Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bakkt, Inc.BKKT · Entity 5873 | Chief Accounting Officer | September 25, 2023 | April 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bakkt, Inc.
Report date September 25, 2023 · Filed April 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 32,789 |
Reported balance
After 2023-09-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-09-25 · Tax withholding · Disposed 2,425 · Balance 32,789 F1: In connection with the vesting of RSUs on September 22, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on September 22, 2023. F2: Includes 24,478 shares of Class A Common Stock subject to RSUs that remain subject to vesting. F3: Reflects the reporting person's holdings as of the date of the filing of this Form 4 on April 11, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the vesting of RSUs on September 22, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on September 22, 2023.
F2: Includes 24,478 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
F3: Reflects the reporting person's holdings as of the date of the filing of this Form 4 on April 11, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2024 Filed Feb 27, 2024 02:46 UTC | Bakkt, Inc. BKKT · Entity 5873 | Tax withholdingClass A Common Stock | 1,319 | $0.96 | $1,259.65 |
DisclosureSEC source: 0001944926-24-000001 · primary_doc.xml · nonDerivative · entry 1 Goodroe Charles · CIK 0001944926 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,789 F1 · shares: In connection with the vesting of restricted stock units on February 13, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 13, 2024. F1 · price: In connection with the vesting of restricted stock units on February 13, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 13, 2024. F2 · balance_after: Includes 24,478 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. Read SEC document |
| September 25, 2023 Filed Apr 12, 2024 00:28 UTC | Bakkt, Inc. BKKT · Entity 5873 | Tax withholdingClass A Common Stock | 2,425 | $1.10 | $2,667.50 |
DisclosureSEC source: 0001944926-24-000002 · primary_doc.xml · nonDerivative · entry 1 Goodroe Charles · CIK 0001944926 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,789 F1 · shares: In connection with the vesting of RSUs on September 22, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on September 22, 2023. F1 · price: In connection with the vesting of RSUs on September 22, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on September 22, 2023. F2 · balance_after: Includes 24,478 shares of Class A Common Stock subject to RSUs that remain subject to vesting. F3 · balance_after: Reflects the reporting person's holdings as of the date of the filing of this Form 4 on April 11, 2024. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 01:08 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 11,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001944926-23-000002 · primary_doc.xml · nonDerivative · entry 1 Goodroe Charles · CIK 0001944926 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,533 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F2 · balance_after: Includes 36,533 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. Read SEC document |
| September 22, 2022 Filed Oct 4, 2022 21:08 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 25,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-052363 · doc4.xml · nonDerivative · entry 1 Goodroe Charles · CIK 0001944926 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,160 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in equal annual installments on the first three anniversaries of the grant date, provided that the Reporting Person continues employment with the Issuer as of each vest date. F2 · balance_after: Includes 25,160 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.