Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bakkt, Inc.BKKT · Entity 5873 | Director | June 17, 2025 | June 20, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bakkt, Inc.
Report date June 17, 2025 · Filed June 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 39,271 |
Reported balance
After 2025-06-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-06-17 · Grant · Acquired 16,543 · Balance 39,271 F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on June 17, 2026, provided that the reporting person continues to provide service to the issuer through such date. F2: Includes 16,543 shares of Class A Common Stock subject to RSUs that remain subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on June 17, 2026, provided that the reporting person continues to provide service to the issuer through such date.
F2: Includes 16,543 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2025 Filed Jun 20, 2025 17:50 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 16,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001424020-25-000002 · primary_doc.xml · nonDerivative · entry 1 Dow De'Ana · CIK 0001424020 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,271 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on June 17, 2026, provided that the reporting person continues to provide service to the issuer through such date. F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on June 17, 2026, provided that the reporting person continues to provide service to the issuer through such date. F2 · balance_after: Includes 16,543 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
| May 14, 2025 Filed May 15, 2025 19:42 UTC | Bakkt, Inc. BKKT · Entity 5873 | SaleClass A Common Stock | 19,200 | $12.89 | $247,530.24 |
DisclosureSEC source: 0001424020-25-000001 · primary_doc.xml · nonDerivative · entry 1 Dow De'Ana · CIK 0001424020 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,728 F1 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $12.79 to $13.295, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · balance_after: Includes 22,728 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 18:29 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 11,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001424020-24-000001 · primary_doc.xml · nonDerivative · entry 2 Dow De'Ana · CIK 0001424020 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,928 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date. F3 · shares: This grant of RSUs was for the Reporting Person's service on the board of managers of Bakkt Trust Company LLC. F4 · balance_after: Includes 22,728 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 18:29 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 11,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001424020-24-000001 · primary_doc.xml · nonDerivative · entry 1 Dow De'Ana · CIK 0001424020 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,564 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date. F1 · price: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date. F2 · balance_after: Includes 11,364 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 17:04 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 142,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001424020-23-000003 · primary_doc.xml · nonDerivative · entry 2 Dow De'Ana · CIK 0001424020 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 480,036 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date. F3 · shares: This grant of RSUs was for Reporting Person's service on the board of managers of Bakkt Trust Company LLC. F4 · balance_after: Includes 285,716 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 17:04 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 142,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001424020-23-000003 · primary_doc.xml · nonDerivative · entry 1 Dow De'Ana · CIK 0001424020 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,178 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date. F2 · balance_after: Includes 142,858 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 18:55 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 104,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037611 · doc4.xml · nonDerivative · entry 1 Dow De'Ana · CIK 0001424020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,634 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date. F2 · balance_after: Includes 104,634 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
| June 14, 2022 Filed Oct 4, 2022 17:05 UTC Amendment | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 89,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-052358 · doc4a.xml · nonDerivative · entry 1 Dow De'Ana · CIK 0001424020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,320 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date. F2 · shares: This grant of RSUs was subject to Reporting Person's service on the board of managers of Bakkt Trust Company LLC being approved by the New York State Department of Financial Services, which approval was obtained on August 2, 2022. F3 · balance_after: Includes 194,320 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.