BKKT

SEC source: 0001870910-23-000006 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,880

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 315,546 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001871559-23-000003 · primary_doc.xml · nonDerivative · entry 2

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,320

F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F3 · price: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F4 · balance_after: Includes 383,320 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001871559-23-000003 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,320

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 333,320 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001871512-23-000004 · primary_doc.xml · nonDerivative · entry 2

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,739,236

F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F3 · price: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F4 · balance_after: Includes 2,305,439 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001871512-23-000004 · primary_doc.xml · nonDerivative · entry 1

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,659,236

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 2,225,439 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001944926-23-000002 · primary_doc.xml · nonDerivative · entry 1

Goodroe Charles · CIK 0001944926 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,533

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 36,533 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001942855-23-000002 · primary_doc.xml · nonDerivative · entry 2

Spatz Meredith · CIK 0001942855 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,992

F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F4 · balance_after: Includes 290,992 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001942855-23-000002 · primary_doc.xml · nonDerivative · entry 1

Spatz Meredith · CIK 0001942855 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,992

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 240,992 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001943008-23-000005 · primary_doc.xml · nonDerivative · entry 2

Elliot Mark Sonbolian · CIK 0001943008 · Chief Sales & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,260

F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F3 · price: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F4 · balance_after: Includes 383,320 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001943008-23-000005 · primary_doc.xml · nonDerivative · entry 1

Elliot Mark Sonbolian · CIK 0001943008 · Chief Sales & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,260

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 333,320 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001871512-23-000005 · primary_doc.xml · nonDerivative · entry 2

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,543,414

F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F3 · price: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F4 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001871512-23-000005 · primary_doc.xml · nonDerivative · entry 1

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,463,414

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.

F2 · balance_after: Includes 2,029,617 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.

SEC source: 0001871559-23-000001 · primary_doc.xml · nonDerivative · entry 2

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,328

F3 · shares: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/05/2022.

F4 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.5050, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes 442,328 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001943008-23-000004 · primary_doc.xml · nonDerivative · entry 2

Elliot Mark Sonbolian · CIK 0001943008 · Chief Sales & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,268

F3 · shares: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/2022.

F4 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.50, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes 192,328 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001873514-23-000003 · primary_doc.xml · nonDerivative · entry 1

Lewis Michael Leroy · CIK 0001873514 · Chief Engineering Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,133

F1 · shares: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F1 · price: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F2 · balance_after: Includes 192,328 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001873503-23-000003 · primary_doc.xml · nonDerivative · entry 1

Gordon Nancy · CIK 0001873503 · Chief Product Officer, Loyalty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,155

F1 · shares: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F1 · price: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F2 · balance_after: Includes 192,328 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001873540-23-000003 · primary_doc.xml · nonDerivative · entry 1

O'Prey Daniel · CIK 0001873540 · Chief Product Officer, Crypto

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,246

F1 · shares: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F1 · price: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F2 · balance_after: Includes 192,328 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001870910-23-000004 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,888

F1 · shares: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F1 · price: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F2 · balance_after: Includes 174,554 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001870910-23-000003 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,461

F1 · shares: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F1 · price: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F2 · balance_after: Includes 281,390 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001871559-23-000001 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,839

F1 · shares: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F1 · price: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F2 · balance_after: Includes 442,328 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001943008-23-000004 · primary_doc.xml · nonDerivative · entry 1

Elliot Mark Sonbolian · CIK 0001943008 · Chief Sales & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,650

F1 · shares: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F1 · price: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F2 · balance_after: Includes 192,328 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001871512-23-000002 · primary_doc.xml · nonDerivative · entry 1

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071,769

F1 · shares: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F1 · price: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

F2 · balance_after: Includes 2,017,452 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001873503-23-000002 · primary_doc.xml · nonDerivative · entry 2

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,491

F3 · shares: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/05/2022.

F4 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.65 to $1.76, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes 471,491 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001871512-23-000001 · primary_doc.xml · nonDerivative · entry 2

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,138,967

F4 · shares: In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.

F3 · balance_after: Includes 2,099,489 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001873514-23-000001 · primary_doc.xml · nonDerivative · entry 1

Lewis Michael Leroy · CIK 0001873514 · Chief Engineering Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,764

F1 · shares: In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.

F1 · price: In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.

F2 · balance_after: Includes 254,414 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001873540-23-000001 · primary_doc.xml · nonDerivative · entry 1

O'Prey Daniel · CIK 0001873540 · Chief Product Officer, Crypto

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,635

F1 · shares: In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.

F1 · price: In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.

F2 · balance_after: Includes 221,491 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001873503-23-000001 · primary_doc.xml · nonDerivative · entry 1

Gordon Nancy · CIK 0001873503 · Chief Product Officer, Loyalty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,541

F1 · shares: In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.

F1 · price: In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.

F2 · balance_after: Includes 254,414 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001873503-23-000002 · primary_doc.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,648

F1 · shares: In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.

F1 · price: In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.

F2 · balance_after: Includes 471,491 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001943008-23-000002 · primary_doc.xml · nonDerivative · entry 1

Elliot Mark Sonbolian · CIK 0001943008 · Chief Sales & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,284

F1 · shares: In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.

F1 · price: In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.

F2 · balance_after: Includes 254,414 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001871512-23-000001 · primary_doc.xml · nonDerivative · entry 1

Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,446,547

F1 · shares: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/30/2022.

F2 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.52 to $1.70, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes 2,099,489 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

SEC source: 0001943008-23-000001 · primary_doc.xml · nonDerivative · entry 1

Elliot Mark Sonbolian · CIK 0001943008 · Chief Sales & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,914

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/2022.

F2 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.62 to $1.76, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes 187,747 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0000899243-23-001736 · doc4.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · 10% owner

Levy Richard N · CIK 0001413810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,623,540

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00-2.30, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0000899243-23-001734 · doc4.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · 10% owner

Levy Richard N · CIK 0001413810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,723,540

F1 · kind: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") distributed for no consideration to equityholders of one of its members an aggregate of 349,510 shares of Class A common stock of the Issuer, in accordance with the provisions of the limited liability company agreement of VIH Sponsor.

F1 · price: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") distributed for no consideration to equityholders of one of its members an aggregate of 349,510 shares of Class A common stock of the Issuer, in accordance with the provisions of the limited liability company agreement of VIH Sponsor.

F2 · ownership.direct: VIH Sponsor is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001870910-23-000002 · primary_doc.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,968

F1 · shares: Disposition to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes 186,705 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0000899243-22-037277 · doc4.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · 10% owner · See Remarks

Levy Richard N · CIK 0001413810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,073,050

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.770-1.8016, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0000899243-22-036363 · doc4.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · 10% owner

Levy Richard N · CIK 0001413810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,142,690

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.9-2.015, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0000899243-22-034250 · doc4.xml · nonDerivative · entry 1

VPC Impact Acquisition Holdings Sponsor, LLC · CIK 0001825041 · Director · 10% owner · See Remarks

Levy Richard N · CIK 0001413810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,312,690

F1 · shares: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3309-2.3312, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001209191-22-052363 · doc4.xml · nonDerivative · entry 1

Goodroe Charles · CIK 0001944926 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,160

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in equal annual installments on the first three anniversaries of the grant date, provided that the Reporting Person continues employment with the Issuer as of each vest date.

F2 · balance_after: Includes 25,160 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001209191-22-049574 · doc4.xml · nonDerivative · entry 1

Alexander Karen · CIK 0001870910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,455

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in equal annual installments of the first three anniversaries of the grant date, provided that the Reporting Person's continued employment with the Issuer as of each vest date.

F2 · balance_after: Includes 211,455 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001209191-22-048517 · doc4.xml · derivative · entry 2

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304,712

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents incentive units of Bakkt Management LLC, which units are, subject to certain limitations, redeemable at the request of the Reporting Person in exchange for the indicated number of common units of Bakkt Opco Holdings, LLC "(Bakkt Opco Units") and an equal number of shares of the Issuer's Class V Common Stock.

F3 · derivative.exercise_price: Pursuant to the terms of an Amended and Restated Exchange Agreement dated as of May 3, 2022, subject to certain conditions, Bakkt Opco Units together with an equal number of shares of the Issuer's Class V Common Stock, are exchangeable by the Reporting Person for shares of the Issuer's Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Pursuant to the terms of an Amended and Restated Exchange Agreement dated as of May 3, 2022, subject to certain conditions, Bakkt Opco Units together with an equal number of shares of the Issuer's Class V Common Stock, are exchangeable by the Reporting Person for shares of the Issuer's Class A Common Stock on a one-for-one basis.

F3 · derivative.expiration_date: Pursuant to the terms of an Amended and Restated Exchange Agreement dated as of May 3, 2022, subject to certain conditions, Bakkt Opco Units together with an equal number of shares of the Issuer's Class V Common Stock, are exchangeable by the Reporting Person for shares of the Issuer's Class A Common Stock on a one-for-one basis.

F2 · balance_after: Represents incentive units of Bakkt Management LLC, which units are, subject to certain limitations, redeemable at the request of the Reporting Person in exchange for the indicated number of common units of Bakkt Opco Holdings, LLC "(Bakkt Opco Units") and an equal number of shares of the Issuer's Class V Common Stock.

SEC source: 0001209191-22-048517 · doc4.xml · nonDerivative · entry 1

D'Annunzio Marc · CIK 0001871559 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 287,491 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001209191-22-052374 · doc4.xml · nonDerivative · entry 1

Spatz Meredith · CIK 0001942855 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in equal annual installments on the first three anniversaries of the grant date, provided that the Reporting Person's continues employment with the Issuer as of each vest date.

F2 · balance_after: Includes 100,000 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001209191-22-037617 · doc4.xml · nonDerivative · entry 1

Main Andrew A · CIK 0001886731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,713

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 117,713 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001209191-22-037609 · doc4.xml · nonDerivative · entry 1

Cook Kristyn · CIK 0001872055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,350

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 114,350 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001209191-22-037607 · doc4.xml · nonDerivative · entry 1

Collins Sean Roberts · CIK 0001873512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,646

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 172,646 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001209191-22-037611 · doc4.xml · nonDerivative · entry 1

Dow De'Ana · CIK 0001424020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,634

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 104,634 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001209191-22-037619 · doc4.xml · nonDerivative · entry 1

Simeone Jill · CIK 0001581731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,634

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 104,634 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001209191-22-037613 · doc4.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,686

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 89,686 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001209191-22-037621 · doc4.xml · nonDerivative · entry 1

Watson Gordon · CIK 0001825304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,108

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 112,108 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001209191-22-037911 · doc4.xml · nonDerivative · entry 1

Lumb Richard · CIK 0001506719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,686

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 89,686 shares of Class A Common Stock subject to RSUs that remain subject to vesting.