Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP, Investor Relations | March 10, 2020 | March 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date March 10, 2020 · Filed March 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 70,945.583 |
Ending reported balance
After 2020-03-10 transaction · row 15
15 source rows · reconciled sequenceRow 1 · 2020-03-10 · Exercise / conversion · Acquired 1,349 · Balance 60,014.583 F1: Represents vesting of one-quarter or market share units granted on March 10, 2016. Row 2 · 2020-03-10 · Other · Disposed 22 · Balance 59,992.583 F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 3 · 2020-03-10 · Tax withholding · Disposed 364 · Balance 59,628.583 F3: Shares withheld for payment of taxes upon vesting. Row 4 · 2020-03-10 · Exercise / conversion · Acquired 1,890 · Balance 61,518.583 F4: Represents vesting of one-quarter or market share units granted on March 10, 2017. Row 5 · 2020-03-10 · Other · Acquired 213 · Balance 61,731.583 F5: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Row 6 · 2020-03-10 · Tax withholding · Disposed 577 · Balance 61,154.583 F3: Shares withheld for payment of taxes upon vesting. Row 7 · 2020-03-10 · Exercise / conversion · Acquired 1,666 · Balance 62,820.583 F6: Represents vesting of one-quarter or market share units granted on March 10, 2018. Row 8 · 2020-03-10 · Other · Disposed 80 · Balance 62,740.583 F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 9 · 2020-03-10 · Tax withholding · Disposed 502 · Balance 62,238.583 F3: Shares withheld for payment of taxes upon vesting. Row 10 · 2020-03-10 · Exercise / conversion · Acquired 2,161 · Balance 64,399.583 F7: Represents vesting of one-quarter or market share units granted on March 10, 2019. Row 11 · 2020-03-10 · Other · Acquired 484 · Balance 64,883.583 F5: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Row 12 · 2020-03-10 · Tax withholding · Disposed 1,123 · Balance 63,760.583 F3: Shares withheld for payment of taxes upon vesting. Row 13 · 2020-03-10 · Exercise / conversion · Acquired 11,341 · Balance 75,101.583 F8: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award. Row 14 · 2020-03-10 · Other · Acquired 1,138 · Balance 76,239.583 F9: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Row 15 · 2020-03-10 · Tax withholding · Disposed 5,294 · Balance 70,945.583 F3: Shares withheld for payment of taxes upon vesting. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2020-03-10 | Direct | 0 |
Reported balance
After 2020-03-10 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2020-03-10 · Exercise / conversion · Disposed 1,349 · Balance 0 F10: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1: Represents vesting of one-quarter or market share units granted on March 10, 2016. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2021-03-10 | Direct | 1,891 |
Reported balance
After 2020-03-10 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2020-03-10 · Exercise / conversion · Disposed 1,890 · Balance 1,891 F10: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4: Represents vesting of one-quarter or market share units granted on March 10, 2017. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2022-03-10 | Direct | 3,332 |
Reported balance
After 2020-03-10 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2020-03-10 · Exercise / conversion · Disposed 1,666 · Balance 3,332 F10: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6: Represents vesting of one-quarter or market share units granted on March 10, 2018. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2023-03-10 | Direct | 6,484 |
Reported balance
After 2020-03-10 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2020-03-10 · Exercise / conversion · Disposed 2,161 · Balance 6,484 F10: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7: Represents vesting of one-quarter or market share units granted on March 10, 2019. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2020-03-10 | Direct | 0 |
Reported balance
After 2020-03-10 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2020-03-10 · Exercise / conversion · Disposed 11,341 · Balance 0 F11: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of one-quarter or market share units granted on March 10, 2016.
F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
F3: Shares withheld for payment of taxes upon vesting.
F4: Represents vesting of one-quarter or market share units granted on March 10, 2017.
F5: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
F6: Represents vesting of one-quarter or market share units granted on March 10, 2018.
F7: Represents vesting of one-quarter or market share units granted on March 10, 2019.
F8: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.
F9: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
F10: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
F11: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 11,341 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · derivative · entry 20 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 11,341 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. F11 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · derivative · entry 19 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,484 Underlying: Common Stock, $0.10 par value · 2,161 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter or market share units granted on March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · derivative · entry 18 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,332 Underlying: Common Stock, $0.10 par value · 1,666 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter or market share units granted on March 10, 2018. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · derivative · entry 17 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,891 Underlying: Common Stock, $0.10 par value · 1,890 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter or market share units granted on March 10, 2017. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · derivative · entry 16 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 1,349 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter or market share units granted on March 10, 2016. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 5,294 | $57.93 | $306,681.42 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 15 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,945.583 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,138 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 14 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,239.583 F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 11,341 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 13 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,101.583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,123 | $57.93 | $65,055.39 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 12 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,760.583 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 484 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 11 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,883.583 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 10 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,399.583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter or market share units granted on March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 502 | $57.93 | $29,080.86 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 9 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,238.583 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 8 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,740.583 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 7 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,820.583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter or market share units granted on March 10, 2018. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 577 | $57.93 | $33,425.61 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 6 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,154.583 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 5 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,731.583 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 4 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,518.583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter or market share units granted on March 10, 2017. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 364 | $57.93 | $21,086.52 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 3 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,628.583 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 2 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,992.583 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000119 · wf-form4_158405122103148.xml · nonDerivative · entry 1 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,014.583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter or market share units granted on March 10, 2016. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 22:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 15,805 | $61.01 | $964,263.05 |
DisclosureSEC source: 0000014272-20-000094 · wf-form4_158353323372031.xml · nonDerivative · entry 1 Elicker John E · CIK 0001554788 · EVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,665.583 F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.97 to $61.05, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 15,000 | $56.66 | $849,900.00 |
DisclosureSEC source: 0000014272-19-000197 · wf-form4_157307724710649.xml · nonDerivative · entry 1 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,470.583 Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 12,967 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · derivative · entry 21 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,967 Underlying: Common Stock, $0.10 par value · 12,967 shares Expires 2022-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 8,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · derivative · entry 20 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 8,001 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier. F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 8,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · derivative · entry 19 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,645 Underlying: Common Stock, $0.10 par value · 8,645 shares Expires 2023-03-10 F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F9 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · derivative · entry 18 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,998 Underlying: Common Stock, $0.10 par value · 1,666 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. F6 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · derivative · entry 17 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,781 Underlying: Common Stock, $0.10 par value · 1,890 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · derivative · entry 16 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349 Underlying: Common Stock, $0.10 par value · 1,346 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · derivative · entry 15 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 1,277 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter market share units granted on March 10, 2015. F3 · derivative.expiration_date: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,155 | $51.39 | $162,135.45 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 14 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,470.583 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 8,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 13 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,625.583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 349 | $51.39 | $17,935.11 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 12 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,624.583 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 394 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 11 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,973.583 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 10 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,367.583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 463 | $51.39 | $23,793.57 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 9 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,701.583 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 204 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 8 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,164.583 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 7 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,368.583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 292 | $51.39 | $15,005.88 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 6 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,478.583 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 5 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,770.583 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 4 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,054.583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 281 | $51.39 | $14,440.59 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 3 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,708.583 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 255 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 2 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,989.583 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000082 · wf-form4_155247734643488.xml · nonDerivative · entry 1 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,244.583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter market share units granted on March 10, 2015. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 9,995 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000085 · wf-form4_152097459850551.xml · derivative · entry 21 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,995 Underlying: Common Stock, $0.10 par value · 9,995 shares Expires 2021-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 14,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000085 · wf-form4_152097459850551.xml · derivative · entry 20 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 14,110 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F7 · shares: Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 6,664 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000085 · wf-form4_152097459850551.xml · derivative · entry 19 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,664 Underlying: Common Stock, $0.10 par value · 6,664 shares Expires 2022-03-10 F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000085 · wf-form4_152097459850551.xml · derivative · entry 18 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,671 Underlying: Common Stock, $0.10 par value · 1,890 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. F6 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000085 · wf-form4_152097459850551.xml · derivative · entry 17 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,695 Underlying: Common Stock, $0.10 par value · 1,346 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000085 · wf-form4_152097459850551.xml · derivative · entry 16 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,277 Underlying: Common Stock, $0.10 par value · 1,276 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,421 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000085 · wf-form4_152097459850551.xml · derivative · entry 15 Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 1,421 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.