, 2015 Filed Feb 18, 2015 22:32 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 15,000 $25.45 $381,750.00
Disclosure

SEC source: 0000014272-15-000059 · wf-form4_142429874306086.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2015 Filed Feb 13, 2015 21:38 UTC
Moed Samuel JSVP, Strat Plan & Analysis
SaleCommon Stock, $0.10 par value 3,880 $59.26 $229,932.68
Disclosure

SEC source: 0000014272-15-000057 · wf-form4_142386349864239.xml · nonDerivative · entry 1

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,480.464

Read SEC document
February 06, 2015 Filed Feb 10, 2015 23:11 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionOption (right to buy) · Derivative 27,938 $0.00 Strike: $22.14 $0.00
Disclosure

SEC source: 0000014272-15-000048 · wf-form4_142360985199080.xml · derivative · entry 3

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 27,938 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
February 06, 2015 Filed Feb 10, 2015 23:11 UTC
Moed Samuel JSVP, Strat Plan & Analysis
SaleCommon Stock, $0.10 par value 21,478 $60.15 $1,291,987.61
Disclosure

SEC source: 0000014272-15-000048 · wf-form4_142360985199080.xml · nonDerivative · entry 2

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,360.464

F1 · price: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.08 to $60.185, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2015 Filed Feb 10, 2015 23:11 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 27,938 $22.14 $618,547.32
Disclosure

SEC source: 0000014272-15-000048 · wf-form4_142360985199080.xml · nonDerivative · entry 1

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,838.464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:16 UTC GrantDeferred Share Units · Derivative 2,654.72 $60.27 $159,999.97
Disclosure

SEC source: 0000014272-15-000037 · wf-form4_142300538557466.xml · derivative · entry 1

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,232.79

Underlying: Common Stock, $0.10 par value · 2,654.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:16 UTC GrantDeferred Share Units · Derivative 2,654.72 $60.27 $159,999.97
Disclosure

SEC source: 0000014272-15-000038 · wf-form4_142300539963352.xml · derivative · entry 1

Lynch Thomas J. Jr. · CIK 0001474056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,724.32

Underlying: Common Stock, $0.10 par value · 2,654.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:17 UTC GrantDeferred Share Units · Derivative 2,654.72 $60.27 $159,999.97
Disclosure

SEC source: 0000014272-15-000039 · wf-form4_142300541564441.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,809.69

Underlying: Common Stock, $0.10 par value · 2,654.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:17 UTC
SATO VICKI LDirector
GrantDeferred Share Units · Derivative 2,654.72 $60.27 $159,999.97
Disclosure

SEC source: 0000014272-15-000040 · wf-form4_142300542977041.xml · derivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,705.16

Underlying: Common Stock, $0.10 par value · 2,654.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:17 UTC GrantDeferred Share Units · Derivative 2,654.72 $60.27 $159,999.97
Disclosure

SEC source: 0000014272-15-000041 · wf-form4_142300544561777.xml · derivative · entry 1

WEST TOGO D JR · CIK 0001117026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,075.26

Underlying: Common Stock, $0.10 par value · 2,654.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:17 UTC GrantDeferred Share Units · Derivative 2,654.72 $60.27 $159,999.97
Disclosure

SEC source: 0000014272-15-000042 · wf-form4_142300546060084.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,164.99

Underlying: Common Stock, $0.10 par value · 2,654.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:18 UTC GrantDeferred Share Units · Derivative 2,654.72 $60.27 $159,999.97
Disclosure

SEC source: 0000014272-15-000043 · wf-form4_142300547664769.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,511.07

Underlying: Common Stock, $0.10 par value · 2,654.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:18 UTC
LACY ALAN JDirector
GrantDeferred Share Units · Derivative 2,654.72 $60.27 $159,999.97
Disclosure

SEC source: 0000014272-15-000044 · wf-form4_142300549256730.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,560.35

Underlying: Common Stock, $0.10 par value · 2,654.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:18 UTC GrantDeferred Share Units · Derivative 2,654.72 $60.27 $159,999.97
Disclosure

SEC source: 0000014272-15-000045 · wf-form4_142300550859941.xml · derivative · entry 1

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,437.57

Underlying: Common Stock, $0.10 par value · 2,654.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:18 UTC GrantDeferred Share Units · Derivative 2,654.72 $60.27 $159,999.97
Disclosure

SEC source: 0000014272-15-000046 · wf-form4_142300552285411.xml · derivative · entry 3

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,914.46

Underlying: Common Stock, $0.10 par value · 2,654.72 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F3 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 30, 2015 Filed Feb 3, 2015 23:18 UTC GiftCommon Stock, $0.10 par value 40,000 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000046 · wf-form4_142300552285411.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,464

Read SEC document
January 30, 2015 Filed Feb 3, 2015 23:18 UTC SaleCommon Stock, $0.10 par value 50,000 $60.60 $3,029,975.00
Disclosure

SEC source: 0000014272-15-000046 · wf-form4_142300552285411.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,464

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.55 to $60.76, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 29, 2015 Filed Feb 3, 2015 00:05 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionOption (right to buy) · Derivative 112,500 $0.00 Strike: $25.45 $0.00
Disclosure

SEC source: 0000014272-15-000024 · wf-form4_142292191981013.xml · derivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 112,500 shares

Expires 2015-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 1, 2005.

Read SEC document
January 29, 2015 Filed Feb 3, 2015 00:05 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
SaleCommon Stock, $0.10 par value 90,246 $61.14 $5,518,001.42
Disclosure

SEC source: 0000014272-15-000024 · wf-form4_142292191981013.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,063

F1 · price: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.95 to $61.275, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 29, 2015 Filed Feb 3, 2015 00:05 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 112,500 $25.45 $2,863,125.00
Disclosure

SEC source: 0000014272-15-000024 · wf-form4_142292191981013.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2015 Filed Feb 3, 2015 00:05 UTC
Schmukler Louis SPres., Global Mfg. & Supply
SaleCommon Stock, $0.10 par value 5,250 $60.73 $318,849.83
Disclosure

SEC source: 0000014272-15-000026 · wf-form4_142292194917671.xml · nonDerivative · entry 1

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,181.789

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.73 to $60.74, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 29, 2015 Filed Feb 3, 2015 00:05 UTC Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $26.25 $0.00
Disclosure

SEC source: 0000014272-15-000025 · wf-form4_142292193485026.xml · derivative · entry 4

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,500 shares

Expires 2015-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was May 3, 2005.

Read SEC document
January 29, 2015 Filed Feb 3, 2015 00:05 UTC SaleCommon Stock, $0.10 par value 200 $60.90 $12,180.00
Disclosure

SEC source: 0000014272-15-000025 · wf-form4_142292193485026.xml · nonDerivative · entry 3

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 29, 2015 Filed Feb 3, 2015 00:05 UTC SaleCommon Stock, $0.10 par value 2,300 $60.89 $140,047.00
Disclosure

SEC source: 0000014272-15-000025 · wf-form4_142292193485026.xml · nonDerivative · entry 2

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Read SEC document
January 29, 2015 Filed Feb 3, 2015 00:05 UTC Exercise / conversionCommon Stock, $0.10 par value 2,500 $26.25 $65,625.00
Disclosure

SEC source: 0000014272-15-000025 · wf-form4_142292193485026.xml · nonDerivative · entry 1

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2015 Filed Jan 6, 2015 23:56 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionRestricted Stock Units · Derivative 952 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000014 · wf-form4_142058859445235.xml · derivative · entry 3

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Underlying: Common Stock, $0.10 par value · 952 shares

Expires 2017-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on January 3, 2012. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on January 3, 2012. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

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January 03, 2015 Filed Jan 6, 2015 23:56 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 341 $59.51 $20,292.91
Disclosure

SEC source: 0000014272-15-000014 · wf-form4_142058859445235.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,466.97

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
January 03, 2015 Filed Jan 6, 2015 23:56 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 952 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000014 · wf-form4_142058859445235.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,807.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2015 Filed Jan 6, 2015 23:56 UTC
Caforio GiovanniDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000013 · wf-form4_142058857411329.xml · derivative · entry 3

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 7,500 shares

Expires 2015-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on January 3, 2011.

F3 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on January 3, 2011.

Read SEC document
January 03, 2015 Filed Jan 6, 2015 23:56 UTC
Caforio GiovanniDirector · Chief Operating Officer
Tax withholdingCommon Stock, $0.10 par value 2,855 $59.51 $169,901.05
Disclosure

SEC source: 0000014272-15-000013 · wf-form4_142058857411329.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,399.466

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
January 03, 2015 Filed Jan 6, 2015 23:56 UTC
Caforio GiovanniDirector · Chief Operating Officer
Exercise / conversionCommon Stock, $0.10 par value 7,500 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000013 · wf-form4_142058857411329.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,254.466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2014 Filed Jan 6, 2015 00:37 UTC GrantDeferred Share Units · Derivative 251.89 $59.55 $15,000.05
Disclosure

SEC source: 0000014272-15-000006 · wf-form4_142050466851844.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,533.63

Underlying: Common Stock, $0.10 par value · 251.89 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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December 31, 2014 Filed Jan 6, 2015 00:38 UTC GrantDeferred Share Units · Derivative 118.07 $59.55 $7,031.07
Disclosure

SEC source: 0000014272-15-000007 · wf-form4_142050468372239.xml · derivative · entry 1

Lynch Thomas J. Jr. · CIK 0001474056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,044.75

Underlying: Common Stock, $0.10 par value · 118.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2014 Filed Jan 6, 2015 00:38 UTC GrantDeferred Share Units · Derivative 236.15 $59.55 $14,062.73
Disclosure

SEC source: 0000014272-15-000008 · wf-form4_142050469791291.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,464.42

Underlying: Common Stock, $0.10 par value · 236.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2014 Filed Jan 6, 2015 00:38 UTC GrantDeferred Share Units · Derivative 503.78 $59.55 $30,000.10
Disclosure

SEC source: 0000014272-15-000009 · wf-form4_142050471339201.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,025.8

Underlying: Common Stock, $0.10 par value · 503.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2014 Filed Jan 6, 2015 00:38 UTC GrantCommon Stock, $0.10 par value 423 $59.03 $24,969.69
Disclosure

SEC source: 0000014272-15-000010 · wf-form4_142050472911497.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,464

F1 · shares: Shares awarded to Mr. Cornelius for service as Non-Executive Chairman.

Read SEC document
December 05, 2014 Filed Dec 5, 2014 22:39 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
SaleCommon Stock, $0.10 par value 300 $60.84 $18,252.99
Disclosure

SEC source: 0000014272-14-000267 · wf-form4_141781917711132.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,809

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2014.

F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.84 to $60.85, inclusive.

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December 05, 2014 Filed Dec 5, 2014 22:39 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
SaleCommon Stock, $0.10 par value 65,004 $60.47 $3,930,564.37
Disclosure

SEC source: 0000014272-14-000267 · wf-form4_141781917711132.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,109

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2014.

F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $59.84 to $60.83, inclusive.

Read SEC document
December 05, 2014 Filed Dec 5, 2014 22:39 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
SaleCommon Stock, $0.10 par value 9,696 $59.21 $574,126.34
Disclosure

SEC source: 0000014272-14-000267 · wf-form4_141781917711132.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,113

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2014.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.84 to $59.8329, inclusive.

F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 05, 2014 Filed Nov 7, 2014 22:13 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
SaleCommon Stock, $0.10 par value 75,000 $57.79 $4,334,152.50
Disclosure

SEC source: 0000014272-14-000265 · wf-form4_141539842195444.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,809

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2014.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $57.39 to $58.32, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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November 02, 2014 Filed Nov 4, 2014 22:42 UTC Exercise / conversionRestricted Stock Units · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000262 · wf-form4_141514095786576.xml · derivative · entry 3

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 6,666 shares

Expires 2014-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on November 2, 2009.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on November 2, 2009.

Read SEC document
November 02, 2014 Filed Nov 4, 2014 22:42 UTC Tax withholdingCommon Stock, $0.10 par value 3,457 $58.19 $201,162.83
Disclosure

SEC source: 0000014272-14-000262 · wf-form4_141514095786576.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,655.292

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
November 02, 2014 Filed Nov 4, 2014 22:42 UTC Exercise / conversionCommon Stock, $0.10 par value 6,666 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000262 · wf-form4_141514095786576.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,112.292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2014 Filed Nov 4, 2014 22:43 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,102 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000263 · wf-form4_141514097096051.xml · derivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

Underlying: Common Stock, $0.10 par value · 3,102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on November 1, 2011. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on November 1, 2011. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

Read SEC document
November 01, 2014 Filed Nov 4, 2014 22:43 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 1,397 $58.19 $81,291.43
Disclosure

SEC source: 0000014272-14-000263 · wf-form4_141514097096051.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,269.166

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
November 01, 2014 Filed Nov 4, 2014 22:43 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 3,102 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000263 · wf-form4_141514097096051.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,666.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.