GOLDBERG MICHELLE J

SEC source: 0001628280-26-038180 · wk-form4_1779828828.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,591

F1 · kind: This grant of restricted stock will vest on May 21, 2027.

SEC source: 0001650305-26-000002 · primarydocument.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,898

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on the reporting person's departure from the Company's Board of Directors. The Deferred Stock Units are fully vested upon grant.

SEC source: 0001871559-25-000007 · primary_doc.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,608

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on June 17, 2026, provided that the reporting person continues to provide service to the issuer through such date.

F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on June 17, 2026, provided that the reporting person continues to provide service to the issuer through such date.

F2 · balance_after: Includes 16,543 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001562180-25-003973 · primarydocument.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,266

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

SEC source: 0000018926-25-000081 · wk-form4_1747430851.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,394

F1 · kind: This grant of restricted stock will vest on May 14, 2026.

SEC source: 0001871559-24-000008 · primary_doc.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,065

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F1 · price: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 11,364 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001424020-23-000005 · primary_doc.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,544

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 142,858 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001424020-23-000002 · primary_doc.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,544

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 99,686 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001209191-22-037613 · doc4.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,686

F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date.

F2 · balance_after: Includes 89,686 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC source: 0001209191-21-071148 · doc4.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

SEC source: 0000890319-20-000139 · wf-form4_160942826723508.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of November 14, 2020, by and among Taubman Centers, Inc. (Taubman), Simon Property Group, Inc., and certain other parties thereto (the Merger Agreement), at the effective time of the mergers, each outstanding share of common stock of Taubman was cancelled and converted into the right to receive $43.00 in cash (the Common Stock Merger Consideration).

F2 · price: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her annual cash and equity retainers until the earlier of the termination of such director's service on Taubman's Board of Directors or upon a change of control. Such deferred compensation is denominated in restricted stock units (DSUs). Pursuant to the Merger Agreement, at the effective time of the mergers, each outstanding DSU was cancelled and converted into the right to receive the Common Stock Merger Consideration.

SEC source: 0000890319-20-000115 · wf-form4_160694122024576.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,490

F1 · shares: Under The Taubman Centers, Inc. (the Company) Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her annual cash retainer until the earlier of the termination of such director's service on the Company's Board of Directors and upon a change of control. Such deferred compensation is denominated in restricted stock units. The number of restricted stock units received for the quarterly installment of the annual cash retainer equals the deferred cash retainer fee divided by the fair market value of the Company's common stock on the business day immediately before the date the director would otherwise have been entitled to receive the retainer fee.

F2 · shares: The shares referred to above represent the quarterly installment of the annual cash retainer for three months beginning December 1, 2020, which have been deferred in full, and would have otherwise been payable under The Taubman Company LLC 2018 Omnibus Long-Term Incentive Plan.

F3 · shares: The restricted stock units represent the right to receive equivalent shares of common stock at the end of the deferral period, and each director's account is 100% vested at all times. Therefore, the reporting person has elected to report the deferral as shares of common stock received on the grant date.

SEC source: 0000890319-20-000099 · wf-form4_159907389955791.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,975

F1 · shares: Under The Taubman Centers, Inc. (the Company) Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her annual cash retainer until the earlier of the termination of such director's service on the Company's Board of Directors and upon a change of control. Such deferred compensation is denominated in restricted stock units. The number of restricted stock units received for the quarterly installment of the annual cash retainer equals the deferred cash retainer fee divided by the fair market value of the Company's common stock on the business day immediately before the date the director would otherwise have been entitled to receive the retainer fee.

F2 · shares: The shares referred to above represent the quarterly installment of the annual cash retainer for three months beginning September 1, 2020, which have been deferred in full, and would have otherwise been payable under The Taubman Company LLC 2018 Omnibus Long-Term Incentive Plan.

F3 · shares: The restricted stock units represent the right to receive equivalent shares of common stock at the end of the deferral period, and each director's account is 100% vested at all times. Therefore, the reporting person has elected to report the deferral as shares of common stock received on the grant date.

SEC source: 0000704051-20-000088 · wf-form4_159658304946821.xml · derivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,620.39 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F3 · price: These restricted stock units were disposed of in exchange for (i) (A) $50, multiplied by (B) the number of shares of the issuer's common stock represented by such restricted stock units immediately prior to the effective time of the merger, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock units, net of any taxes withheld pursuant to the merger agreement.

F2 · derivative.exercise_date: Restricted stock units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: Restricted stock units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-20-000074 · wf-form4_159536258632444.xml · derivative · entry 2

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,620.39

Underlying: Common Stock · 84.56 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000890319-20-000076 · wf-form4_159121432440590.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,401

F1 · shares: Under The Taubman Centers, Inc. (the Company) Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her annual cash and equity retainers until the earlier of the termination of such director's service on the Company's Board of Directors and upon a change of control. Such deferred compensation is denominated in restricted stock units. The number of restricted stock units received for the quarterly installment of the annual cash retainer equals the deferred cash retainer fee divided by the fair market value of the Company's common stock on the business day immediately before the date the director would otherwise have been entitled to receive the retainer fee. The number of restricted stock units received for the annual equity retainer equals the deferred equity retainer fee divided by the average closing price of the Company's common stock during the month preceding the grant date.

F2 · shares: The shares referred to above represent the annual equity retainer for June 1, 2020 through May 31, 2021 and the quarterly installment of the annual cash retainer for three months beginning June 1, 2020, which have been deferred in full, and would have otherwise been payable under The Taubman Company LLC 2018 Omnibus Long-Term Incentive Plan.

F3 · shares: The restricted stock units represent the right to receive equivalent shares of common stock at the end of the deferral period, and each director's account is 100% vested at all times. Therefore, the reporting person has elected to report the deferral as shares of common stock received on the grant date. If a non-employee director's service terminates for any reason, other than death or disability or a termination within three months of a change in control of the Company, such director will forfeit a pro rata portion (based on the number of months served) of the most recent annual equity retainer, including any equity grant that has been deferred in accordance with the Non-Employee Directors' Deferred Compensation Plan. If a director's service terminates due to death, disability or within three months of a change in control of the Company, none of the most recent annual equity retainer will be forfeited.

SEC source: 0000704051-20-000032 · wf-form4_158810438787328.xml · derivative · entry 2

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,535.83

Underlying: Common Stock · 84.4 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000890319-20-000051 · wf-form4_158585723633205.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,425

F1 · shares: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her director retainer (cash and stock) until the earlier of the termination of such director's service on the Company's Board of Directors and upon a change of control. Such deferred compensation is denominated in restricted stock units, and the number of restricted stock units received equals the deferred retainer fee divided by the fair market value of the Company's common stock on the business day immediately before the date the director would otherwise have been entitled to receive the retainer fee. The shares referred to above represent the April and May 2020 retainer fee, which has been deferred in full, and would have otherwise been payable under The Taubman Company LLC 2018 Omnibus Long-Term Incentive Plan.

F2 · shares: The restricted stock units represent the right to receive equivalent shares of common stock at the end of the deferral period, and each director's account is 100% vested at all times. Therefore, the reporting person has elected to report the deferral as shares of common stock received on the grant date.

F3 · balance_after: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each director's account is credited with dividend equivalents on the deferred restricted stock units when the Company pays cash dividends on its common stock (including special dividends, if any), and such dividend equivalents are denominated in additional restricted stock units based on the fair market value of the Company's common stock on the business day immediately before the record date of the applicable dividend payment. The receipt of such dividends since the last Form 4 filing has been reflected in the column entitled 'amount of securities beneficially owned following reported transaction(s)', but has not been reported as a separate transaction.

SEC source: 0000704051-20-000003 · wf-form4_158033092994584.xml · derivative · entry 2

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,451.43

Underlying: Common Stock · 108.7 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000890319-20-000011 · wf-form4_157831829518000.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,446

F1 · shares: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her director retainer (cash and stock) until the earlier of the termination of such director's service on the Company's Board of Directors and upon a change of control. Such deferred compensation is denominated in restricted stock units, and the number of restricted stock units received equals the deferred retainer fee divided by the fair market value of the Company's common stock on the business day immediately before the date the director would otherwise have been entitled to receive the retainer fee. The shares referred to above represent the quarterly retainer fee, which has been deferred in full, and would have otherwise been payable under The Taubman Company LLC 2018 Omnibus Long-Term Incentive Plan.

F2 · shares: The restricted stock units represent the right to receive equivalent shares of common stock at the end of the deferral period, and each director's account is 100% vested at all times. Therefore, the reporting person has elected to report the deferral as shares of common stock received on the grant date.

F3 · balance_after: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each director's account is credited with dividend equivalents on the deferred restricted stock units when the Company pays cash dividends on its common stock (including special dividends, if any), and such dividend equivalents are denominated in additional restricted stock units based on the fair market value of the Company's common stock on the business day immediately before the record date of the applicable dividend payment. The receipt of such dividends since the last Form 4 filing has been reflected in the column entitled 'amount of securities beneficially owned following reported transaction(s)', but has not been reported as a separate transaction.

SEC source: 0000704051-19-000113 · wf-form4_157298001211972.xml · derivative · entry 2

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,342.73

Underlying: Common Stock · 110.77 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000890319-19-000129 · wf-form4_157004538152325.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,555

F1 · shares: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her director retainer (cash and stock) until the earlier of the termination of such director's service on the Company's Board of Directors and upon a change of control. Such deferred compensation is denominated in restricted stock units, and the number of restricted stock units received equals the deferred retainer fee divided by the fair market value of the Company's common stock on the business day immediately before the date the director would otherwise have been entitled to receive the retainer fee. The shares referred to above represent the quarterly retainer fee, which has been deferred in full, and would have otherwise been payable under The Taubman Company LLC 2018 Omnibus Long-Term Incentive Plan.

F2 · shares: The restricted stock units represent the right to receive equivalent shares of common stock at the end of the deferral period, and each director's account is 100% vested at all times. Therefore, the reporting person has elected to report the deferral as shares of common stock received on the grant date.

F3 · balance_after: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each director's account is credited with dividend equivalents on the deferred restricted stock units when the Company pays cash dividends on its common stock (including special dividends, if any), and such dividend equivalents are denominated in additional restricted stock units based on the fair market value of the Company's common stock on the business day immediately before the record date of the applicable dividend payment. The receipt of such dividends since the last Form 4 filing has been reflected in the column entitled 'amount of securities beneficially owned following reported transaction(s)', but has not been reported as a separate transaction.

SEC source: 0000704051-19-000091 · wf-form4_156460416270922.xml · derivative · entry 2

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,231.96

Underlying: Common Stock · 3,276 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-19-000079 · wf-form4_156450820612463.xml · derivative · entry 2

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,955.96

Underlying: Common Stock · 71.77 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000890319-19-000099 · wf-form4_156207746798594.xml · nonDerivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,267

F1 · shares: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her director retainer (cash and stock) until the earlier of the termination of such director's service on the Company's Board of Directors and upon a change of control. Such deferred compensation is denominated in restricted stock units, and the number of restricted stock units received equals the deferred retainer fee divided by the fair market value of the Company's common stock on the business day immediately before the date the director would otherwise have been entitled to receive the retainer fee. The shares referred to above represent the quarterly retainer fee, which has been deferred in full, and would have otherwise been payable under The Taubman Company LLC 2018 Omnibus Long-Term Incentive Plan.

F2 · shares: The restricted stock units represent the right to receive equivalent shares of common stock at the end of the deferral period, and each director's account is 100% vested at all times. Therefore, the reporting person has elected to report the deferral as shares of common stock received on the grant date.

SEC source: 0000704051-19-000041 · wf-form4_155725689230640.xml · derivative · entry 2

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,884.19

Underlying: Common Stock · 68.74 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-19-000002 · wf-form4_154826537826872.xml · derivative · entry 2

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,815.45

Underlying: Common Stock · 81.02 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-18-000117 · wf-form4_154101156410613.xml · derivative · entry 2

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,734.43

Underlying: Common Stock · 82.1 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-18-000091 · wf-form4_153314190888429.xml · derivative · entry 2

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,652.33

Underlying: Common Stock · 3,638 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-18-000080 · wf-form4_153185170428556.xml · derivative · entry 2

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,014.33

Underlying: Common Stock · 29.65 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-18-000026 · wf-form4_152459811829714.xml · derivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,984.67

Underlying: Common Stock · 21.67 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-18-000001 · wf-form4_151500373665984.xml · derivative · entry 1

GOLDBERG MICHELLE J · CIK 0001650305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,963

Underlying: Common Stock · 2,963 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.