Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bakkt, Inc.BKKT · Entity 5873 | Director · Co-CEO & President | July 15, 2025 | July 16, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bakkt, Inc.
Report date July 15, 2025 · Filed July 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 431,963 |
Reported balance
After 2025-07-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-07-15 · Sale · Disposed 14,440 · Balance 431,963 F1: Represents sale to cover tax obligations associated with the vesting of performance stock units ("PSUs"). F2: Includes 308,261 shares of Class A Common Stock subject to restricted stock units and PSU awards that remain subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents sale to cover tax obligations associated with the vesting of performance stock units ("PSUs").
F2: Includes 308,261 shares of Class A Common Stock subject to restricted stock units and PSU awards that remain subject to vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 15, 2025 Filed Jul 16, 2025 16:58 UTC | Bakkt, Inc. BKKT · Entity 5873 | SaleClass A Common Stock | 14,440 | $18.21 | $262,952.40 |
DisclosureSEC source: 0001886731-25-000004 · primary_doc.xml · nonDerivative · entry 1 Main Andrew A · CIK 0001886731 · Director · Co-CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 431,963 F1 · shares: Represents sale to cover tax obligations associated with the vesting of performance stock units ("PSUs"). F2 · balance_after: Includes 308,261 shares of Class A Common Stock subject to restricted stock units and PSU awards that remain subject to vesting. Read SEC document |
| April 11, 2025 Filed Apr 15, 2025 17:50 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 58,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001886731-25-000003 · primary_doc.xml · nonDerivative · entry 1 Main Andrew A · CIK 0001886731 · Director · Co-CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 446,403 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date. F1 · price: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date. F2 · balance_after: Includes 338,744 shares of Class A Common Stock subject to RSUs and performance stock units awards that remain subject to vesting. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 17:55 UTC | Bakkt, Inc. BKKT · Entity 5873 | Tax withholdingClass A Common Stock | 51,147 | $10.94 | $559,548.18 |
DisclosureSEC source: 0001886731-25-000002 · primary_doc.xml · nonDerivative · entry 1 Main Andrew A · CIK 0001886731 · Director · Co-CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 388,138 F1 · shares: In connection with the vesting of restricted stock units ("RSUs") on March 26, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on March 26, 2025. F1 · price: In connection with the vesting of restricted stock units ("RSUs") on March 26, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on March 26, 2025. F2 · balance_after: Includes 280,479 shares of Class A Common Stock subject to RSUs and performance stock units awards that remain subject to vesting. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 16:48 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 60,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001886731-25-000001 · primary_doc.xml · nonDerivative · entry 1 Main Andrew A · CIK 0001886731 · Director · Chief Exec Officer & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 439,285 F1 · shares: These securities are performance stock units ("PSUs") resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest in two equal annual installments on July 12, 2025 and July 12, 2026, provided that the reporting person continues to be employed by the issuer as of each vesting date. F1 · price: These securities are performance stock units ("PSUs") resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest in two equal annual installments on July 12, 2025 and July 12, 2026, provided that the reporting person continues to be employed by the issuer as of each vesting date. F2 · balance_after: Includes 426,820 shares of Class A Common Stock subject to restricted stock units and PSU awards that remain subject to vesting. Read SEC document |
| March 26, 2024 Filed Mar 26, 2024 16:33 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 9,146,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009128 · form4-03262024_080343.xml · nonDerivative · entry 1 Main Andrew A · CIK 0001886731 · Director · CHIEF EXEC OFFICER & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,457,983 F1 · shares: These securities are Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. 40% of the RSUs shall vest on the one year anniversary of the grant date and 30% of the RSUs shall vest on each of the second and third year anniversaries of the grant date, provided that the Reporting Person continues to provide services to the Issuer through each such date. F2 · balance_after: Includes 9,146,341 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 17:48 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 183,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001886731-23-000002 · primary_doc.xml · nonDerivative · entry 1 Main Andrew A · CIK 0001886731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311,642 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date. F2 · balance_after: Includes 183,929 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 19:01 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 117,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037617 · doc4.xml · nonDerivative · entry 1 Main Andrew A · CIK 0001886731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,713 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date. F2 · balance_after: Includes 117,713 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 18:19 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071158 · doc4.xml · nonDerivative · entry 1 Main Andrew A · CIK 0001886731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in full on April 15, 2022 subject to the Reporting Person's continued employment with the Issuer through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.